Skip to main content
Equibles
CAPE logo

CAPE · DoubleLine Shiller Cape U.S. Equities ETF · Holdings ETF

Alerts for CAPE

Use CAPE with AI

Add company filings, earnings and prices to ChatGPT or Claude, then ask questions in your own chat.

Choose your app for step-by-step connection instructions. Sign in with Equibles when asked; no code or API key is needed.

Claude ChatGPT

After connecting, ask your AI to use Equibles to research CAPE.

Other apps & server URL
https://mcp.equibles.com/mcp
Gemini CLI setup
or ask here

Free, nothing to set up — ALVIS runs on the same tools and cites every figure.

See what you can ask in ChatGPT or Claude

All connection guides →
$30.81 +0.16 (+0.52%) At close · Oct 2
Volume · Oct 2 253.02K Avg daily vol (3M) 31.24K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →
Some SEC filings for this period have not finished importing. Holder totals and changes may be incomplete; these filings remain queued for recovery.
Holders: 47
Total Value: $150,184,284
Total Shares: 4,629,888

Institutional Ownership Trend

17 quarters

Holder Concentration

Across 47 13F filers · Δ vs Mar 31, 2026
Top Holder
20.5%
Sep 2023 → Jun 2026 · range 18.1% – 30.2%
+2.4 pts
Top 5
73.1%
Sep 2023 → Jun 2026 · range 65.1% – 81.8%
+8.1 pts
Top 10
88.9%
Sep 2023 → Jun 2026 · range 83.9% – 94.4%
+5.0 pts
HHI
1,287
Sep 2023 → Jun 2026 · range 1,022 – 1,805
Broadly held+265

Quarterly Activity

vs Mar 31, 2026
New
5
Increased
10
Decreased
17
Sold Out
7
Unchanged
15
Holder count: -2
Institutional value: -6.1%
Shares held: -10.7%

Top Buyers

vs Mar 31, 2026
Institution Added Now Holds Open
Foundations Investment Advisors, LLC +156,140 888,523
STRAIGHTLINE GROUP LLC +12,181 948,387
HF Advisory Group, LLC +11,951 149,640
UBS Group AG +9,964 412,233
Main Street Financial Solutions, LLC +5,269 99,549

Top Sellers

vs Mar 31, 2026
Institution Sold Now Holds Open
Evensky & Katz LLC −489,308 678
CITADEL ADVISORS LLC −116,870 16,453
Capital Investment Advisors, LLC −40,368 22,683
Santori & Peters, Inc. −19,509 234,697
CREATIVE FINANCIAL DESIGNS INC /ADV −14,440 990

Top New Positions

vs Mar 31, 2026
Institution Acquired Value (USD) Open
Clear Point Advisors Inc. 123,241 $3,997,691
AE Wealth Management LLC 689 $22,349
WELLS FARGO & COMPANY/MN 284 $9,212
JONES FINANCIAL COMPANIES LLLP 107 $3,470
Imprint Wealth LLC 36 $1,167

Top Sold-Out Positions

vs Mar 31, 2026
Institution Previously Held Last Value (USD) Open
JANE STREET GROUP, LLC 86,000 $2,653,358
Armor Investment Advisors, LLC 33,476 $1,032,835
Dana Investment Advisors, Inc. 20,938 $646,000
GOLDMAN SACHS GROUP INC 6,614 $204,061
Legacy Wealth Managment, LLC/ID 3,215 $99,192
Filter: New 5 Increased 10 Reduced 17 Sold out 7 Unchanged 15
Showing 47 of 47
All Common Calls Puts
Export CSV
Holder Value (USD) % of 13F Shares Open
STRAIGHTLINE GROUP LLC $30,763,777 20.48% 948,387
Foundations Investment Advisors, LLC $28,821,908 19.19% 888,523
WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC $26,207,568 17.45% 807,928
UBS Group AG $13,372,014 8.90% 412,233
WADDELL & ASSOCIATES, LLC $10,661,916 7.10% 328,686
Santori & Peters, Inc. $7,613,101 5.07% 234,697
HF Advisory Group, LLC $4,854,022 3.23% 149,640
BANK OF MONTREAL /CAN/ $4,008,655 2.67% 123,579
Clear Point Advisors Inc. $3,997,691 2.66% 123,241
Main Street Financial Solutions, LLC $3,229,170 2.15% 99,549
Csenge Advisory Group $2,869,011 1.91% 88,446
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC $2,393,081 1.59% 73,774
Socha Financial Group, LLC $1,532,403 1.02% 47,241
Cambridge Investment Research Advisors, Inc. $1,190,993 0.79% 36,716
Southeast Asset Advisors, LLC $1,087,192 0.72% 33,516
KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC $935,803 0.62% 28,849
AVAII WEALTH MANAGEMENT, LLC $742,246 0.49% 22,882
Capital Investment Advisors, LLC $735,791 0.49% 22,683
SUSQUEHANNA INTERNATIONAL GROUP, LLP $672,082 0.45% 20,719
Sepio Capital, LP $561,858 0.37% 17,321
HRT FINANCIAL LP $555,403 0.37% 17,122
CITADEL ADVISORS LLC $533,702 0.36% 16,453
United Advisor Group, LLC $349,584 0.23% 10,777
Corient Private Wealth LLC $288,763 0.19% 8,902
AQR CAPITAL MANAGEMENT LLC $275,009 0.18% 8,478
Navis Wealth Advisors, LLC $267,645 0.18% 8,251
KINGSWOOD WEALTH ADVISORS, LLC $256,260 0.17% 7,900
TRANSCEND CAPITAL ADVISORS, LLC $255,189 0.17% 7,867
CIBC WORLD MARKET INC. $236,797 0.16% 7,300
Kestra Advisory Services, LLC $220,773 0.15% 6,806
LPL Financial LLC $220,286 0.15% 6,791
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO $104,677 0.07% 3,227
FIFTH THIRD BANCORP $101,271 0.07% 3,122
Capital Analysts, LLC $92,318 0.06% 2,846
CREATIVE FINANCIAL DESIGNS INC /ADV $32,113 0.02% 990
HANTZ FINANCIAL SERVICES, INC. $27,637 0.02% 852
AE Wealth Management LLC $22,349 0.01% 689
Evensky & Katz LLC $21,992 0.01% 678
Creative Capital Management Investments LLC $16,835 0.01% 519
NewEdge Advisors, LLC $16,219 0.01% 500
HARBOUR INVESTMENTS, INC. $12,975 0.01% 400
WELLS FARGO & COMPANY/MN $9,212 0.01% 284
MORGAN STANLEY $5,481 0.00% 169
OSAIC HOLDINGS, INC. $4,508 0.00% 139
JONES FINANCIAL COMPANIES LLLP $3,470 0.00% 107
Rockefeller Capital Management L.P. $2,367 0.00% 73
Imprint Wealth LLC $1,167 0.00% 36