CALDWELL SUTTER CAPITAL, INC.

Position in BANX — ArrowMark Financial Corp.

CIK 702007 SAUSALITO, CA

Position in BANX

as of Mar 31, 2026 · filed May 6, 2026 Compact

Position Value

$489,708

+$474,587 QoQ

Shares Held

25,693

+3607.5% QoQ

Ownership

0.265%

of shares outstanding

% of Portfolio

0.25%

of 13F equity value

Holder Rank

—

not a current holder

Holding Since

Dec 2022

14 quarters on record

Voting authority Sole 0.ToString("F0")% Shared 0.ToString("F0")% None 100.ToString("F0")%

Financial Services · as of Mar 31, 2026

CALDWELL SUTTER CAPITAL, INC. holds $9,683,549 across 42 Asset Management names. BANX ranks #6 (5.1% of the industry book) .

#	Ticker	Company	Shares	Value (USD)
1	KYN	Kayne Anderson Energy Infrastructure Fund, Inc.	141,072	$2,014,508
2	MCI	Barings Corporate Investors	83,984	$1,447,884
3	CET	Central Securities Corp	24,264	$1,204,950
4	CSWC	Capital Southwest Corp	37,018	$818,838
5	MPV	Barings Participation Investors	43,755	$749,960
6	BANX	ArrowMark Financial Corp. This page	25,693	$489,708
7	STT	State Street Corp	3,750	$474,600
8	AMP	Ameriprise Financial Inc	772	$343,076

14 filing rows on record

Report Date	Value (USD)	Shares	Change	Type	Discretion	Filed
2026-03-31	$489,708	25,693	+3607.5%	Shares	Sole	2026-05-06
2025-12-31	$15,121	693	0.0%	Shares	Sole	2026-01-30
2025-09-30	$15,190	693	0.0%	Shares	Sole	2025-10-29
2025-06-30	$14,504	693	0.0%	Shares	Sole	2025-07-11
2025-03-31	$14,587	693	-53.6%	Shares	Sole	2025-04-16
2024-12-31	$31,323	1,493	-14.2%	Shares	Sole	2025-01-21
2024-09-30	$36,021	1,741	0.0%	Shares	Sole	2024-10-25
2024-06-30	$32,086	1,741	0.0%	Shares	Sole	2024-07-23
2024-03-31	$33,079	1,741	-14.7%	Shares	Sole	2024-04-19
2023-12-31	$37,064	2,041	0.0%	Shares	Sole	2024-01-19
2023-09-30	$35,697	2,041	0.0%	Shares	Sole	2023-10-25
2023-06-30	$34,023	2,041	0.0%	Shares	Sole	2023-07-19
2023-03-31	$36,738	2,041	0.0%	Shares	Sole	2023-04-25
2022-12-31	$34,778	2,041	—	Shares	Sole	2023-02-10
No filing history on record for this holder in this stock.