BANX · ArrowMark Financial Corp. · Fund Operations
Market Cap
$197.10M
Shares
9.69M
Volume · Oct 1
46.7K
Avg daily vol (3M)
37.52K
Operational details from a fund's annual SEC Form N-CEN — its registration type, reporting period and named service providers such as the adviser, custodian, transfer agent and auditor. Only registered investment companies — mutual funds, ETFs and closed-end funds — file N-CEN, so operating companies show no data.
| Filed | Period End | Type | File Number | Amendment | First Filing | Last Filing |
|---|---|---|---|---|---|---|
| 2026-03-13 | 2025-12-31 | N-2 | 811-22853 | Original | — | — |
| 2025-03-14 | 2024-12-31 | N-2 | 811-22853 | Original | — | — |
| 2024-03-11 | 2023-12-31 | N-2 | 811-22853 | Original | — | — |
| 2023-03-15 | 2022-12-31 | N-2 | 811-22853 | Original | — | — |
| 2022-03-15 | 2021-12-31 | N-2 | 811-22853 | Original | — | — |
| 2021-03-12 | 2020-12-31 | N-2 | 811-22853 | Original | — | — |
| 2020-03-13 | 2019-12-31 | N-2 | 811-22853 | Original | — | — |
Showing 1–7 of 7 filings
Service providers (latest report, filed 2026-03-13)
| Role | Firm | Country | Affiliated |
|---|---|---|---|
| Investment Adviser | ArrowMark Asset Management, LLC | — | — |
| Custodian | The Bank of New York Mellon | — | — |
| Transfer Agent | Computershare Trust Company, N.A. | US | — |
| Administrator | BNY Mellon Investment Servicing (US) Inc. | US | — |
| Pricing Service | BMO CAPITAL MARKETS CORP. | — | — |
| Pricing Service | BNP PARIBAS SECURITIES CORP. | — | — |
| Pricing Service | CITIGROUP INC. | — | — |
| Pricing Service | CREDIT SUISSE SECURITIES (USA) LLC | — | — |
| Pricing Service | Deutsche Bank Securities Inc. | — | — |
| Pricing Service | Dynamic Credit Group B.V. | NL | — |
| Pricing Service | GOLDMAN SACHS & CO. LLC | — | — |
| Pricing Service | Guggenheim Securities, LLC | — | — |
| Pricing Service | JANNEY MONTGOMERY SCOTT LLC | — | — |
| Pricing Service | KEEFE, BRUYETTE & WOODS, INC. | — | — |
| Pricing Service | LLOYDS SECURITIES INC. | — | — |
| Pricing Service | MORGAN STANLEY | — | — |
| Pricing Service | NATIONAL WESTMINSTER BANK PUBLIC LIMITED COMPANY | GB | — |
| Pricing Service | Nomura Securities International, Inc. | — | — |
| Pricing Service | PIPER SANDLER & CO. | — | — |
| Pricing Service | Santander Investment Securities Inc. | — | — |
| Pricing Service | STANDARD CHARTERED BANK | GB | — |
| Shareholder Servicing Agent | Computershare Trust Company, N.A. | US | — |
| Principal Underwriter | Keefe, Bruyette & Woods, Inc. | — | — |
| Independent Public Accountant | Tait, Weller & Baker LLP | US | — |