Opthea Ltd 6-K, filed Jun 8, 2021

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM 6-K

REPORT OFFOREIGN PRIVATE ISSUER

PURSUANT TO RULE 13a-16 OR15d-16

UNDER THE SECURITIES EXCHANGE ACT OF 1934

For the Month of June 2021

Commission File Number: 001-39621

OPTHEA LIMITED

(Translation of registrant’s name into English)

Level 4

650 Chapel Street

South Yarra, Victoria 3141

Australia

(Address ofprincipal executive offices)

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.

Form 20-F  ☒            Form 40-F  ☐

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):  ☐

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):  ☐

EXHIBITS

Exhibit	Description
99.1	Appendix 3X: Initial Director’s Interest Notice for Ms. Judith Robertson
99.2	Appendix 3X: Initial Director’s Interest Notice for Dr. Julia Haller

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

	OPTHEA LIMITED
Date: June 8, 2021	By:	/s/ Megan Baldwin
		Megan Baldwin, Ph.D.
		Chief Executive Officer and Managing Director

EX-99.1

Exhibit 99.1

Appendix 3X

InitialDirector’s Interest Notice

Rule 3.19A.1 ****

Appendix 3X

InitialDirector’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documentsgiven to ASX become ASX’s property and may be made public.

Introduced 30/9/2001.

Name of entity: Opthea Limited
ABN: 32 006 340 567

We (the entity) give ASX the following information under listing rule 3.19A.1 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director	Ms Judith Robertson
Date of appointment	01 June 2021

Part 1 - Director’s relevant interests in securities of which the director is the registered holder

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Number & class of securities<br><br><br><br> <br>Nil
+ See chapter 19 for defined terms.
---	---
11/3/2002	Appendix 3X Page 1

Appendix 3X

Initial Director’s Interest Notice

Part 2 – Director’s relevant interests in securities of which the director is not the registeredholder

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Name of holder & nature of interest<br><br><br>Note: Provide details of the circumstances giving rise to the relevant interest.	Number & class of Securities
Not applicable	Not applicable

Part 3 – Director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract	Nil
Nature of interest
Name of registered holder<br><br><br>(if issued securities)
No. and class of securities to which interest relates
+ See chapter 19 for defined terms.
---	---
Appendix 3X Page 2	11/3/2002

EX-99.2

Exhibit 99.2

Appendix 3X

InitialDirector’s Interest Notice

Rule 3.19A.1 ****

Appendix 3X

InitialDirector’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documentsgiven to ASX become ASX’s property and may be made public.

Introduced 30/9/2001.

Name of entity: Opthea Limited
ABN: 32 006 340 567

We (the entity) give ASX the following information under listing rule 3.19A.1 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director	Dr Julia A Haller
Date of appointment	01 June 2021

Part 1 - Director’s relevant interests in securities of which the director is the registered holder

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Number & class of securities<br><br><br><br> <br>Nil
+ See chapter 19 for defined terms.
---	---
11/3/2002	Appendix 3X Page 1

Appendix 3X

Initial Director’s Interest Notice

Part 2 – Director’s relevant interests in securities of which the director is not the registeredholder

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Name of holder & nature of interest<br><br><br>Note: Provide details of the circumstances giving rise to the relevant interest.	Number & class of Securities
Not applicable	Not applicable

Part 3 – Director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract	Nil
Nature of interest
Name of registered holder<br><br><br>(if issued securities)
No. and class of securities to which interest relates
+ See chapter 19 for defined terms.
---	---
Appendix 3X Page 2	11/3/2002