BANX · ArrowMark Financial Corp.

$20.83 +0.17 (+0.82%) At close · Aug 14

Market Cap

$201.75M

9.69M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Quarter:

Holders: 36

Total Value: $35,017,144

Total Shares: 1,791,159

Institutional Ownership Trend

26 quarters

Holder Concentration

Across 36 13F filers · Δ vs Mar 31, 2026

Top Holder

49.4%

+3.9 pts

Top 5

74.7%

+0.7 pts

Top 10

87.0%

−1.4 pts

HHI

2,654

Highly concentrated+312

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

Holder count: 0

Institutional value: -5.5%

Shares held: -7.9%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP	+62,800	75,700
Large OSAIC HOLDINGS, INC.	+17,232	131,069
Small Everstar Asset Management, LLC	+12,287	59,632
Mega UBS Group AG	+10,395	13,941
Small Noble Wealth Management PBC	+884	107,197

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Mega RAYMOND JAMES FINANCIAL INC	−163,380	31,473
Large Hudson Bay Capital Management LP	−38,444	18,222
Small CALDWELL SUTTER CAPITAL, INC.	−25,000	693
Micro Closed-End Fund Advisors, Inc.	−15,123	54,650
Small CSS LLC/IL	−4,821	26,821

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Mid AlphaCore Capital LLC	40,258	$787,043
Large MARSHALL WACE, LLP	32,626	$637,837
Large Mariner, LLC	14,974	$292,741
Mid Belpointe Asset Management LLC	10,300	$201,365
Mid Integrated Wealth Concepts LLC	9,042	$176,771

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Small Almitas Capital LLC	73,252	$1,396,183
Mega CITADEL ADVISORS LLC	16,100	$306,866
Micro Catalina Capital Group, LLC	15,717	$299,566
Large MAI Capital Management	5,250	$100,065
Small FNY Investment Advisers, LLC	4,700	$89,582

Filter: New 9 Increased 7 Reduced 13 Sold out 9 Unchanged 7

Showing 36 of 36

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

ArrowMark Colorado Holdings LLC

$17,298,504

49.40%

884,834

STIFEL FINANCIAL CORP

$2,718,838

7.76%

139,071

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	139,071	$2,718,838	100.0%	Defined

OSAIC HOLDINGS, INC.

$2,562,398

7.32%

131,069

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	20,093	$392,818	15.3%	Defined
Osaic Advisory Services, LLC	110,976	$2,169,580	84.7%	Defined

Noble Wealth Management PBC

$2,095,701

5.98%

107,197

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$1,479,935

4.23%

75,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	75,700	$1,479,935	100.0%	Other

Everstar Asset Management, LLC

$1,165,805

3.33%

59,632

Closed-End Fund Advisors, Inc.

$1,068,407

3.05%

54,650

AlphaCore Capital LLC

$787,043

2.25%

40,258

MORGAN STANLEY

$658,756

1.88%

33,696

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	33,696	$658,756	100.0%	Defined

MARSHALL WACE, LLP

$637,837

1.82%

32,626

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	32,626	$637,837	100.0%	Other

RAYMOND JAMES FINANCIAL INC

$615,297

1.76%

31,473

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	100	$1,955	0.3%	Defined
Raymond James Financial Services Advisors, Inc.	31,373	$613,342	99.7%	Defined

CSS LLC/IL

$524,350

1.50%

26,821

OPPENHEIMER & CO INC

$469,923

1.34%

24,037

Capital Investment Advisors, LLC

$446,639

1.28%

22,846

Hudson Bay Capital Management LP

$356,240

1.02%

18,222

Falcon Wealth Planning

$316,299

0.90%

16,179

Mariner, LLC

$292,741

0.84%

14,974

Rockefeller Capital Management L.P.

$288,597

0.82%

14,762

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	14,762	$288,597	100.0%	Defined

UBS Group AG

$272,546

0.78%

13,941

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS AG	13,941	$272,546	100.0%	Defined

Accurate Wealth Management, LLC

$222,635

0.64%

11,388

Private Advisor Group, LLC

$216,105

0.62%

11,054

Belpointe Asset Management LLC

$201,365

0.58%

10,300

Integrated Wealth Concepts LLC

$176,771

0.50%

9,042

BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC

$37,203

0.11%

1,903

TRUST CO OF VERMONT

$34,212

0.10%

1,750

JPMORGAN CHASE & CO

$20,977

0.06%

1,073

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	1,073	$20,977	100.0%	Defined

SIMPLEX TRADING, LLC

$18,064

0.05%

924

CALDWELL SUTTER CAPITAL, INC.

$13,548

0.04%

693

Wilmington Savings Fund Society, FSB

$9,775

0.03%

500

NFSG Corp

$3,910

0.01%

200

Allworth Financial LP

$3,910

0.01%

200

HIGHLINE WEALTH PARTNERS LLC

$2,639

0.01%

135

Russell Investments Group, Ltd.

$58

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC	3	$58	100.0%	Defined

SBI Securities Co., Ltd.

$58

0.00%

Caitong International Asset Management Co., Ltd

$39

0.00%

WELLS FARGO & COMPANY/MN

$19

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO CLEARING SERVICES, LLC	1	$19	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	16,100	$306,866	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Edward D. Jones & Co., L.P.	100	$1,906	100.0%	Sole

Key facts CIK 1578987 CUSIP 861780104 13F (30d) 32 filings 32 filers Visit website Investor relations