FNY Investment Advisers, LLC

Position in BANX — ArrowMark Financial Corp.

CIK 1742998 NEW YORK, NY

Position in BANX

as of Mar 31, 2026 · filed Apr 15, 2026 Compact

Position Value

$89,582

New position

Shares Held

4,700

first reported quarter

Ownership

0.049%

of shares outstanding

% of Portfolio

0.05%

of 13F equity value

Holder Rank

—

not a current holder

Holding Since

Mar 2026

1 quarter on record

Voting authority Sole 100.ToString("F0")% Shared 0.ToString("F0")% None 0.ToString("F0")%

Financial Services · as of Mar 31, 2026

FNY Investment Advisers, LLC holds $1,504,194 across 75 Asset Management names. BANX ranks #4 (6.0% of the industry book) .

#	Ticker	Company	Shares	Value (USD)
1	DBRG	DigitalBridge Group, Inc.	21,630	$333,534
2	QQQX	Nuveen NASDAQ 100 Dynamic Overwrite Fund	3,800	$101,346
3	PDI	PIMCO Dynamic Income Fund	5,600	$95,816
4	BANX	ArrowMark Financial Corp. This page	4,700	$89,582
5	ALP	Alpha Compute Corp	178,711	$56,472
6	NEA	Nuveen AMT-Free Quality Municipal Income Fund	4,400	$49,412
7	PSLV	Sprott Physical Silver Trust	2,000	$48,780
8	NVG	Nuveen AMT-Free Municipal Credit Income Fund	3,800	$46,854

1 filing row on record

Report Date	Value (USD)	Shares	Change	Type	Discretion	Filed
2026-03-31	$89,582	4,700	—	Shares	Sole	2026-04-15
No filing history on record for this holder in this stock.