AWX · Avalon Holdings Corp · Insider Trading
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 4 and 5. Form 3 supplies initial ownership rather than a trade; Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2020-12-28 | SAKSA BRYAN |
CHIEF FINANCIAL OFFICER |
Sell↓
Filing footnotes — Common Stock (Direct)
The shares sold were acquired contemporaneously upon the cashless exercise of a stock option at an exercise price of $1.83 per share. The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting person on November 18, 2020. |
Common Stock
|
24,000 |
| 2020-12-28 | SAKSA BRYAN |
CHIEF FINANCIAL OFFICER |
Convert↑
|
Common Stock
|
24,000 |
| 2020-12-28 | SAKSA BRYAN |
CHIEF FINANCIAL OFFICER |
Convert↓
Filing footnotes — Stock Options (Right to Buy) (Direct)
The date indicated is the grant date and the options vest in five equal installments beginning one year from the grant date. At the end of each vesting period, the Avalon Holdings Corporation Class A common stock must reach a predetermined market price within three years before the vested options are exercisable. |
Stock Options (Right to Buy)
|
24,000 |