Caterpillar Inc 8-K, filed Dec 14, 2023
Caterpillar Inc (CAT)
8-K
2023-12-14
For: 2023-12-12
View Original
Added on
April 02, 2026
About this 8-K
Caterpillar Inc filed this 8-K on December 14, 2023, reporting on events of December 12, 2023.
Items reported
- Item 8.01: Other events
| UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | |||||||||||||||||||||||||||||||||||
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Securities registered pursuant to Section 12(b) of the Act: | |||||||||||||||||||||||||||||||||||
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| Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: | |||||||||||||||||||||||||||||||||||
| Indicate by check mark whether the registrant is an emerging growth company as defined by Rule 405 of the Securities Act of | |||||||||||||||||||||||||||||||||||
| 1933 (17 CFR §230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2 of this chapter). | |||||||||||||||||||||||||||||||||||
| Emerging growth company | |||||||||||||||||||||||||||||||||||
| If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period | |||||||||||||||||||||||||||||||||||
| for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. | ☐ | ||||||||||||||||||||||||||||||||||
Item 8.01. Other Events.
As previously announced on October 16, 2023, Caterpillar Inc. (the “Company”) appointed Joseph E. Creed, the Company’s former Group President of Energy & Transportation, as the Company’s Chief Operating Officer, effective November 1, 2023. On December 12, 2023, the Board of Directors of the Company named Jason Kaiser as Group President of Energy & Transportation, effective January 1, 2024.
A copy of the Company’s press release announcing the appointment of Mr. Kaiser is attached as Exhibit 99.1 to this Form 8-K and incorporated herein by reference.
Item 9.01. Financial Statements and Exhibits.
| (d) | Exhibits: | ||||||||||
| The following is furnished as an exhibit to this report: | |||||||||||
| 99.1 | |||||||||||
| 104 | The cover page from this Current Report on Form 8-K, formatted in Inline XBRL. | ||||||||||
SIGNATURES | ||||||||
| Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. | ||||||||
| CATERPILLAR INC. | ||||||||
| December 14, 2023 | By: | /s/ Derek Owens | ||||||
| Derek Owens Senior Vice President and General Counsel | ||||||||
Exhibit 99.1
Caterpillar contact:
Tiffany Heikkila
Global Government & Corporate Affairs
Mobile: 832-573-0958
Tiffany.Heikkila@cat.com
FOR IMMEDIATE RELEASE
Caterpillar Appoints New Energy & Transportation Group President
IRVING, Texas, Dec. 14, 2023 – Caterpillar Inc. (NYSE: CAT) announced today that Jason Kaiser, senior vice president of the Electric Power Division, has been appointed to Group President of the Energy & Transportation (E&T) segment, effective Jan. 1, 2024.
In this role, Kaiser will have responsibility for the Rail Division, Solar Turbines, Large Power Systems Division, Industrial Power Systems Division, Electric Power Division (EPD), Caterpillar Oil & Gas and Marine Division (COGMD), Cat Reman® and Electrification and Energy Solutions Division.
“Jason’s extensive experience in engineering, product management and operations makes him well-suited to lead our Energy & Transportation segment,” said Caterpillar Chairman and CEO Jim Umpleby. “Jason leads with our Values at the forefront and will continue to make a positive impact within E&T and across our broader Caterpillar team.”
Since joining Caterpillar in 2000, Kaiser has held numerous roles in engineering, sales and operations with increasing responsibility across the electric power business.
Kaiser graduated from Rose-Hulman Institute of Technology with a bachelor’s degree in electrical engineering.
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About Caterpillar With 2022 sales and revenues of $59.4 billion, Caterpillar Inc. is the world's leading manufacturer of construction and mining equipment, off-highway diesel and natural gas engines, industrial gas turbines and diesel-electric locomotives. For nearly 100 years, we've been helping customers build a better, more sustainable world and are committed and contributing to a reduced-carbon future. Our innovative products and services, backed by our global dealer network, provide exceptional value that helps customers succeed. Caterpillar does business on every continent, principally operating through three primary segments – Construction Industries, Resource Industries and Energy & Transportation – and providing financing and related services through our Financial Products segment. Visit us at caterpillar.com or join the conversation on our social media channels at caterpillar.com/en/news/social-media.html.