CALDWELL SUTTER CAPITAL, INC.
Position in CCD — Calamos Dynamic Convertible & Income Fund
CIK 702007
SAUSALITO, CA
Position in CCD
as of Mar 31, 2026
· filed May 6, 2026
Position Value
$5,337
+$122 QoQ
Shares Held
250
0.0% QoQ
Ownership
0.001%
of shares outstanding
% of Portfolio
0.00%
of 13F equity value
Holder Rank
—
not a current holder
Holding Since
Jun 2023
11 quarters on record
Voting authority
Sole 0%
Shared 0%
None 100%
Common Shares in CCD Over Time
Shares Held
Position Value (USD)
Position in Asset Management
Financial Services · as of Mar 31, 2026CALDWELL SUTTER CAPITAL, INC. holds $9,683,549 across 42 Asset Management names. CCD ranks #32 (0.1% of the industry book) .
| # | Ticker | Company | Shares | Value (USD) | Open |
|---|---|---|---|---|---|
| 1 | KYN |
Kayne Anderson Energy Infrastructure Fund, Inc.
|
141,072 | $2,014,508 | |
| 2 | MCI |
Barings Corporate Investors
|
83,984 | $1,447,884 | |
| 3 | CET |
Central Securities Corp
|
24,264 | $1,204,950 | |
| 4 | CSWC |
Capital Southwest Corp
|
37,018 | $818,838 | |
| 5 | MPV |
Barings Participation Investors
|
43,755 | $749,960 | |
| 6 | BANX |
ArrowMark Financial Corp.
|
25,693 | $489,708 | |
| 7 | STT |
State Street Corp
|
3,750 | $474,600 | |
| 8 | AMP |
Ameriprise Financial Inc
|
772 | $343,076 |
All Filings in CCD
Export CSV
11 filing rows on record
| Report Date | Value (USD) | Shares | Type | Discretion | Filed | |
|---|---|---|---|---|---|---|
| 2026-03-31 | $5,337 | 250 | Shares | Sole | 2026-05-06 | |
| 2025-12-31 | $5,215 | 250 | Shares | Sole | 2026-01-30 | |
| 2025-09-30 | $5,260 | 250 | Shares | Sole | 2025-10-29 | |
| 2025-06-30 | $5,041 | 250 | Shares | Sole | 2025-07-11 | |
| 2025-03-31 | $5,322 | 250 | Shares | Sole | 2025-04-16 | |
| 2024-12-31 | $6,076 | 250 | Shares | Sole | 2025-01-21 | |
| 2024-09-30 | $6,350 | 250 | Shares | Sole | 2024-10-25 | |
| 2024-06-30 | $5,610 | 250 | Shares | Sole | 2024-07-23 | |
| 2023-12-31 | $4,945 | 250 | Shares | Sole | 2024-01-19 | |
| 2023-09-30 | $12,116 | 650 | Shares | Sole | 2023-10-25 | |
| 2023-06-30 | $14,131 | 650 | Shares | Sole | 2023-07-19 | |
| No filing history on record for this holder in this stock. | ||||||