CLRCF · ClimateRock
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 4 and 5. Form 3 supplies initial ownership rather than a trade; Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2023-03-31 | Ratelband Charles V |
Director, Executive Chairman, 10% Owner |
Other↓
Filing footnotes — Class B Ordinary Shares (Indirect)
Class B ordinary shares, par value $0.0001 per share ("Class B Ordinary Shares"), of the issuer are convertible into an equal number of Class A ordinary shares, par value $0.0001 per share ("Class A Ordinary Shares"), of the issuer and have no expiration date. On March 31, 2023, the reporting person elected to convert 1,968,749 of its Class B Ordinary Shares into shares of Class A Ordinary Shares. The securities reported herein are held of record by U.N. SDG Support LLC (the "Sponsor"). Charles Ratelband, a director and executive chairman of the issuer, is the managing member of the Sponsor and has voting and investment discretion with respect to the securities held by the Sponsor. As such, Mr. Ratelband may be deemed to possess beneficial ownership of the securities held directly by the Sponsor. Mr. Ratelband disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest he may have therein, directly or indirectly. |
Class B Ordinary Shares
(I)
|
1,968,749 |
| 2023-03-31 | Ratelband Charles V |
Director, Executive Chairman, 10% Owner |
Other↑
Filing footnotes — Class A Ordinary Shares (Indirect)
Class B ordinary shares, par value $0.0001 per share ("Class B Ordinary Shares"), of the issuer are convertible into an equal number of Class A ordinary shares, par value $0.0001 per share ("Class A Ordinary Shares"), of the issuer and have no expiration date. On March 31, 2023, the reporting person elected to convert 1,968,749 of its Class B Ordinary Shares into shares of Class A Ordinary Shares. The securities reported herein are held of record by U.N. SDG Support LLC (the "Sponsor"). Charles Ratelband, a director and executive chairman of the issuer, is the managing member of the Sponsor and has voting and investment discretion with respect to the securities held by the Sponsor. As such, Mr. Ratelband may be deemed to possess beneficial ownership of the securities held directly by the Sponsor. Mr. Ratelband disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest he may have therein, directly or indirectly. |
Class A Ordinary Shares
(I)
|
1,968,749 |
| 2022-05-06 | Ratelband Charles V |
Director, Executive Chairman, 10% Owner |
Other↓
Filing footnotes — Class B Ordinary Shares (Indirect)
The Class B ordinary shares will automatically convert into Class A ordinary shares at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment. The Class B ordinary shares have no expiration date. As contemplated in connection with the initial public offering of the Issuer, 187,500 Class B ordinary shares of the Issuer were returned by the reporting person to the Issuer for no consideration and cancelled because the underwriters' over-allotment option was not exercised in full. U.N. SDG Support LLC ("Sponsor") is the record holder of the securities reported herein. Charles Ratelband V is the managing member of the Sponsor and may be deemed to have beneficial ownership of the securities held of record by Sponsor. Mr. Ratelband V disclaims any such beneficial ownership except to the extent of his pecuniary interest therein. |
Class B Ordinary Shares
(I)
|
187,500 |
| 2022-05-06 | U.N. SDG Support LLC |
10% Owner |
Other↓
Filing footnotes — Class B Ordinary Shares (Direct)
The Class B ordinary shares will automatically convert into Class A ordinary shares at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment. The Class B ordinary shares have no expiration date. As contemplated in connection with the initial public offering of the Issuer, 187,500 Class B ordinary shares of the Issuer were returned by the reporting person to the Issuer for no consideration and cancelled because the underwriters' over-allotment option was not fully exercised. |
Class B Ordinary Shares
|
187,500 |