BCP Investment Corp 8-K, filed Jun 23, 2023
BCP Investment Corp (BCIC)
About this 8-K
BCP Investment Corp filed this 8-K on June 23, 2023, reporting on events of June 22, 2023.
Items reported
- Item 5.07: Shareholder vote results
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
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CURRENT REPORT
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Date of Report (Date of earliest event reported): June 23, 2023 (
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Item 5.07 Submission of Matters to a Vote of Security Holders.
On June 22, 2023, Portman Ridge Finance Corporation (the “Company”) held its annual meeting of stockholders (the “Annual Meeting”). Set forth below are the two proposals voted upon by the Company’s stockholders at the Annual Meeting, as described in the Company’s Definitive Proxy Statement on Schedule 14A filed with the U.S. Securities and Exchange Commission on April 28, 2023, together with the voting results for each proposal. As of April 25, 2023, the record date for the Annual Meeting, 9,540,424 shares of the Company’s common stock were outstanding and entitled to vote.
Proposal 1. The Company’s stockholders elected the following nominees to serve on the Board of Directors of the Company, each of whom will serve until the 2026 annual meeting of stockholders and until his successor is duly elected and qualifies: Jennifer Kwon Chou, Joseph Morea and Robert Warshauer. The tabulation of votes was:
| Director |
For |
Withheld |
Broker Non-Votes | |||
| Jennifer Kwon Chou |
3,152,908 | 111,685 | 2,313,327 | |||
| Joseph Morea |
3,088,989 | 175,604 | 2,313,327 | |||
| Robert Warshauer |
3,084,571 | 180,022 | 2,313,327 |
Proposal 2. The Company’s stockholders ratified the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2023, as set forth below.
| For |
Against |
Abstain |
Broker Non-Votes | |||
| 5,498,342 | 58,699 | 20,879 | — |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| PORTMAN RIDGE FINANCE CORPORATION | ||
| By: | /s/ Jason T. Roos | |
| Name: | Jason T. Roos | |
| Title: | Chief Financial Officer | |
Date: June 23, 2023