BANX · ArrowMark Financial Corp. · Shareholders & Ownership
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Every disclosed holder of BANX in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.
Who Owns BANX
13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positionsNo chart: shares outstanding cannot be set against these holders.
| Holder group | Shares | % Out |
|---|---|---|
| Institutional (13F) | 2,892,198 | — |
| Insiders (Forms 3, 4, 5) | 19,183 | — |
| 13D/G-only blocks | 0 | — |
| Registered funds (N-PORT, not summed) | 0 | — |
% Out is unavailable: no shares outstanding count is on record.
13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.
Holders of BANX
| # | Holder | Shares | As of | Notes |
|---|---|---|---|---|
| 1 |
Pictet North America Advisors SA
13F
CIK 1599576 · Unknown · Sep 30, 2026
|
1,119,186 | ||
| 2 |
ArrowMark Colorado Holdings LLC
13F
CIK 1483859 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
884,834 | ||
| 3 |
OSAIC HOLDINGS, INC.
13F
CIK 1677044 · Holding company · Sep 30, 2026
|
144,534 | ||
| 4 |
STIFEL FINANCIAL CORP
13F
CIK 720672 · Unknown · Sep 30, 2026
|
129,613 | ||
| 5 |
Noble Wealth Management PBC
13F
CIK 2055065 · Unknown · Sep 30, 2026
|
123,765 | ||
| 6 |
Everstar Asset Management, LLC
13F
CIK 2023744 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
59,632 | ||
| 7 |
Almitas Capital LLC
13F
CIK 1596468 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
50,843 | ||
| 8 |
Closed-End Fund Advisors, Inc.
13F
CIK 2103520 · Unknown · Sep 30, 2026
|
50,386 | ||
| 9 |
Kestra Advisory Services, LLC
13F
CIK 1830819 · Unknown · Sep 30, 2026
|
46,272 | ||
| 10 |
JANE STREET GROUP, LLC
13F
CIK 1595888 · Unknown · Sep 30, 2026
|
34,617 | ||
| 11 |
MORGAN STANLEY
13F
CIK 895421 · Holding company · Sep 30, 2026
|
32,899 | ||
| 12 |
|
26,821 | ||
| 13 |
OPPENHEIMER & CO INC
13F
CIK 822581 · Unknown · Sep 30, 2026
|
24,304 | ||
| 14 |
Capital Investment Advisors, LLC
13F
CIK 1582732 · Registered investment adviser · Sep 30, 2026
|
22,846 | ||
| 15 |
Mariner, LLC
13F
CIK 1373442 · Registered investment adviser · Sep 30, 2026
|
22,258 | ||
| 16 |
Virtus Investment Advisers, LLC
13F
CIK 19481 · Registered investment adviser · Sep 30, 2026
|
16,207 | ||
| 17 |
Falcon Wealth Planning
13F
CIK 1839850 · Registered investment adviser · Sep 30, 2026
|
16,179 | ||
| 18 |
RAYMOND JAMES FINANCIAL INC
13F
CIK 720005 · Unknown · Sep 30, 2026
|
16,016 | ||
| 19 |
Concurrent Investment Advisors, LLC
13F
CIK 2001015 · Registered investment adviser · Sep 30, 2026
|
15,800 | ||
| 20 |
Rockefeller Capital Management L.P.
13F
CIK 1739439 · Registered investment adviser · Sep 30, 2026
|
14,762 | ||
| 21 |
HRT FINANCIAL LP
13F
CIK 1475597 · Unknown · Sep 30, 2026
|
13,253 | ||
| 22 |
Accurate Wealth Management, LLC
13F
CIK 1877728 · Unknown · Sep 30, 2026
|
10,433 | ||
| 23 |
Belpointe Asset Management LLC
13F
CIK 1721242 · Registered investment adviser · Sep 30, 2026
|
10,300 | ||
| 24 |
|
7,209 | ||
| 25 |
|
5,750 | ||
| 26 |
|
4,724 | ||
| 27 |
UBS Group AG
13F
CIK 1610520 · Bank · Sep 30, 2026
|
1,816 | ||
| 28 |
TRUST CO OF VERMONT
13F
CIK 1134008 · Unknown · Sep 30, 2026
|
1,750 | ||
| 29 |
|
1,500 | ||
| 30 |
CALDWELL SUTTER CAPITAL, INC.
13F
CIK 702007 · Registered investment adviser · Sep 30, 2026
|
693 | ||
| 31 |
Pathway Financial Advisers, LLC
13F
CIK 2024152 · Registered investment adviser · Sep 30, 2026
|
557 | ||
| 32 |
Wilmington Savings Fund Society, FSB
13F
CIK 900974 · Unknown · Sep 30, 2026
|
500 | ||
| 33 |
Bank of New Hampshire
13F
CIK 1870761 · Unknown · Sep 30, 2026
|
400 | ||
| 34 |
Allworth Financial LP
13F
CIK 1555170 · Unknown · Sep 30, 2026
|
200 | ||
| 35 |
NFSG Corp
13F
CIK 1879757 · Registered investment adviser · Sep 30, 2026
|
200 | ||
| 36 |
JPMORGAN CHASE & CO
13F
CIK 19617 · Bank · Sep 30, 2026
|
173 | ||
| 37 |
HIGHLINE WEALTH PARTNERS LLC
13F
CIK 2042654 · Registered investment adviser · Sep 30, 2026
|
135 | ||
| 38 |
BARD ASSOCIATES INC
13F
CIK 1105907 · Registered investment adviser · Sep 30, 2026
|
6 | ||
| 39 |
SBI Securities Co., Ltd.
13F
CIK 1851815 · Non-US institution · Sep 30, 2026
|
3 | ||
| 40 |
Caitong International Asset Management Co., Ltd
13F
CIK 1963355 · Unknown · Sep 30, 2026
|
2 | ||
| 41 |
Russell Investments Group, Ltd.
13F
CIK 1692234 · Unknown · Sep 30, 2026
|
2 | ||
| 42 |
WELLS FARGO & COMPANY/MN
13F
CIK 72971 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1 |
Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.