Burford Capital Ltd 6-K, filed Jul 26, 2022
Burford Capital Ltd (BUR)
6-K
2022-07-26
For: 2022-07-26
View Original
Added on
April 12, 2026
About this 6-K
Burford Capital Ltd filed this 6-K on July 26, 2022.
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
For the month of July 2022
Commission File Number: 001-39511
BURFORD CAPITAL LIMITED
(Translation
of registrant’s name into English)
Oak House
Hirzel Street
St. Peter Port
Guernsey GY1 2NP
(Address
of principal executive office)
Indicate by check
mark whether the registrant files or will file annual reports under
cover of Form 20-F or Form 40-F.
Form
20-F ☒ Form 40-F ☐
Indicate
by check mark if the registrant is submitting the Form 6-K in paper
as permitted by Regulation S-T Rule 101(b)(1): ☐
Note: Regulation S-T Rule 101(b)(1) only permits the
submission in paper of a Form 6-K if submitted solely to provide an
attached annual report to security holders.
Indicate
by check mark if the registrant is submitting the Form 6-K in paper
as permitted by Regulation S-T Rule 101(b)(7): ☐
Note: Regulation S-T Rule 101(b)(7) only permits the
submission in paper of a Form 6-K if submitted to furnish a report
or other document that the registrant foreign private issuer must
furnish and make public under the laws of the jurisdiction in which
the registrant is incorporated, domiciled or legally organized (the
registrant’s “home country”), or under the rules
of the home country exchange on which the registrant’s
securities are traded, as long as the report or other document is
not a press release, is not required to be and has not been
distributed to the registrant’s security holders, and, if
discussing a material event, has already been the subject of a Form
6-K submission or other Commission filing on EDGAR.
This
report includes materials as an exhibit that have been made
available in respect of Burford Capital Limited as of July 26,
2022.
EXHIBIT INDEX
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Exhibit
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Description
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SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, as
amended, the registrant has duly caused this report to be signed on
its behalf by the undersigned, thereunto duly
authorized.
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BURFORD CAPITAL LIMITED
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By:
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/s/ Mark Klein
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Name:
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Mark Klein
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Title:
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Chief Administrative Officer and General Counsel
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Date:
July 26, 2022
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EXHIBIT 99.1
TR-1: Standard form for notification of major holdings
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NOTIFICATION OF MAJOR HOLDINGS (to
be sent to the relevant issuer and to
the FCA in Microsoft Word format if possible)i
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1a. Identity of the issuer or the underlying issuer of existing
shares to which voting rights are attachedii:
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Burford Capital Ltd.
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1b. Please indicate if the issuer is a non-UK issuer
(please mark with an "X"
if appropriate)
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Non-UK issuer
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X
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2. Reason for the notification (please
mark the appropriate box or boxes with an "X")
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An acquisition or disposal of voting rights
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X
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An acquisition or disposal of financial instruments
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An event changing the breakdown of voting rights
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Other (please specify)iii:
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3. Details of person subject to the notification
obligationiv
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Name
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CI Financial Corp.
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City and country of registered office (if applicable)
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Toronto, Canada
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4. Full name of shareholder(s) (if
different from 3.)v
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Name
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City and country of registered office (if applicable)
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5. Date on which the threshold was crossed or
reachedvi:
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21/07/2022
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6. Date on which issuer notified (DD/MM/YYYY):
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22/07/2022
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7. Total positions of person(s) subject to the notification
obligation
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% of voting rights attached to shares (total of 8. A)
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% of voting
rights through financial
instruments(total of 8.B 1 + 8.B 2)
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Total of both in % (8.A + 8.B)
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Total number of voting rights of issuervii
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Resulting situation on the date on which threshold was crossed or
reached
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4.99%
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0
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4.99%
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219,049,877
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Position of previous notification (if
applicable)
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5.00%
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0
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5.00%
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8. Notified details of the resulting situation on the date on which
the threshold was crossed or reachedviii
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A: Voting rights attached to shares
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Class/type ofshares
ISIN code (if possible)
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Number of voting rightsix
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% of voting rights
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Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
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Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
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Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
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Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
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GG00BMGYLN96
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10,925,060
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4.99%
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SUBTOTAL 8. A
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10,925,060
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4.99%
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B 1: Financial Instruments according to Art. 13(1)(a) of Directive
2004/109/EC (DTR5.3.1.1 (a))
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Type of financial instrument
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Expirationdatex
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Exercise/Conversion Periodxi
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Number of voting rights that may be acquired if the instrument
is
exercised/converted.
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% of voting rights
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SUBTOTAL 8. B 1
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B 2: Financial Instruments with similar economic effect according
to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1
(b))
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Type of financial instrument
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Expirationdatex
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Exercise/Conversion Period xi
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Physical or cash
settlementxii
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Number of voting rights
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% of voting rights
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SUBTOTAL 8.B.2
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9. Information in relation to the person subject to the
notification obligation (please
mark the applicable
box with an "X")
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Person subject to the notification obligation is not controlled by
any natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuerxiii
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Full chain
of controlled undertakings through which the voting rights and/or
thefinancial instruments are effectively held starting with the
ultimate controlling natural person or legal
entityxiv (please
add additional rows as necessary)
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X
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Namexv
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% of voting rights if it equals or is higher than the notifiable
threshold
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% of voting rights through financial instruments if it equals or is
higher than the notifiable threshold
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Total of both if it equals or is higher than the notifiable
threshold
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CI Financial Corp
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CI Investments Inc.
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4.99%
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4.99%
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10. In
case of proxy voting, please identify:
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Name of the proxy holder
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The number and % of voting rights held
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The date until which the voting rights will be held
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11. Additional informationxvi
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Place of completion
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Toronto, ON
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Date of completion
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22/07/2022
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