BROOKFIELD Corp 40-F, filed Mar 31, 2022

BROOKFIELD Corp (BN)

40-F 2022-03-31 For: 2021-12-31

Added on April 06, 2026

About this 40-F

BROOKFIELD Corp filed this 40-F on March 31, 2022, covering the fiscal year ended December 31, 2021.

Headline figures

Fiscal year ended December 31, 2021, as reported in this filing, compared with the same period a year earlier where the filing states it.

Revenue: $75.73B; up 20.7% from $62.75B a year earlier
Net income: $3.97B; compared with a net loss of $134M a year earlier
Diluted EPS: $2.39; compared with -$0.12 a year earlier

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Class A Limited Voting Shares:			1,640,494,899
Class B Limited Voting Shares:			85,120
Class A Preference Shares, Series 2:			10,457,685
Class A Preference Shares, Series 4:			3,995,910
Class A Preference Shares, Series 8:			3,321,486
Class A Preference Shares, Series 9:			4,670,680
Class A Preference Shares, Series 13:			9,640,096
Class A Preference Shares, Series 15:			2,000,000
Class A Preference Shares, Series 17:			7,840,204
Class A Preference Shares, Series 18:			7,866,749
Class A Preference Shares, Series 24:			10,808,027
Class A Preference Shares, Series 26:			9,770,928
Class A Preference Shares, Series 28:			9,233,927
Class A Preference Shares, Series 30:			9,787,090
Class A Preference Shares, Series 32:			11,750,299
Class A Preference Shares, Series 34:			9,876,735
Class A Preference Shares, Series 36:			7,842,909
Class A Preference Shares, Series 37:			7,830,091
Class A Preference Shares, Series 38:			7,906,132
Class A Preference Shares, Series 40:			11,841,025
Class A Preference Shares, Series 42:			11,887,500
Class A Preference Shares, Series 44:			9,831,929
Class A Preference Shares, Series 46:			11,740,797
Class A Preference Shares, Series 48:			11,885,972



BROOKFIELD ASSET MANAGEMENT INC.

By:						/s/ Nicholas Goodman
Name:						Nicholas Goodman
Title:						Managing Partner and Chief Financial Officer



Exhibit						Description

99.1						Annual Information Form for the fiscal year ended December 31, 2021

99.2						Management’s Discussion and Analysis of Financial Results for the fiscal year ended December 31, 2021, the Consolidated Financial Statements for the fiscal year ended December 31, 2021 and 2020, and the reports of the Independent Registered Public Accounting Firm

99.3						Certification of Chief Executive Officer pursuant to Rule 13a-14(a) or 15d-14(a) of the Securities Exchange Act of 1934

99.4						Certification of Chief Financial Officer pursuant to Rule 13a-14(a) or 15d-14(a) of the Securities Exchange Act of 1934

99.5						Certification of Chief Executive Officer pursuant to Rule 13a-14(b) or Rule 15d-14(b) of the Securities Exchange Act of 1934 and Section 1350 of Chapter 63 of Title 18 of the United States Code

99.6						Certification of Chief Financial Officer Form pursuant to Rule 13a-14(b) or Rule 15d-14(b) of the Securities Exchange Act of 1934 and Section 1350 of Chapter 63 of Title 18 of the United States Code

99.7						Consent of Deloitte LLP

101.INS						Inline XBRL Instance Document – the instance document does not appear in the Interactive Data File because the XBRL tags are embedded within the Inline XBRL document

101.SCH						Inline XBRL Taxonomy Extension Schema Document

101.CAL						Inline XBRL Taxonomy Extension Calculation Linkbase Document

101.DEF						Inline XBL Taxonomy Extension Definition Linkbase Document

101.LAB						Inline XBRL Taxonomy Extension Label Linkbase Document

101.PRE						Inline XBRL Taxonomy Extension Presentation Linkbase Document

104						Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101)


			¨			Registration statement pursuant to Section 12 of the Securities Exchange Act of 1934


			x			Annual report pursuant to Section 13(a) or 15(d) of the Securities Exchange Act of 1934


			(c)			Consolidated Financial Statements for the fiscal years ended December 31, 2021 and 2020.


(a)			Certifications. See Exhibits 99.3, 99.4, 99.5 and 99.6 to this Annual Report on Form 40-F.


(b)			Disclosure Controls and Procedures. As of the end of the registrant’s fiscal year ended December 31, 2021, an evaluation of the effectiveness of the registrant’s “disclosure controls and procedures” (as such term is defined in Rules 13a-15(e) and 15d-15(e) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”)) was carried out by the registrant’s principal executive officer and principal financial officer. Based upon that evaluation, the registrant’s principal executive officer and principal financial officer have concluded that as of the end of that fiscal year, the registrant’s disclosure controls and procedures were designed at a reasonable assurance level and were effective to provide reasonable assurance that information required to be disclosed by the registrant in reports that it files or submits under the Exchange Act is (i) recorded, processed, summarized and reported within the time periods specified in Securities and Exchange Commission rules and forms and (ii) accumulated and communicated to the registrant’s management, including its principal executive officer and principal financial officer, to allow timely decisions regarding required disclosure. It should be noted that while the registrant’s principal executive officer and principal financial officer believe that the registrant’s disclosure controls and procedures provide a reasonable level of assurance that they are effective, they do not expect that the registrant’s disclosure controls and procedures or internal control over financial reporting will prevent all errors and fraud. A control system, no matter how well conceived or operated, can provide only reasonable, not absolute, assurance that the objectives of the control system are met.


(c)			Management’s Annual Report on Internal Control Over Financial Reporting. (1) Management of the registrant is responsible for establishing and maintaining adequate internal control over financial reporting. Internal control over financial reporting is a process designed by, or under the supervision of, the Chief Executive Officer and the Chief Financial Officer and effected by the Board of Directors, management and other personnel to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles. (2) Management assessed the effectiveness of the registrant’s internal control over financial reporting as of December 31, 2021, based on the criteria set forth in Internal Control – Integrated Framework (2013) issued by the Committee of Sponsoring Organizations of the Treadway Commission and as further described under the heading "Management's Report on Internal Control Over Financial Reporting", incorporated by reference as Exhibit 99.2 to this Annual Report on Form 40-F. (3) Based on this assessment, management concluded that, as of December 31, 2021, the registrant’s internal control over financial reporting was effective. Also, management determined that there were no material weaknesses in the registrant’s internal control over financial reporting as of December 31, 2021. (4) Deloitte LLP, the independent registered public accounting firm that audited the registrant’s consolidated financial statements for the fiscal year ended December 31, 2021, has issued its opinion on the registrant’s internal control over financial reporting (the “Attestation Report”).


(d)			Attestation Report of the Independent Registered Public Accounting Firm. The Attestation Report is included in Exhibit 99.2 attached hereto, which is incorporated by reference into this Annual Report on Form 40-F.


(e)			Changes in Internal Control over Financial Reporting. During the fiscal year ended December 31, 2021, there were no changes in the registrant’s internal control over financial reporting that have materially affected, or are reasonably likely to materially affect, the registrant’s internal control over financial reporting.


A.			Undertaking.


B.			Consent to Service of Process.