Axos Financial, Inc 8-K, filed Nov 14, 2025
Axos Financial, Inc. (AX)
8-K
2025-11-14
For: 2025-11-13
View Original
Added on
April 10, 2026
About this 8-K
Axos Financial, Inc filed this 8-K on November 14, 2025, reporting on events of November 13, 2025.
Items reported
- Item 5.07: Shareholder vote results
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): November 13, 2025
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Item 5.07 Submission of Matters to a Vote of Security Holders.
Axos Financial, Inc. (the “Company”) held its annual meeting of stockholders on November 13, 2025 (the “Annual Meeting”). As of September 16, 2025, the record date for the Annual Meeting, 56,595,223 shares of the Company’s common stock were eligible to vote. There were a total of 49,480,296 shares present at the Annual Meeting (87.42% of the eligible shares to vote), constituting a quorum.
Set forth below are the final vote tabulations for each of the matters submitted to a vote of the stockholders, including the votes for and against, and any abstentions or broker non-votes.
The first proposal was the election of the following Class III directors with terms expiring in 2028: James S. Argalas, James J. Court, Stefani D. Carter and Roque A. Santi.
| For | Withheld | Broker Non-Votes | |||||||||
| James S. Argalas | 42,034,547 | 1,900,294 | 5,545,455 | ||||||||
| James J. Court | 27,435,298 | 16,499,543 | 5,545,455 | ||||||||
| Stefani D. Carter | 27,584,082 | 16,350,759 | 5,545,455 | ||||||||
| Roque A. Santi | 42,645,512 | 1,289,329 | 5,545,455 | ||||||||
The second proposal was to approve in a non-binding and advisory vote, the compensation of the Company’s Named Executive Officers as disclosed in the Company’s proxy statement.
| For | Against | Abstain | Broker Non-Votes | ||||||||
| 25,671,253 | 18,081,439 | 182,149 | 5,545,455 | ||||||||
The third proposal was to approve an amendment to the Amended and Restated 2014 Stock Incentive Plan.
| For | Against | Abstain | Broker Non-Votes | ||||||||
| 27,625,699 | 16,153,783 | 155,359 | 5,545,455 | ||||||||
The fourth proposal was the ratification of the appointment of BDO USA, P.C. as the Company’s independent public accounting firm for fiscal year 2026.
| For | Against | Abstain | ||||||
| 49,168,916 | 252,989 | 58,391 | ||||||
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Axos Financial, Inc. | ||||||||||||||
| Date: | November 14, 2025 | By: | /s/ Derrick K. Walsh | |||||||||||
| Derrick K. Walsh | ||||||||||||||
| EVP and Chief Financial Officer | ||||||||||||||