Axos Financial, Inc 8-K, filed Dec 5, 2023
Axos Financial, Inc. (AX)
8-K
2023-12-05
For: 2023-12-04
View Original
Added on
April 10, 2026
About this 8-K
Axos Financial, Inc filed this 8-K on December 5, 2023, reporting on events of December 4, 2023.
Items reported
- Item 8.01: Other events
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): December 4, 2023
(Exact name of registrant as specified in its charter)
| (State or other jurisdiction of incorporation) | (Commission File Number) | (IRS Employer Identification Number) | ||||||
(Address of principal executive offices and zip code)
Registrant’s telephone number, including area code: (858 ) 649-2218
| Securities registered pursuant to Section 12(b) of the Act: | ||||||||
| Title of each class | Trading Symbol(s) | Name of each exchange on which registered | ||||||
Not Applicable
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 8.01 Other Events.
On December 4, 2023, Axos Financial, Inc. (the “Company”) and its wholly owned bank subsidiary, Axos Bank (the “Bank”), ratings were withdrawn by Moody’s Investors Service (“Moody’s”). The Company and the Bank requested the withdrawal of the Company’s and the Bank’s respective ratings and Moody’s withdrew the ratings as requested effective as of December 4, 2023. Prior to the requested withdrawals, Moody’s outlook for the ratings was stable. The Company and the Bank requested the withdrawal of the ratings based on their determination, following discussions with investors, among other considerations, that maintaining a single investment grade rating for the Company and the Bank was preferable.
9.01 Financial Statements and Exhibits.
(d) Exhibits.
| Exhibit | Description | |||||||
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) | |||||||
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Axos Financial, Inc. | ||||||||||||||
| Date: | December 4, 2023 | By: | /s/ Derrick K. Walsh | |||||||||||
| Derrick K. Walsh | ||||||||||||||
| EVP and Chief Financial Officer | ||||||||||||||