BANX · ArrowMark Financial Corp.

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.35 to $18.40. The reporting person undertakes to provide to ArrowMark Financial Corp., any security holder of ArrowMark Financial Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein

The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $20.98 to $21.03, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $21.25 to $21.30, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $17.25 to $17.3999, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.70 to $15.40. The reporting person undertakes to provide to ArrowMark Financial Corp., any security holder of ArrowMark Financial Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

The price reported in Column 4 is a weighted average price. These shares were sold in two transactions at prices of $14.574 and $14.625, inclusive. The reporting person undertakes to provide to ArrowMark Financial Corp., any security holder of ArrowMark Financial Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

The price reported in Column 4 is a weighted average price. These shares were sold in two transactions at prices of $17.32 and $17.60, inclusive. The reporting person undertakes to provide to ArrowMark Financial Corp., any security holder of ArrowMark Financial Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1).

The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $19.0699 to $19.0648, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.68 to $21.75, inclusive. The reporting person undertakes to provide to StoneCastle Financial Corp., any security holder of StoneCastle Financial Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Includes 9 shares issued in one transaction as part of the dividend reinvestment plan on June 29, 2015.

The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $20.67 to $21.15, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.10 to $13.18, inclusive. The reporting person undertakes to provide to StoneCastle Financial Corp., any security holder of StoneCastle Financial Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.54 to $16.44, inclusive. The reporting person undertakes to provide to StoneCastle Financial Corp., any security holder of StoneCastle Financial Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.