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BANX · ArrowMark Financial Corp.

Track BANX — free
$19.35 -0.23 (-1.17%) At close · Nov 13
Market Cap
$187.48M
Shares
9.69M
Volume · Nov 13 15.71K Avg daily vol (3M) 34.81K

Price & Indicators

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20d MA 50d MA 200d MA Earnings Filing Insider Congress Investor day
Close$19.35 Open$19.52 Day$19.35–19.52 52W close$18.68–22.50 Avg vol 30d25K Short int19K · 0.2% of shares · 1.0d Short vol12% Last earningsNov 9, 2022 DataJan 2020–Nov 2026

Up next

call held Nov 9, 2022

Latest documents

2026
Oct 20
Current report 8-K Events of Oct 7
Other events

ArrowMark Financial Corp. increased its revolving credit facility to $102,000,000 from $70,000,000, extended maturity to the third anniversary of October 7, 2026, and expanded eligible collateral to support banking-related investments and working capital.

May 6
Proxy statement DEF 14A Meeting Jun 15, 2026
Proxy statement AI summary on its way
2025
All documents

Metrics snapshot

Useful current figures from the complete screener profile.

Revenue (TTM)
—
Trailing 12 months
Net income (TTM)
—
Trailing 12 months
Revenue growth YoY
—
Year over year
Operating margin
—
Trailing 12 months
P / E (TTM)
—
Trailing earnings
FCF yield
—
TTM · current market cap
Return on invested capital
—
Trailing 12 months
Net cash
—
Latest balance sheet
Dividend yield
12.7%
Trailing 12 months
Shares change YoY
—
Year over year · more shares
Price change (1Y)
-7.9%
Trailing year
Short interest
0.2%
Latest settlement · 1.0 days to cover
View all 125 metrics

Equibles Rating

blended score · not investment advice
Overall
Neutral
SellHoldBuy
Technical Neutral Momentum Very Weak Sentiment Neutral Fundamentals Limited Quant / Vol Very Low
Market backdrop VIX 19.3 · elevated Equity put/call 0.63
Technical
price trend
Neutral
50 / 200-day cross No cross
Price vs 200-day avg −3%
below
Price vs 50-day avg −4%
below
RSI (14) 39
neutral
MACD trend Positive
52-week position 18%
mid-range
Volume (OBV) Confirms
volume backs price
Momentum
relative strength
Very Weak
1-month return −3%
trailing
6-month return −3%
trailing
YTD return −11%
this year
Relative strength −4%
vs S&P · 6-mo
Sentiment
smart money
Neutral
Trend (MA cross) No cross
50d $20 › 200d $20 — 50d above 200d
Institutional flow Distributing
39 of 38 funds reported for Sep 30 · net -29.6K sh shares · +7 new
Insider flow Flat
No net insider activity over 90 days
Short interest Falling
0.19% of shares out · ▼ -27.6% MoM · 1.0 days cover
Volume signal Normal
Volume near normal
Institution breadth Multi-yr high
38 holders — near 3-yr high, broad support
Squeeze score 29
low risk · 0–100
Fundamentals
Limited
Not enough data for a confident read.
Quant / Vol
risk profile
Very Low
Volatility 16%
annualized · 1-yr
Max drawdown −17%
past year
ATR 1.6%
of price · 14-day

Blended from price, momentum, positioning, fundamentals & volatility · daily-close · not investment advice. Market backdrop is context, not part of the score.

Technicals

trend & momentum for long-term holders Neutral
0 · 6 · 1
50 / 200-day cross
No cross Neutral
Price vs 200-day avg
−3% Neutral
Price vs 50-day avg
−4% Neutral
RSI (14)
39 Neutral
MACD trend
Positive Bullish
52-week position
18% Neutral
Volume (OBV)
Confirms Neutral
Market signals — smart money & positioning
Bullish · 2 of 6
Trend (MA cross) No cross
50d $20 › 200d $20 — 50d above 200d
Institutional flow Distributing
39 of 38 funds reported for Sep 30 · net -29.6K sh shares · +7 new
Insider flow Flat
No net insider activity over 90 days
Short interest Falling
0.19% of shares out · ▼ -27.6% MoM · 1.0 days cover
Volume signal Normal
Volume near normal
Institution breadth Multi-yr high
38 holders — near 3-yr high, broad support
Price context
position in its 52-week range
Range low $19 Now $19 · 18% Range high $23
vs 200-day avg -3% vs 50-day avg -4%

Illustrative technical + ownership context — a signal mix, not investment advice.

Versus peers

Asset Management — same industry group
Open screener →
Company Mkt cap YTD Rev growth Y/Y P/E Short % shares
BANX
ArrowMark Financial Corp.
this stock
$187.48M -11.3% — — 0.2%
BLK
BlackRock, Inc.
$198.15B +14.3% +16.2% 27.9 1.3%
BN
BROOKFIELD Corp
$91.46B -10.7% — — 1.0%
BX
Blackstone Inc.
$90.28B -22.0% +9.2% 26.8 2.6%
KKR
KKR & Co. Inc.
$87.47B -23.1% -11.0% — 1.6%

Peers by industry group · P/E from as-reported trailing EPS · short % is of shares outstanding

At a glance

key data from every section
Ownership
Institutional Holders Reducing
Holders
39
% held
30.6%
Reported
39 of 38
Top holder
Pictet North America Advi…
Held Float
View
Short & Settlement
Short Interest Falling
Shares short
18.5K
Days to cover
1.0d
Change
-7.1K sh
View
Short Volume
Short vol %
12%
As of
Nov 13, 2026
Short Total
View
Fails to Deliver
FTD shares
902
Value
$17.9K
As of
Oct 1, 2026
View
Off-Exchange
Off-exchange %
56.1%
Week of
Oct 5, 2026
Off-exch Lit
View
Filings
SEC Filings
Latest
8-K
Filed
Oct 20, 2026
This year
4

ArrowMark Financial Corp. increased its revolving credit facility to $102,000,000 from $70,000,000, extended maturity to the third anniversary of October 7, 2026, and expanded eligible collateral to support banking-related investments and working capital.

View
Earnings & Events
Webcasts
Last webcast
Nov 9, 2022
View
Investor Relations
Latest news
ArrowMark Financial Corp. Announc…
Published
Dec 19, 2025
View

Performance

5D 20D 120D MTD YTD
BANX -2.4% -2.8% -3.2% -0.5% -11.3%
SPY +2.6% -1.2% +0.5% -0.2% +10.6%
vs SPY -5.0% -1.6% -3.7% -0.3% -21.9%

Capital returns

Latest dividend
$0.15 / share · ex Oct 23, 2026
Declared · upcoming
$0.10 / share · ex Dec 24, 2026
Raised 50%
Paid (TTM)
$2.45 / share · 13 payouts
Dividend yield (TTM, derived)
12.66%
Full dividend history

Dividends per share over the trailing 365 days by ex-date · buyback figures as last reported in SEC filings ("spent" derived as authorized − remaining; when several programs run concurrently, authorized is their combined total per the newest filing) · components shown separately — trailing-year buyback spend isn't tracked, so no combined shareholder yield is derived.

Key facts CIK 1578987 CUSIP 861780104 13F (30d) 31 filings 29 filers Visit website Investor relations