BANX · ArrowMark Financial Corp. · Holdings

$19.86 -0.49 (-2.41%) At close · Sep 30

Market Cap

$197.10M

9.69M

Volume · Sep 30 47.86K Avg daily vol (3M) 37.54K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Some SEC filings for this period have not finished importing. Holder totals and changes may be incomplete; these filings remain queued for recovery.

Quarter:

Holders: 38

Total Value: $56,818,444

Total Shares: 2,997,449

Institutional Ownership Trend

26 quarters

Holder Concentration

Across 38 13F filers · Δ vs Mar 31, 2026

Top Holder

36.2%

−9.3 pts

Top 5

79.6%

+5.6 pts

Top 10

89.3%

+0.9 pts

HHI

2,322

Moderately concentrated−21

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

Holder count: +2

Institutional value: +53.3%

Shares held: +54.2%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP	+62,800	75,700
Large OSAIC HOLDINGS, INC.	+17,232	131,069
Small Everstar Asset Management, LLC	+12,287	59,632
Mega UBS Group AG	+10,395	13,941
Small Noble Wealth Management PBC	+884	107,197

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Mega RAYMOND JAMES FINANCIAL INC	−163,380	31,473
Large Hudson Bay Capital Management LP	−38,444	18,222
Small CALDWELL SUTTER CAPITAL, INC.	−25,000	693
Small Almitas Capital LLC	−22,409	50,843
Micro Closed-End Fund Advisors, Inc.	−15,123	54,650

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Mid Pictet North America Advisors SA	1,141,400	$20,568,028
Mid AlphaCore Capital LLC	40,258	$787,043
Mega MARSHALL WACE, LLP	32,626	$637,837
Mega JANE STREET GROUP, LLC	23,089	$416,063
Large Mariner, LLC	14,974	$292,741

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Mega CITADEL ADVISORS LLC	16,100	$306,866
Small Catalina Capital Group, LLC	15,717	$299,566
Large MAI Capital Management	5,250	$100,065
Small FNY Investment Advisers, LLC	4,700	$89,582
Mid CREATIVE FINANCIAL DESIGNS INC /ADV	827	$15,762

Filter: New 10 Increased 7 Reduced 14 Sold out 8 Unchanged 7

Showing 38 of 38

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

Pictet North America Advisors SA RISE

$20,568,028

36.20%

1,141,400

ArrowMark Colorado Holdings LLC

$17,298,504

30.45%

884,834

STIFEL FINANCIAL CORP

$2,718,838

4.79%

139,071

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	139,071	$2,718,838	100.0%	Defined

OSAIC HOLDINGS, INC.

$2,562,398

4.51%

131,069

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	20,093	$392,818	15.3%	Defined
Osaic Advisory Services, LLC	110,976	$2,169,580	84.7%	Defined

Noble Wealth Management PBC

$2,095,701

3.69%

107,197

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$1,479,935

2.60%

75,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	75,700	$1,479,935	100.0%	Other

Everstar Asset Management, LLC

$1,165,805

2.05%

59,632

Closed-End Fund Advisors, Inc.

$1,068,407

1.88%

54,650

Almitas Capital LLC

$993,980

1.75%

50,843

AlphaCore Capital LLC

$787,043

1.39%

40,258

MORGAN STANLEY

$658,756

1.16%

33,696

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	33,696	$658,756	100.0%	Defined

MARSHALL WACE, LLP

$637,837

1.12%

32,626

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	32,626	$637,837	100.0%	Other

RAYMOND JAMES FINANCIAL INC

$615,297

1.08%

31,473

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	100	$1,955	0.3%	Defined
Raymond James Financial Services Advisors, Inc.	31,373	$613,342	99.7%	Defined

CSS LLC/IL

$524,350

0.92%

26,821

OPPENHEIMER & CO INC

$469,923

0.83%

24,037

Capital Investment Advisors, LLC

$446,639

0.79%

22,846

JANE STREET GROUP, LLC RISE

$416,063

0.73%

23,089

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	23,089	$416,063	100.0%	Defined

Hudson Bay Capital Management LP

$356,240

0.63%

18,222

Falcon Wealth Planning

$316,299

0.56%

16,179

Mariner, LLC

$292,741

0.52%

14,974

Rockefeller Capital Management L.P.

$288,597

0.51%

14,762

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	14,762	$288,597	100.0%	Defined

UBS Group AG

$272,546

0.48%

13,941

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS AG	13,941	$272,546	100.0%	Defined

Accurate Wealth Management, LLC

$222,635

0.39%

11,388

Private Advisor Group, LLC

$216,105

0.38%

11,054

Belpointe Asset Management LLC

$201,365

0.35%

10,300

BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC

$37,203

0.07%

1,903

TRUST CO OF VERMONT

$34,212

0.06%

1,750

JPMORGAN CHASE & CO

$20,977

0.04%

1,073

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	1,073	$20,977	100.0%	Defined

SIMPLEX TRADING, LLC

$18,064

0.03%

924

CALDWELL SUTTER CAPITAL, INC.

$13,548

0.02%

693

Wilmington Savings Fund Society, FSB

$9,775

0.02%

500

NFSG Corp

$3,910

0.01%

200

Allworth Financial LP

$3,910

0.01%

200

HIGHLINE WEALTH PARTNERS LLC

$2,639

0.00%

135

Russell Investments Group, Ltd.

$58

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC	3	$58	100.0%	Defined

SBI Securities Co., Ltd.

$58

0.00%

Caitong International Asset Management Co., Ltd

$39

0.00%

WELLS FARGO & COMPANY/MN

$19

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO CLEARING SERVICES, LLC	1	$19	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	16,100	$306,866	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Edward D. Jones & Co., L.P.	100	$1,906	100.0%	Sole

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