Burford Capital Ltd 6-K, filed Jun 7, 2022
Burford Capital Ltd (BUR)
6-K
2022-06-07
For: 2022-06-07
View Original
Added on
April 12, 2026
About this 6-K
Burford Capital Ltd filed this 6-K on June 7, 2022.
EXHIBIT 99.1
TR-1:
Standard form for notification of major
holdings
1. Issuer Details
ISIN
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GG00BMGYLN96
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Issuer Name
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BURFORD CAPITAL LIMITED
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UK or Non-UK Issuer
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UK
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2. Reason for Notification
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An acquisition or disposal of voting rights
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3. Details of person subject to the notification
obligation
Name
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Invesco Ltd.
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City of registered office (if applicable)
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Atlanta
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Country of registered office (if applicable)
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USA
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4. Details of the shareholder
Full name of shareholder(s) if different from the person(s) subject
to the notification obligation, above
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City of registered office (if applicable)
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Country of registered office (if applicable)
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5. Date on which the threshold was crossed or reached
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01-Jun-2022
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6. Date on which Issuer notified
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06-Jun-2022
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7. Total positions of person(s) subject to the notification
obligation
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%
of voting rights attached to shares (total of 8.A)
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%
of voting rights through financial instruments (total of 8.B 1 +
8.B 2)
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Total
of both in % (8.A + 8.B)
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Total
number of voting rights held in issuer
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Resulting situation
on the date on which threshold was crossed or reached
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4.915000
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0.000000
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4.915000
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10767049
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Position of
previous notification (if applicable)
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9.50
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0
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9.50
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8. Notified details of the resulting situation on the date on which
the threshold was crossed or reached
8A. Voting rights attached to shares
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Class/Type of shares ISIN code(if possible)
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Number of direct voting rights (DTR5.1)
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Number of indirect voting rights (DTR5.2.1)
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% of direct voting rights (DTR5.1)
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% of indirect voting rights (DTR5.2.1)
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GG00BMGYLN96
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0
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10767049
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0.000000
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4.915000
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Sub
Total 8.A
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10767049
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4.915000%
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8B1. Financial Instruments according to (DTR5.3.1R.(1)
(a))
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Type of financial instrument
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Expiration date
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Exercise/conversion period
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Number of voting rights that may be acquired if the instrument is
exercised/converted
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% of voting rights
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Sub
Total 8.B1
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8B2. Financial Instruments with similar economic effect according
to (DTR5.3.1R.(1) (b))
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Type of financial instrument
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Expiration date
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Exercise/conversion period
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Physical or cash settlement
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Number of voting rights
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% of voting rights
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Sub
Total 8.B2
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9. Information in relation to the person subject to the
notification obligation
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2.
Full chain of controlled undertakings through which the voting
rights and/or the financial instruments are effectively held
starting with the ultimate controlling natural person or legal
entities (please add additional rows as
necessary)
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|||||
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Ultimate controlling person
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Name of controlled undertaking
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% of voting rights if it equals or is higher than the notifiable
threshold
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% of voting rights through financial instruments if it equals or is
higher than the notifiable threshold
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Total of both if it equals or is higher than the notifiable
threshold
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Invesco
Ltd.
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Invesco
Asset Management Limited
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4.911000
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0.000000
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4.911000%
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Invesco
Ltd.
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Invesco
Advisers, Inc.
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0.004000
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0.000000
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0.004000%
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10. In case of proxy voting
Name of the proxy holder
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The number and % of voting rights held
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The date until which the voting rights will be held
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11. Additional Information
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Refer
to section 9 for detail of proxy holders' and % of voting rights
held. Voting authority is held until it is revoked by the client /
the relevant Investment Management Agreement is
terminated.
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12. Date of Completion
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06-Jun-2022
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13. Place Of Completion
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Henley-on-Thames
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
For the month of June 2022
Commission File Number: 001-39511
BURFORD CAPITAL LIMITED
(Translation
of registrant’s name into English)
Oak House
Hirzel Street
St. Peter Port
Guernsey GY1 2NP
(Address
of principal executive office)
Indicate by check
mark whether the registrant files or will file annual reports under
cover of Form 20-F or Form 40-F.
Form
20-F ☒ Form 40-F ☐
Indicate
by check mark if the registrant is submitting the Form 6-K in paper
as permitted by Regulation S-T Rule 101(b)(1): ☐
Note: Regulation S-T Rule 101(b)(1) only permits the
submission in paper of a Form 6-K if submitted solely to provide an
attached annual report to security holders.
Indicate
by check mark if the registrant is submitting the Form 6-K in paper
as permitted by Regulation S-T Rule 101(b)(7): ☐
Note: Regulation S-T Rule 101(b)(7) only permits the
submission in paper of a Form 6-K if submitted to furnish a report
or other document that the registrant foreign private issuer must
furnish and make public under the laws of the jurisdiction in which
the registrant is incorporated, domiciled or legally organized (the
registrant’s “home country”), or under the rules
of the home country exchange on which the registrant’s
securities are traded, as long as the report or other document is
not a press release, is not required to be and has not been
distributed to the registrant’s security holders, and, if
discussing a material event, has already been the subject of a Form
6-K submission or other Commission filing on EDGAR.
This
report includes materials as an exhibit that have been made
available in respect of Burford Capital Limited as of June 07,
2022.
EXHIBIT INDEX
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Exhibit
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Description
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SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, as
amended, the registrant has duly caused this report to be signed on
its behalf by the undersigned, thereunto duly
authorized.
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BURFORD CAPITAL LIMITED
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By:
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/s/ Mark Klein
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Name:
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Mark Klein
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Title:
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Chief Administrative Officer and General Counsel
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Date:
June 07, 2022
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