Pathway Financial Advisers, LLC

Registered adviser

CIK

2024152

Location

AUBURN, IN

Portfolio Value

Small $392,544,014

Diversification

Diversified

Filing Date

Global Rank

#4,476 / 8,827 ▼ 75 · as of Jun 2026

Top Industry

Semiconductors 8.8%

Period ended 38 days ago

Filed Oct 27, 2026 · 11d

15 quarters · since Dec 2022

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 166237

Roster of Nov 1, 2026

Regulatory AUM

$524,223,965

Main clients

Individuals and high net worth (99% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Nov 2026	$524,223,965	Individuals and high net worth (99%)
Mar 2025 to Mar 2026	$442,844,998	Individuals and high net worth (99%)
Apr 2024 to Feb 2025	$383,925,555	Individuals and high net worth (98%)
May 2023 to Mar 2024	$347,866,716	Individuals and high net worth (98%)
Apr 2023	$347,866,716	Individuals and high net worth (98%)
Apr 2022 to Mar 2023	$351,939,635	Individuals and high net worth (98%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Diversified active

Top 10 weight 24.4%, 77.8 effective positions, active share 68.3% against the S&P 500 as of 2026-06-30; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Low turnover

15.8% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 13.8 quarters (12+)

Closest benchmark: the S&P 500 as of 2026-06-30, active share 68.3%; sector active share 24.3% against the combined 13F book's sector weights.

Over time 14 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

404 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

3.3%

−0.3 pts

Top 5

13.9%

−0.6 pts

Top 10

23.9%

−0.5 pts

HHI

123

Diversified−5

Portfolio Trend

15 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Technology	18.1%	$70,856,836	43
Financial Services	14.7%	$57,607,026	66
Unclassified	10.7%	$41,965,581	104
Energy	10.6%	$41,725,543	20
Industrials	8.8%	$34,520,082	47
Healthcare	8.6%	$33,752,479	21
Utilities	6.9%	$26,925,290	21
Real Estate	6.6%	$25,897,012	20
Consumer Defensive	5.4%	$21,361,221	16
Basic Materials	3.9%	$15,152,147	17
Communication Services	3.3%	$12,926,228	14
Consumer Cyclical	2.5%	$9,854,569	15

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
PFE	Pfizer Inc	+10,005	67,908	$1,936,736
VICI	Vici Properties Inc.	+8,298	126,807	$2,912,756
ET	Energy Transfer LP	+8,257	159,589	$3,155,074
ETY	Eaton Vance Tax-Managed Diversified Equity Income Fund	+6,871	453,290	$6,368,724
HYT	Blackrock Corporate High Yield Fund, Inc.	+6,795	228,283	$1,789,738
WLKP	Westlake Chemical Partners LP	+6,348	114,242	$2,421,930
VYMI	VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD INDEX FUND	+6,001	36,671	$3,708,538
BIP	Brookfield Infrastructure Partners L.P.	+6,000	53,997	$1,919,593
HIO	Western Asset High Income Opportunity Fund Inc.	+5,514	291,400	$949,964
EPD	Enterprise Products Partners L.P.	+5,459	302,350	$10,766,683
NEE	Nextera Energy Inc	+5,133	25,532	$1,933,793
MPLX	Mplx LP	+3,856	57,395	$3,232,486
O	Realty Income Corp	+3,296	106,492	$5,782,515
ARLP	Alliance Resource Partners LP	+3,131	22,681	$550,921
PDT	John Hancock Premium Dividend Fund	+3,086	232,538	$2,725,345
BKR	Baker Hughes Co	+3,005	19,991	$1,097,505
OHI	Omega Healthcare Investors Inc	+2,435	102,038	$4,725,379
MGK	VANGUARD MEGA CAP GROWTH INDEX FUND	+2,089	48,093	$4,455,816
NDAQ	Nasdaq, Inc.	+2,046	12,242	$1,126,386
WMT	Walmart Inc.	+2,028	38,919	$4,044,462
AMZN	Amazon Com Inc	+2,025	16,123	$4,017,045
BIPC	Brookfield Infrastructure Corp	+2,019	10,523	$374,724
SOFI	SoFi Technologies, Inc.	+1,980	51,471	$809,124
VZ	Verizon Communications Inc	+1,842	105,984	$4,861,486
SCHG	Schwab U.S. Large-Cap Growth ETF	+1,811	12,813	$460,371
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
WTRG	Essential Utilities, Inc.	−19,749	10,585	$414,826
MDT	Medtronic plc	−18,991	228	$19,674
USB	US Bancorp De	−18,403	10,630	$613,988
CSCO	Cisco Systems, Inc.	−8,324	72,995	$7,856,451
BNS	Bank Of Nova Scotia	−6,036	58,566	$5,320,135
PFXF	VanEck Preferred Securities ex Financials ETF	−4,216	10,784	$188,935
FDIS	Fidelity MSCI Consumer Discretionary Index ETF	−3,768	12,575	$1,190,978
SLF	Sun Life Financial Inc	−3,094	22,627	$1,764,227
GLW	Corning Inc	−3,055	15,349	$2,360,062
KO	Coca Cola Co	−2,992	35,197	$3,029,757
EVRG	Evergy, Inc.	−2,439	41,288	$3,238,630
BAC	Bank Of America Corp	−2,031	7,633	$415,464
STLD	Steel Dynamics Inc	−1,988	43,110	$9,553,607
SMCI	Super Micro Computer, Inc.	−1,930	11,542	$474,029
RGTI	Rigetti Computing, Inc.	−1,724	16,022	$252,186
PG	PROCTER & GAMBLE Co	−1,297	5,402	$784,802
RY	Royal Bank Of Canada	−1,191	14,894	$2,928,011
TMO	Thermo Fisher Scientific Inc.	−1,187	400	$270,020
OIA	Invesco Municipal Income Opportunities Trust	−1,005	15,771	$90,367
KLAC	Kla Corp	−881	15,926	$3,104,455
LRCX	Lam Research Corp	−851	9,934	$3,263,418
NUV	Nuveen Municipal Value Fund Inc	−746	59,125	$490,146
MRVL	Marvell Technology, Inc.	−686	15,985	$4,223,396
GPC	Genuine Parts Co	−670	1,643	$206,590
PM	Philip Morris International Inc.	−620	21,485	$4,099,767
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
RTX	RTX Corp	24,299	$4,511,109
MU	Micron Technology Inc	1,148	$1,222,746
META	Meta Platforms, Inc.	728	$527,931
VRT	Vertiv Holdings Co	2,132	$514,472
IOVA	Iovance Biotherapeutics, Inc.	28,834	$427,319
ISRG	Intuitive Surgical Inc	662	$269,189
MYI	Blackrock Muniyield Quality Fund III, Inc.	24,672	$237,591
FCX	Freeport-Mcmoran Inc	2,967	$207,690
CSX	Csx Corp	4,256	$197,946
ABT	Abbott Laboratories	1,948	$192,520
RIO	Rio Tinto PLC	1,978	$186,268
BX	Blackstone Inc.	1,649	$184,836
CNI	Canadian National Railway Co	1,526	$181,441
MO	Altria Group, Inc.	2,575	$173,400
WELL	Welltower Inc.	730	$168,075
JEPI	JPMorgan Equity Premium Income ETF	2,816	$158,315
VYM	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	946	$146,819
HBNC	Horizon Bancorp Inc	7,327	$137,967
XLI	State Street(R) Industrial Select Sector SPDR(R) ETF	805	$134,418
ECL	Ecolab Inc.	478	$131,249
ETR	Entergy Corp	1,295	$128,541
LHX	L3harris Technologies, Inc.	537	$127,150
ITW	Illinois Tool Works Inc	474	$121,950
FBCG	Fidelity Covington Trust	1,890	$119,466
NXST	Nexstar Media Group, Inc.	736	$118,915
No positions match the current search.

Sold Out

Positions the filer fully exited

2 positions

Ticker	Company	Shares	Value
ARE	Alexandria Real Estate Equities, Inc.	8,976	$474,381
MIY	Blackrock Muniyield Michigan Quality Fund, Inc.	24,813	$304,455
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

404 tracked positions · $392,544,014 total · filing declares 405 positions · $398,513,314 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 404 positions by value · page 1 of 9

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
AVGO	Broadcom Inc. Technology	Reduced	36,371	-427	$12,773,131	−8.1%	3.25%
EPD	Enterprise Products Partners L.P. Energy	Added	302,350	+5,459	$10,766,683	−1.3%	2.74%
STLD	Steel Dynamics Inc Basic Materials	Reduced	43,110	-1,988	$9,553,607	−7.7%	2.43%
ABBV	AbbVie Inc. Healthcare	Added	35,498	+912	$9,285,921	+6.7%	2.37%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	27,863	-67	$9,217,916	+0.8%	2.35%
FDVV	Fidelity High Dividend ETF	Added	133,560	+1,176	$8,111,098	+1.6%	2.07%
AAPL	Apple Inc. Technology	Reduced	24,320	-341	$8,099,046	+13.5%	2.06%
CSCO	Cisco Systems, Inc. Technology	Reduced	72,995	-8,324	$7,856,451	−17.7%	2.00%
MSFT	Microsoft Corp Technology	Added	14,480	+968	$7,426,792	+47.3%	1.89%
DUK	Duke Energy CORP Utilities	Added	59,748	+1,196	$6,811,869	−8.1%	1.74%
CVX	Chevron Corp Energy	Added	31,308	+720	$6,393,406	+26.1%	1.63%
ETY	Eaton Vance Tax-Managed Diversified Equity Income Fund Financial Services	Added	453,290	+6,871	$6,368,724	−1.9%	1.62%
NVDA	Nvidia Corp Technology	Added	25,581	+329	$5,842,188	+15.6%	1.49%
ENB	Enbridge Inc Energy	Added	125,409	+1,289	$5,830,264	−13.4%	1.49%
VIG	Vanguard Specialized Funds	Added	24,869	+987	$5,802,186	+2.7%	1.48%
O	Realty Income Corp Real Estate	Added	106,492	+3,296	$5,782,515	−9.6%	1.47%
BNS	Bank Of Nova Scotia Financial Services	Reduced	58,566	-6,036	$5,320,135	−5.2%	1.36%
PEP	Pepsico Inc Consumer Defensive	Added	40,530	+659	$5,135,961	−4.9%	1.31%
GOOGL	Alphabet Inc. Communication Services	Added	14,873	+1,036	$5,117,501	+3.5%	1.30%
JNJ	Johnson & Johnson Healthcare	Added	18,879	+419	$4,998,026	+6.6%	1.27%
VZ	Verizon Communications Inc Communication Services	Added	105,984	+1,842	$4,861,486	+10.3%	1.24%
OKE	Oneok Inc Energy	Added	55,729	+455	$4,752,011	−1.1%	1.21%
MRK	Merck & Co., Inc. Healthcare	Added	32,529	+518	$4,726,788	+14.9%	1.20%
OHI	Omega Healthcare Investors Inc Real Estate	Added	102,038	+2,435	$4,725,379	−0.5%	1.20%
RTX	RTX Corp Industrials	NEW	24,299	NEW	$4,511,109	NEW	1.15%
MGK	VANGUARD MEGA CAP GROWTH INDEX FUND	Added	48,093	+2,089	$4,455,816	+10.2%	1.14%
MRVL	Marvell Technology, Inc. Technology	Reduced	15,985	-686	$4,223,396	−15.0%	1.08%
PM	Philip Morris International Inc. Consumer Defensive	Reduced	21,485	-620	$4,099,767	+2.5%	1.04%
PSX	Phillips 66 Energy	Reduced	15,888	-252	$4,056,365	+48.7%	1.03%
AMGN	Amgen Inc Healthcare	Reduced	9,613	-196	$4,051,975	+14.1%	1.03%
WMT	Walmart Inc. Consumer Defensive	Added	38,919	+2,028	$4,044,462	−3.2%	1.03%
AMZN	Amazon Com Inc Consumer Cyclical	Added	16,123	+2,025	$4,017,045	+19.6%	1.02%
IBM	International Business Machines Corp Technology	Reduced	18,005	-110	$3,959,839	−22.3%	1.01%
SO	Southern Co Utilities	Added	45,412	+301	$3,764,200	−12.8%	0.96%
VYMI	VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD INDEX FUND	Added	36,671	+6,001	$3,708,538	+23.1%	0.94%
UNP	Union Pacific Corp Industrials	Added	13,478	+759	$3,667,768	+6.0%	0.93%
EMR	Emerson Electric Co Industrials	Added	22,960	+468	$3,561,096	+10.6%	0.91%
AEP	American Electric Power Co Inc Utilities	Reduced	29,490	-297	$3,498,693	−14.1%	0.89%
LLY	ELI LILLY & Co Healthcare	Added	2,972	+80	$3,438,841	−0.9%	0.88%
QCOM	Qualcomm Inc Technology	Added	18,274	+223	$3,363,146	+0.8%	0.86%
LRCX	Lam Research Corp Technology	Reduced	9,934	-851	$3,263,418	−30.2%	0.83%
LMT	Lockheed Martin Corp Industrials	Added	6,386	+47	$3,252,070	+0.7%	0.83%
EVRG	Evergy, Inc. Utilities	Reduced	41,288	-2,439	$3,238,630	−14.3%	0.83%
MPLX	Mplx LP Energy	Added	57,395	+3,856	$3,232,486	+7.2%	0.82%
WM	Waste Management Inc Industrials	Added	15,484	+50	$3,157,497	−8.2%	0.80%
ET	Energy Transfer LP Energy	Added	159,589	+8,257	$3,155,074	+9.0%	0.80%
KLAC	Kla Corp Technology	Reduced	15,926	-881	$3,104,455	−38.8%	0.79%
CMI	Cummins Inc Industrials	Reduced	6,007	-617	$3,103,035	−34.3%	0.79%
GS	Goldman Sachs Group Inc Financial Services	Reduced	3,435	-125	$3,092,736	−14.1%	0.79%
MCD	Mcdonalds Corp Consumer Cyclical	Added	13,178	+426	$3,043,327	−11.7%	0.78%

Showing the top 50 of 404 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.