CGRO · CoreValues Alpha Greater China Growth ETF
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 4 and 5. Form 3 supplies initial ownership rather than a trade; Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2020-07-29 | Linton Bruce |
Director |
Buy↑
Filing footnotes — Class B Common Stock (Indirect)
The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment. The Class B common stock has no expiration date. The price per share of the Class B common stock purchased was $0.00000667. The Linton Family Trust holds the shares for the benefit of the reporting person's family. The reporting person disclaims beneficial ownership over such shares except to the extent of his pecuniary interest therein. |
Class B Common Stock
(I)
|
150,000 |
| 2020-07-29 | Whaling Geoffrey W. |
President |
Buy↑
Filing footnotes — Class B Common Stock (Indirect)
The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment. The Class B common stock has no expiration date. The price per share of the Class B common stock purchased was $0.00005. GWW LLC is an entity controlled by the reporting person. The reporting person disclaims beneficial ownership of the shares held by GWW LLC except to the extent of his pecuniary interest therein. |
Class B Common Stock
(I)
|
20,000 |
| 2020-07-29 | Kello John Wilson |
Chief Marketing Officer |
Buy↑
Filing footnotes — Class B Common Stock (Direct)
The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment. The Class B common stock has no expiration date. The price per share of the Class B common stock purchased was $0.00000599. |
Class B Common Stock
|
167,000 |
| 2020-07-29 | Townsend Andrew S |
Director, 10% Owner |
Sell↓
Filing footnotes — Class B Common Stock (Indirect)
The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment. The Class B common stock has no expiration date. The blended sales price of the shares is $0.000016 per share. Shipwright Partners LLC is the managing member of Shipwright SPAC I, LLC. Shipwright Partners LLC is controlled by Andrew S. Townsend. Mr. Townsend disclaims beneficial ownership of the securities held by Shipwright SPAC I, LLC except to the extent of his pecuniary interest therein |
Class B Common Stock
(I)
|
375,000 |
| 2020-07-29 | Saunders Timothy |
Director |
Buy↑
Filing footnotes — Class B Common Stock (Direct)
The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment. The Class B common stock has no expiration date. The per share price of the Class B common stock purchased was $0.0000056. |
Class B Common Stock
|
18,000 |
| 2020-07-29 | Sherman Jonathan D |
Director |
Buy↑
Filing footnotes — Class B Common Stock (Indirect)
The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment. The Class B common stock has no expiration date. 2702933 Ontario Inc. is an entity controlled by the reporting person. The reporting person disclaims beneficial ownership of the shares held by 2702933 Ontario Inc. except to the extent of his pecuniary interest therein. |
Class B Common Stock
(I)
|
10,000 |
| 2020-06-29 | Sherman Jonathan D |
Director |
Other↓
Filing footnotes — Class B Common Stock (Indirect)
The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment. The Class B common stock has no expiration date. The shares were forfeited for no consideration in connection with the underwriters' election not to exercise the over-allotment option as described in the Issuer's registration statement on Form S-1. 2702933 Ontario Inc. is an entity controlled by the reporting person. The reporting person disclaims beneficial ownership of the shares held by 2702933 Ontario Inc. except to the extent of his pecuniary interest therein. |
Class B Common Stock
(I)
|
24,937 |
| 2020-06-29 | Linton Bruce |
Director |
Other↓
Filing footnotes — Class B Common Stock (Indirect)
The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment. The Class B common stock has no expiration date. The shares were forfeited for no consideration in connection with the underwriters' election not to exercise the over-allotment option as described in the Issuer's registration statement on Form S-1. The Linton Family Trust holds the shares for the benefit of the reporting person's family. The reporting person disclaims beneficial ownership over such shares except to the extent of his pecuniary interest therein. |
Class B Common Stock
(I)
|
74,813 |
| 2020-06-29 | Whaling Geoffrey W. |
President |
Other↓
Filing footnotes — Class B Common Stock (Indirect)
The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment. The Class B common stock has no expiration date. The shares were forfeited for no consideration in connection with the underwriters' election not to exercise the over-allotment option as described in the Issuer's registration statement on Form S-1. GWW LLC is an entity controlled by the reporting person. The reporting person disclaims beneficial ownership of the shares held by GWW LLC except to the extent of his pecuniary interest therein. |
Class B Common Stock
(I)
|
62,344 |
| 2020-06-29 | Sherman Jonathan D |
Director |
Other↓
Filing footnotes — Class B Common Stock (Direct)
The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment. The Class B common stock has no expiration date. The shares were forfeited for no consideration in connection with the underwriters' election not to exercise the over-allotment option as described in the Issuer's registration statement on Form S-1. |
Class B Common Stock
|
4,922 |
| 2020-06-29 | Townsend Andrew S |
Director, 10% Owner |
Other↓
Filing footnotes — Class B Common Stock (Indirect)
The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment. The Class B common stock has no expiration date. The shares were forfeited for no consideration in connection with the underwriters' election not to exercise the over-allotment option as described in the Issuer's registration statement on Form S-1. Shipwright Partners LLC is the managing member of Shipwright SPAC I, LLC. Shipwright Partners LLC is controlled by Andrew S. Townsend. Mr. Townsend disclaims beneficial ownership of the securities held by Shipwright SPAC I, LLC except to the extent of his pecuniary interest therein |
Class B Common Stock
(I)
|
365,625 |
| 2020-06-29 | Saunders Timothy |
Director |
Other↓
Filing footnotes — Class B Common Stock (Direct)
The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment. The Class B common stock has no expiration date. The shares were forfeited for no consideration in connection with the underwriters' election not to exercise the over-allotment option as described in the Issuer's registration statement on Form S-1. |
Class B Common Stock
|
4,922 |