8-K

CMS ENERGY CORP (CMS)

8-K 2022-05-10 For: 2022-05-06
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Added on April 05, 2026


UNITED STATES

SECURITIES AND

EXCHANGE COMMISSION

Washington, D.C. 20549


FORM 8-K


CURRENT REPORT

PURSUANT TO SECTION 13

OR 15(d) OF

THE SECURITIES

EXCHANGE ACT OF 1934


Date of Report (Date of earliest event reported) May 6, 2022

Commission Registrant; State of Incorporation; IRS Employer
File Number Address; and Telephone Number Identification No.
1-9513 CMS ENERGY CORPORATION<br><br> <br>(A Michigan Corporation) One Energy Plaza Jackson, Michigan 49201 (517) 788-0550 38-2726431
1-5611 CONSUMERS ENERGY COMPANY<br><br> <br>(A Michigan Corporation)<br><br> One Energy Plaza<br><br> Jackson, Michigan 49201<br><br> (517) 788-0550 38-0442310

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class Trading Symbol(s) Name of each exchange  on which registered
CMS Energy Corporation Common Stock, $0.01 par value CMS New York Stock Exchange
CMS Energy Corporation 5.625% Junior Subordinated Notes due 2078 CMSA New York Stock Exchange
CMS Energy Corporation 5.875% Junior Subordinated Notes due 2078 CMSC New York Stock Exchange
CMS Energy Corporation 5.875% Junior Subordinated Notes due 2079 CMSD New York Stock Exchange
CMS Energy Corporation, Depositary Shares, each representing a<br> 1/1,000th interest in a share of 4.200% Cumulative Redeemable Perpetual Preferred Stock, Series C CMS PRC New York Stock Exchange
Consumers<br> Energy Company Cumulative Preferred Stock, $100 par value: $4.50 Series CMS-PB New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company:  CMS Energy Corporation ¨        Consumers Energy Company ¨

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

CMS Energy Corporation       ¨  Consumers Energy Company ¨

Co-Registrant CIK 0000201533
Co-Registrant Amendment Flag false
Co-Registrant Form Type 8-K
Co-Registrant DocumentPeriodEndDate 2022-05-06
Co-Registrant Written Communications false
Co-Registrant Solicitating Materials false
Co-Registrant PreCommencement Tender Offer false
Co-Registrant PreCommencement Issuer Tender Offer false
Emerging Growth Company false

Item 5.07. Submission of Matters to a Vote of Security Holders.

CMS ENERGY CORPORATION

At the CMS Energy 2022 annual meeting of shareholders held on May 6, 2022, the shareholders of CMS Energy voted upon the proposals as described in its proxy statement dated March 24, 2022. The results of the shareholder votes are as follows.

1. Proposal to elect members to the CMS Energy board of directors. All of the nominees were elected with the votes for individual nominees<br>as follows:

Number of Votes:

FOR AGAINST ABSTAIN BROKER<br> NON-VOTE
Jon E. Barfield 232,845,988 14,431,294 222,356 11,483,690
Deborah H. Butler 246,799,204 495,999 204,435 11,483,690
Kurt L. Darrow 244,179,905 3,087,880 231,853 11,483,690
William D. Harvey 246,745,436 531,498 222,704 11,483,690
Garrick J. Rochow 246,764,211 515,734 219,693 11,483,690
John G. Russell 245,286,184 2,000,017 213,437 11,483,690
Suzanne F. Shank 246,765,748 527,353 206,537 11,483,690
Myrna M. Soto 243,297,625 3,989,424 212,589 11,483,690
John G. Sznewajs 246,737,619 531,068 230,951 11,483,690
Ronald J. Tanski 246,703,497 569,494 226,647 11,483,690
Laura H. Wright 241,368,274 5,929,146 202,218 11,483,690
2. Non-binding advisory proposal to approve the compensation paid to CMS Energy’s named executive officers, as disclosed in its<br>proxy statement pursuant to the compensation disclosure rules of the Securities and Exchange Commission, including the CompensationDiscussion and Analysis, the compensation tables and the related narrative disclosure, was approved, with a vote as follows:
--- ---

Number of Votes:

FOR AGAINST ABSTAIN BROKER<br> NON-VOTE
236,758,008 10,388,649 352,981 11,483,690
96% 4%
3. Proposal to ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm to audit CMS<br>Energy’s financial statements for the year ending December 31, 2022 was approved, with a vote as follows:
--- ---

Number of Votes:

FOR AGAINST ABSTAIN BROKER <br>NON-VOTE
257,194,643 1,642,963 145,722 0

CONSUMERS ENERGY COMPANY

At the concurrent Consumers Energy 2022 annual meeting of shareholders, the shareholders of Consumers Energy voted upon the proposals as described in its proxy statement dated March 24, 2022. The results of the shareholder votes are as follows.

1. Proposal to elect members to the Consumers Energy board of directors. All of the nominees were elected with the votes for individual<br>nominees as follows:

Number of Votes:

FOR AGAINST ABSTAIN BROKER<br> NON-VOTE
Jon E. Barfield 84,196,925 3,861 4,472 118,516
Deborah H. Butler 84,196,444 5,338 3,476 118,516
Kurt L. Darrow 84,196,905 3,882 4,471 118,516
William D. Harvey 84,197,255 3,632 4,371 118,516
Garrick J. Rochow 84,197,320 3,666 4,272 118,516
John G. Russell 84,198,312 3,216 3,730 118,516
Suzanne F. Shank 84,196,544 5,023 3,691 118,516
Myrna M. Soto 84,195,865 5,717 3,676 118,516
John G. Sznewajs 84,196,971 3,566 4,721 118,516
Ronald J. Tanski 84,198,106 2,781 4,371 118,516
Laura H. Wright 84,196,509 5,773 2,976 118,516
2. Non-binding advisory proposal to approve the compensation paid to Consumers Energy’s named executive officers, as disclosed<br>in its proxy statement pursuant to the compensation disclosure rules of the Securities and Exchange Commission, including the CompensationDiscussion and Analysis, the compensation tables and the related narrative disclosure, was approved, with a vote as follows:
--- ---

Number of Votes:

FOR AGAINST ABSTAIN BROKER<br><br> NON-VOTE
84,181,128 15,952 8,178 118,516
3. Proposal to ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm to audit Consumers<br>Energy’s financial statements for the year ending December 31, 2022 was approved, with a vote as follows:
--- ---

Number of Votes:

FOR AGAINST ABSTAIN BROKER<br> NON-VOTE
84,313,753 1,201 8,820 0

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrants have duly caused this report to be signed on their behalf by the undersigned hereunto duly authorized.

CMS ENERGY CORPORATION
Dated: May 10, 2022 By: /s/ Melissa M. Gleespen
Melissa M. Gleespen
Vice President, Corporate Secretary<br>and Chief Compliance Officer
CONSUMERS ENERGY COMPANY
Dated: May 10, 2022 By: /s/ Melissa M. Gleespen
Melissa M. Gleespen
Vice President, Corporate Secretary<br>and Chief Compliance Officer