Battalion Oil Corp S-3/A, filed May 13, 2022

Battalion Oil Corp (BATL)

S-3/A 2022-05-13

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Added on October 17, 2026

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Large accelerated filero	Accelerated filero
Non-accelerated filerx	Smaller reporting companyx
	Emerging growth companyo



SEC Registration Fee	$	18,540
Legal Fees and Expenses		*
Accounting Fees and Expenses		*
Printing and Engraving Fees		*
Miscellaneous		*

Total	$	*



Exhibit Number		Description

1.1	*		Form of Underwriting Agreement for Common Stock.
1.2	*		Form of Underwriting Agreement for Preferred Stock.
1.3	*		Form of Underwriting Agreement for Depositary Shares.
1.4	*		Form of Underwriting Agreement for Warrants.
1.5	*		Form of Underwriting Agreement for Purchase Contracts.
1.6	*		Form of Underwriting Agreement for Units.
2.1			Order of the Bankruptcy Court, dated September 24, 2019, confirming the Joint Prepackaged Plan of Reorganization of Halcón Resources Corporation, et al, under Chapter 11 of the Bankruptcy Code, together with such Joint Prepackaged Plan of Reorganization (incorporated by reference to Exhibit 2.1 of our Current Report on Form 8-K filed September 26, 2019).
3.1			Amended and Restated Certificate of Incorporation of Battalion Oil Corporation (formerly Halcón Resources Corporation) dated October 8, 2019, as amended by the Certificate of Amendment, dated January 21, 2020 (incorporated by reference to Exhibit 3.1 of our Annual Report on Form 10-K filed March 25, 2020).
3.2			Seventh Amended and Restated Bylaws of Battalion Oil Corporation (incorporated by reference to Exhibit 3.2 of our Current Report on Form 8-K filed January 27, 2020).
3.3	*		Statement of Designation of Preferred Stock.
4.1			Description of Battalion Oil Corporation’s securities registered under Section 12 of the Exchange Act. (incorporated by reference to Exhibit 4.1 of our Annual Report on Form 10-K filed March 25, 2020).
4.2	*		Form of Deposit Agreement (including form of Depositary Receipt).
4.3	*		Form of Common Stock Warrant Agreement (including form of Common Stock Warrant Certificate).
4.4	*		Form of Preferred Stock Warrant Agreement (including form of Preferred Stock Warrant Certificate).
4.5	*		Form of Depositary Share Warrant Agreement (including form of Depositary Share Warrant Certificate).
4.6	*		Form of Purchase Contract (including form of Purchase Contract Certificate).
4.7	*		Form of Unit Agreement (including form of Unit Certificate).
5.1	+		Opinion of Mayer Brown LLP
10.1			Warrant Agreement, dated as of October 8, 2019, by and between Halcón Resources Corporation and Broadridge Corporate Issuer Solutions, Inc., as warrant agent (incorporated by reference to Exhibit 10.2 of our Current Report on Form 8-K filed October 8, 2019).
10.2			Registration Rights Agreement, dated as of October 8, 2019, by and among Halcón Resources Corporation and each of the parties thereto, as investors (incorporated by reference to Exhibit 10.3 of our Current Report on Form 8-K filed October 8, 2019).
23.1	**		Consent of Deloitte & Touche LLP
23.2	+		Consent of Netherland, Sewell & Associates, Inc.
23.3	+		Consent of Mayer Brown LLP (included in its opinion filed as Exhibit 5.1 incorporated herein)
24.1	+		Power of Attorney
107	+		Calculation of Filing Fee Tables


*	To be filed as an exhibit to a Current Report on Form 8-K and to be incorporated herein by reference or by a post-effective amendment to this registration statement.
+	Previously filed with the Registration Statement on Form S-3 (File No. 333-263707), filed on March 18, 2022.
**	Filed herewith.


BATTALION OIL CORPORATION

	By:	/s/ Richard H. Little
		Richard H. Little
		Chief Executive Officer


Delaware (State or other jurisdiction of incorporation or organization)	1311 (Primary Standard Industrial Classification Code Number)	20-0700684 (I.R.S. Employer Identification Number)