CCD · Calamos Dynamic Convertible & Income Fund
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 3, 4 and 5. Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2025-09-01 | Armstrong Hugh |
Insider |
Other↑
|
No Securities Owned
|
0 |
| 2025-09-01 | Koudounis John S. |
Vice President |
Other↑
|
No Securities Owned
|
0 |
| 2025-09-01 | PHLEGAR JEFFREY S |
Insider |
Other↑
|
No Securities Owned
|
0 |
| 2025-07-29 | Kelly Walter M |
Chief Compliance Officer |
Other↑
|
No Securities Owned
|
0 |
| 2025-04-03 | CALAMOS JOHN P SR |
Director, President and Chairman |
Sell↓
|
Common Stock
(I)
|
0 |
| 2024-12-17 | Kiley Thomas P III |
Vice President |
Other↑
|
No Securities Owned
|
0 |
| 2024-09-09 | MetLife Investment Management, LLC |
10% Owner |
Buy↑
Filing footnotes — Series G Mandatory Redeemable Preferred Shares (Indirect)
These Series G Mandatory Redeemable Preferred Shares are held directly by clients for whom the Reporting Person serves as investment manager. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
Series G Mandatory Redeemable Preferred Shares
(I)
|
40,000 |
| 2024-09-09 | MetLife Investment Management, LLC |
10% Owner |
Buy↑
Filing footnotes — Series G Mandatory Redeemable Preferred Shares (Indirect)
These Series G Mandatory Redeemable Preferred Shares are held directly by clients for whom the Reporting Person serves as investment manager. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
Series G Mandatory Redeemable Preferred Shares
(I)
|
400,000 |
| 2023-09-26 | Ojala Erik D. |
VP, Sec'y & Chief Legal Off. |
Other↑
|
No Securities Owned
|
0 |
| 2023-05-31 | Mickey Mark |
FormerChief Compliance Officer |
Sell↓
|
Common Stock
|
500 |
| 2022-09-30 | Schoenberger Susan L |
VP and Assistant Secretary |
Other↑
|
No Securities Owned
|
0 |
| 2022-05-24 | MetLife Investment Management, LLC |
10% Owner |
Buy↑
Filing footnotes — Series E Mandatory Redeemable Preferred Shares (Indirect)
These Mandatory Redeemable Preferred Shares are held directly by Metropolitan Life Insurance Company. The Reporting Person serves as investment manager to Metropolitan Life Insurance Company. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
Series E Mandatory Redeemable Preferred Shares
(I)
|
440,000 |
| 2021-06-30 | Dufresne Daniel |
Vice President |
Other↑
|
No Securities Owned
|
0 |
| 2020-12-18 | Mickey Mark |
FormerChief Compliance Officer |
Buy↑
|
Common Stock
|
500 |
| 2020-03-26 | Atkins Stephen |
Treasurer |
Other↑
|
No Securities Owned
|
0 |