BTAL · AGF U.S. Market Neutral Anti-Beta Fund

$11.86 +0.05 (+0.42%) At close · Aug 14

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Quarter:

Holders: 42

Total Value: $117,563,225

Total Shares: 10,543,789

Institutional Ownership Trend

26 quarters

Holder Concentration

Across 42 13F filers · Δ vs Mar 31, 2026

Top Holder

22.6%

+10.8 pts

Top 5

74.8%

+25.3 pts

Top 10

88.4%

+17.1 pts

HHI

1,408

Broadly held+767

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -45

Institutional value: -56.6%

Shares held: -45.6%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Mega FMR LLC	+1,944,444	3,888,888
Large Focus Partners Wealth	+131,147	1,537,923
Mega JANE STREET GROUP, LLC	+97,899	239,792
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP	+82,463	124,237
Small Arete Wealth Advisors, LLC	+13,005	64,770

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Large Federation des caisses Desjardins du Quebec	−466,178	1,758,251
Mega ROYAL BANK OF CANADA	−232,322	17,463
Large HRT FINANCIAL LP	−138,962	13,844
Large CIBC WORLD MARKET INC.	−90,626	783,771
Large OSAIC HOLDINGS, INC.	−73,201	193,580

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Mid IFG Advisory, LLC	409,162	$4,562,156
Mega CITADEL ADVISORS LLC	114,285	$1,274,277
Mega RAYMOND JAMES FINANCIAL INC	14,720	$164,127
Small TWO SIGMA SECURITIES, LLC	12,936	$144,236
Large Tidal Investments LLC	11,791	$131,469

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Small Pasadena Private Wealth, LLC	2,286,833	$31,924,188
Small Carrera Capital Advisors	1,741,835	$24,316,016
Large HighTower Advisors, LLC	1,379,568	$19,258,769
Large AE Wealth Management LLC	772,951	$10,790,387
Mid Krilogy Financial LLC	597,562	$8,341,965

Filter: New 12 Increased 10 Reduced 12 Sold out 57 Unchanged 8

Showing 43 of 43

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

FMR LLC

$21,680,550

18.44%

1,944,444

FMR LLC

$21,680,550

18.44%

1,944,444

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STRATEGIC ADVISERS LLC	1,944,444	$21,680,550	100.0%	Defined

Federation des caisses Desjardins du Quebec

$19,604,498

16.68%

1,758,251

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Desjardins Securities inc.	1,758,251	$19,604,498	100.0%	Defined

Focus Partners Wealth

$17,147,841

14.59%

1,537,923

CIBC WORLD MARKET INC.

$8,739,046

7.43%

783,771

IFG Advisory, LLC

$4,562,156

3.88%

409,162

Advisory Services Network, LLC

$3,817,592

3.25%

342,385

JANE STREET GROUP, LLC

$2,673,680

2.27%

239,792

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	239,792	$2,673,680	100.0%	Defined

Purpose Unlimited Inc.

$2,246,758

1.91%

201,503

OSAIC HOLDINGS, INC.

$2,158,417

1.84%

193,580

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	187,580	$2,091,517	96.9%	Defined
Osaic Advisory Services, LLC	6,000	$66,900	3.1%	Defined

CAPTRUST FINANCIAL ADVISORS

$2,109,580

1.79%

189,200

PMV Capital Advisers, LLC

$2,099,578

1.79%

188,303

Trek Financial, LLC

$1,700,531

1.45%

152,514

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$1,385,242

1.18%

124,237

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
G1 EXECUTION SERVICES, LLC	124,237	$1,385,242	100.0%	Other

CITADEL ADVISORS LLC

$1,274,277

1.08%

114,285

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	114,285	$1,274,277	100.0%	Defined

Axim Planning & Wealth

$854,112

0.73%

76,602

Arete Wealth Advisors, LLC

$722,185

0.61%

64,770

Hudson Bay Capital Management LP

$670,895

0.57%

60,170

MORGAN STANLEY

$394,051

0.34%

35,341

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY CAPITAL SERVICES, LLC	35,339	$394,029	100.0%	Defined
MORGAN STANLEY SMITH BARNEY LLC	2	$22	0.0%	Defined

Advyzon Investment Management, LLC

$293,768

0.25%

26,347

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Murphy Amy B	26,288	$293,111	99.8%	Other
Held directly	59	$657	0.2%	Sole

Ausdal Financial Partners, Inc.

$293,111

0.25%

26,288

ROYAL BANK OF CANADA

$194,711

0.17%

17,463

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	384	$4,281	2.2%	Defined
RBC Dominion Securities Inc.	17,079	$190,430	97.8%	Defined

IPG Investment Advisors LLC

$169,212

0.14%

15,176

RAYMOND JAMES FINANCIAL INC

$164,127

0.14%

14,720

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	13,990	$155,988	95.0%	Defined
Raymond James Financial Services Advisors, Inc.	730	$8,139	5.0%	Defined

HRT FINANCIAL LP

$154,360

0.13%

13,844

TWO SIGMA SECURITIES, LLC

$144,236

0.12%

12,936

Cetera Investment Advisers

$142,218

0.12%

12,755

Tidal Investments LLC

$131,469

0.11%

11,791

StoneX Group Inc.

$131,057

0.11%

11,754

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STONEX FINANCIAL INC.	11,754	$131,057	100.0%	Defined

SIMPLEX TRADING, LLC

$113,183

0.10%

10,151

Steward Partners Investment Advisory, LLC

$47,108

0.04%

4,225

MERCER GLOBAL ADVISORS INC /ADV

$36,248

0.03%

3,251

JONES FINANCIAL COMPANIES LLLP

$8,875

0.01%

796

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Edward D. Jones & Co., L.P.	796	$8,875	100.0%	Sole

Highland Investment Advisors LLC

$8,117

0.01%

728

Strategic Wealth Partners, Ltd.

$3,411

0.00%

306

Smartleaf Asset Management LLC

$1,349

0.00%

121

SHP Wealth Management

$1,338

0.00%

120

Tower Research Capital LLC (TRC)

$1,003

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Tower Research Capital Investments LLC	90	$1,003	100.0%	Other

GROUP ONE TRADING LLC

$780

0.00%

WELLS FARGO & COMPANY/MN

$702

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO CLEARING SERVICES, LLC	63	$702	100.0%	Defined

HARBOUR INVESTMENTS, INC.

$646

0.00%

UBS Group AG

$568

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Securities LLC	51	$568	100.0%	Defined

Capital Advisor Network LLC

$89

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
210 Financial	2,343	$32,708	0.3%	Other
Alpha Planning & Financial Services	44	$614	0.0%	Other
Beacon Capital Management, LLC	5,348	$74,658	0.7%	Other
Brigher Financial	611	$8,529	0.1%	Other
Elite Retirement Planning LLC	71,356	$996,129	9.2%	Other
Family Legacy Planning	7,405	$103,373	1.0%	Other
FSA Advisors, Inc.	7,908	$110,395	1.0%	Other
Guerra Advisors Inc	344	$4,802	0.0%	Other
International Private Wealth Advisors LLC	4,601	$64,229	0.6%	Other
Kingdom Financial Group LLC.	1,970	$27,501	0.3%	Other
MADISON AVENUE SECURITIES, LLC	2,111	$29,469	0.3%	Other
Montgomery Financial Services	1,310	$18,287	0.2%	Other
Park Square Financial Services	1,025	$14,309	0.1%	Other
POM Investment Strategies, LLC	192,061	$2,681,171	24.8%	Other
RSG Investments LLC	20,979	$292,866	2.7%	Other
The Holland Group	2,282	$31,856	0.3%	Other
Held directly	451,253	$6,299,491	58.4%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PlainsCapital Corp joint	121,755	$1,699,699	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BMO NESBITT BURNS INC.	35,855	$500,535	86.8%	Defined
BMO NESBITT BURNS SECURITIES LTD.	5,450	$76,082	13.2%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BNY Mellon Advisors, Inc. joint	27,234	$380,186	100.0%	Other
Held directly	1	$13	0.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
National Bank Financial Inc.	670	$9,353	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TORONTO DOMINION BANK	282	$3,936	100.0%	Defined

Key facts CIK 1479598 CUSIP 00110G408 13F (30d) 43 filings 42 filers