DMC Global Inc S-3ASR, filed May 3, 2021

DMC Global Inc. (BOOM)

S-3ASR 2021-05-03

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	Large accelerated filer ☐			Accelerated filer ☒
	Non-accelerated filer ☐			Smaller reporting company ☐
				Emerging growth company ☐


Title of each class of securities to be registered	Amount to be registered(1)	Proposed maximum offering price per unit(1)		Proposed maximum offering price(1)		Amount of registration fee
Common Stock, par value $0.05 per share	(2)		(2)		(2)		(2)
Preferred Stock, par value $0.05 per share	(2)		(2)		(2)		(2)
Depositary Shares	(2)		(2)		(2)		(2)
Warrants	(2)		(2)		(2)		(2)
Debt Securities(3)	(2)		(2)		(2)		(2)
Purchase Contracts	(2)		(2)		(2)		(2)
Units(4)	(2)		(2)		(2)		(2)

	ABOUT THIS PROSPECTUS					1
	OUR COMPANY					1
	WHERE YOU CAN FIND MORE INFORMATION					1
	INCORPORATION BY REFERENCE					2
	SPECIAL NOTE ON FORWARD-LOOKING STATEMENTS					2
	DESCRIPTION OF CAPITAL STOCK					3
	DESCRIPTION OF DEBT SECURITIES					4
	DESCRIPTION OF WARRANTS					12
	DESCRIPTION OF PURCHASE CONTRACTS					13
	DESCRIPTION OF UNITS					13
	USE OF PROCEEDS					14
	PLAN OF DISTRIBUTION					14
	CERTAIN LEGAL MATTERS					17
	EXPERTS					17

	SEC registration fee					*
	FINRA filing fee					**
	Legal fees and expenses					**
	Accounting fees and expenses					**
	Listing fee					**
	Transfer and disbursement agent fees					**
	Printing and engraving expenses					**
	Trustee’s fees and expenses					**
	Miscellaneous expenses					**
	Total					**

SIGNATURE	TITLE	DATE
/s/ Kevin T. Longe Kevin T. Longe	President and Chief Executive Officer (Principal Executive Officer)	May 3, 2021
/s/ Michael Kuta Michael Kuta	Chief Financial Officer (Principal Financial and Accounting Officer)	May 3, 2021
/s/ David C. Aldous David C. Aldous	Non-Executive Chairman and Director	May 3, 2021
/s/ Andrea E. Bertone Andrea E. Bertone	Director	May 3, 2021
/s/ Yvon Pierre Cariou Yvon Pierre Cariou	Director	May 3, 2021
/s/ Robert A. Cohen Robert A. Cohen	Director	May 3, 2021
/s/ Ruth I. Dreessen Ruth I. Dreessen	Director	May 3, 2021

				DMC GLOBAL INC.
				By:			/s/ Michael Kuta Michael Kuta Chief Financial Officer

	Exhibit No.			Description
	1.1+			Form of Underwriting Agreement.
	3.1			Amended and Restated Certificate of Incorporation of DMC Global Inc. (incorporated by reference to Exhibit 4.1 to the Company’s Current Report on Form 8-K filed with the Commission on November 4, 2016).
	3.2			Amended and Restated Bylaws of DMC Global Inc. (incorporated by reference to Exhibit 3.2 to the Company’s Current Report on Form 8-K filed with the Commission on August 27, 2018).
	4.1			Form of Certificate representing shares of Common Stock of DMC Global Inc. (Incorporated by reference to Exhibit 4.3 to our Current Report on Form 8-K filed on November 4, 2016).
	4.2			Description of Common Stock (incorporated by reference to Exhibit 4.1 to the Company’s Annual Report on Form 10-K filed with the Commission on February 24, 2020).
	4.3*			Form of indenture.
	4.4+			Form of certificate of designations for preferred stock.
	4.5+			Form of depositary receipt.
	4.6+			Form of depositary agreement.
	4.7+			Form of warrant.
	4.8+			Form of warrant agreement.
	4.9+			Form of purchase contract.
	4.10+			Form of unit certificate.
	4.11+			Form of unit agreement.
	5.1*			Opinion of Davis Graham & Stubbs LLP.
	23.1*			Consent of Ernst & Young LLP.
	23.2*			Consent of Davis Graham & Stubbs LLP (included in Exhibit 5.1).
	24.1*			Power of Attorney (included on the signature page).
	25.1**			Form T-1 Statement of Eligibility of Trustee for the Indenture.

ARTICLE I DEFINITIONS AND INCORPORATION BY REFERENCE	1
Section 1.1 Definitions	1
Section 1.2 Other Definitions	4
Section 1.3 Incorporation by Reference of Trust Indenture Act	4
Section 1.4 Rules of Construction	5
ARTICLE II THE SECURITIES	5
Section 2.1 Issuable in Series	5
Section 2.2 Establishment of Terms of Series of Securities	5
Section 2.3 Execution and Authentication	7
Section 2.4 Registrar and Paying Agent	8
Section 2.5 Paying Agent to Hold Money in Trust	9
Section 2.6 Securityholder Lists	9
Section 2.7 Transfer and Exchange	9
Section 2.8 Mutilated, Destroyed, Lost and Stolen Securities	9
Section 2.9 Outstanding Securities	10
Section 2.10 Treasury Securities	11
Section 2.11 Temporary Securities	11
Section 2.12 Cancellation	11
Section 2.13 Defaulted Interest	11
Section 2.14 Global Securities	11
ARTICLE III REDEMPTION	13
Section 3.1 Notice to Trustee	13
Section 3.2 Selection of Securities to be Redeemed	13
Section 3.3 Notice of Redemption	13
Section 3.4 Effect of Notice of Redemption	14
Section 3.5 Deposit of Redemption Price	14
Section 3.6 Securities Redeemed in Part	14
ARTICLE IV COVENANTS	14
Section 4.1 Payment of Principal and Interest	14
Section 4.2 SEC Reports	14
Section 4.3 Compliance Certificate	15
Section 4.4 Stay, Extension and Usury Laws	15
ARTICLE V SUCCESSORS	15
Section 5.1 When Company May Merge, Etc	15
Section 5.2 Successor Corporation Substituted	16

ARTICLE VI DEFAULTS AND REMEDIES	16
Section 6.1 Events of Default	16
Section 6.2 Acceleration of Maturity; Rescission and Annulment	18
Section 6.3 Collection of Indebtedness and Suits for Enforcement by Trustee	18
Section 6.4 Trustee May File Proofs of Claim	19
Section 6.5 Trustee May Enforce Claims Without Possession of Securities	19
Section 6.6 Application of Money Collected	20
Section 6.7 Limitation on Suits	20
Section 6.8 Unconditional Right of Holders to Receive Principal and Interest	21
Section 6.9 Restoration of Rights and Remedies	21
Section 6.10 Rights and Remedies Cumulative	21
Section 6.11 Delay or Omission Not Waiver	21
Section 6.12 Control by Holders	21
Section 6.13 Waiver of Past Defaults	22
Section 6.14 Undertaking for Costs	22
ARTICLE VII TRUSTEE	22
Section 7.1 Duties of Trustee	22
Section 7.2 Rights of Trustee	24
Section 7.3 Individual Rights of Trustee	24
Section 7.4 Trustee’s Disclaimer	25
Section 7.5 Notice of Defaults	25
Section 7.6 Reports by Trustee to Holders	25
Section 7.7 Compensation and Indemnity	25
Section 7.8 Replacement of Trustee	26
Section 7.9 Successor Trustee by Merger, Etc.	27
Section 7.10 Eligibility; Disqualification	27
Section 7.11 Preferential Collection of Claims Against Company	27
ARTICLE VIII SATISFACTION AND DISCHARGE; DEFEASANCE	27
Section 8.1 Satisfaction and Discharge of Indenture	27
Section 8.2 Application of Trust Funds; Indemnification	28
Section 8.3 Legal Defeasance of Securities of any Series	29
Section 8.4 Covenant Defeasance	30
Section 8.5 Repayment to Company	31
Section 8.6 Reinstatement	31
ARTICLE IX AMENDMENTS AND WAIVERS	32
Section 9.1 Without Consent of Holders	32
Section 9.2 With Consent of Holders	32
Section 9.3 Limitations	33
Section 9.4 Compliance with Trust Indenture Act	33
Section 9.5 Revocation and Effect of Consents	33
Section 9.6 Notation on or Exchange of Securities	34
Section 9.7 Trustee Protected	34

ARTICLE X MISCELLANEOUS	34
Section 10.1 Trust Indenture Act Controls	34
Section 10.2 Notices	34
Section 10.3 Communication by Holders with Other Holders	35
Section 10.4 Certificate and Opinion as to Conditions Precedent	35
Section 10.5 Statements Required in Certificate or Opinion	36
Section 10.6 Rules by Trustee and Agents	36
Section 10.7 Legal Holidays	36
Section 10.8 No Recourse Against Others	36
Section 10.9 Counterparts	36
Section 10.10 Governing Law	37
Section 10.11 No Adverse Interpretation of Other Agreements	37
Section 10.12 Successors	37
Section 10.13 Severability	37
Section 10.14 Table of Contents, Headings, Etc.	37
Section 10.15 Securities in a Foreign Currency	37
Section 10.16 Judgment Currency	38
ARTICLE XI SINKING FUNDS	38
Section 11.1 Applicability of Article	38
Section 11.2 Satisfaction of Sinking Fund Payments with Securities	39
Section 11.3 Redemption of Securities for Sinking Fund	39

§ 310(a)(1)		7.10
(a)(2)		7.10
(a)(3)		Not Applicable
(a)(4)		Not Applicable
(a)(5)		7.10
(b)		7.10
§ 311(a)		7.11
(b)		7.11
(c)		Not Applicable
§ 312(a)		2.6
(b)		10.3
(c)		10.3
§ 313(a)		7.6
(b)(1)		7.6
(b)(2)		7.6
(c)(1)		7.6
(d)		7.6
§ 314(a)		4.2, 10.5
(b)		Not Applicable
(c)(1)		10.4
(c)(2)		10.4
(c)(3)		Not Applicable
(d)		Not Applicable
(e)		10.5
(f)		Not Applicable
§ 315(a)		7.1
(b)		7.5
(c)		7.1
(d)		7.1
(e)		6.14
§ 316(a)		2.10
(a)(1)(A)		6.12
(a)(1)(B)		6.13
(b)		6.8
§ 317(a)(1)		6.3
(a)(2)		6.4
(b)		2.5
§ 318(a)		10.1

TERM	DEFINED IN SECTION
“Bankruptcy Law”		6.1
“Custodian”		6.1
“Event of Default”		6.1
“Judgment Currency”		10.16
“Legal Holiday”		10.7
“mandatory sinking fund payment”		11.1
“New York Banking Day”		10.16
“Notice Agent”		2.4
“optional sinking fund payment”		11.1
“Paying Agent”		2.4
“Registrar”		2.4
“Required Currency”		10.16
“successor person”		5.1

	Sincerely,

	/s/ Davis Graham & Stubbs LLP

	Davis Graham & Stubbs LLP

	[NAME OF TRUSTEE], as Trustee

	By:
	Name:
	Its: