CPMV
Mosaic ImmunoEngineering Inc.
Going-concern doubt
— flagged May 20, 2026
Substantial doubt about the company's ability to continue as a going concern.
“The above matters raise substantial doubt regarding our ability to continue as a going concern.”View the 10-Q filed May 20, 2026
Company with tickers: CPMV
CIK
836564
Shares Outstanding
7,242,137
Website
https://www.mosaicie.com
Investor Relations
https://www.mosaicie.com/investors
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 3, 4 and 5. Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Shares |
|---|---|---|---|---|
| 2022-02-18 | BAFFI ROBERT |
Director | Other | 0 |
| 2022-02-18 | FELCYN GLORIA |
Director | Other | 0 |
| 2022-02-18 | Steinmetz Nicole Franziska |
Director, 10% Owner | Other | 0 |
| 2022-02-18 | GARNICK ROBERT L |
Director | Other | 0 |
| 2022-02-18 | KING STEVEN W |
Director, President and CEO, 10% Owner | Other | 0 |
| 2021-05-07 | GARNICK ROBERT L |
Director | Other | 0 |
| 2021-05-07 | FELCYN GLORIA |
Director | Other | 0 |
| 2021-04-29 | Steinmetz Nicole Franziska |
Director, 10% Owner | Award | 5,357 |
| 2021-01-29 | GARNICK ROBERT L |
Director | Other | 35,000 |
| 2021-01-29 | GARNICK ROBERT L |
Director | Other | 356,794 |
| 2021-01-29 | LYTLE PAUL J |
Director, EVP, Chief Financial Officer, 10% Owner | Other | 1,641,252 |
| 2021-01-29 | Steinmetz Nicole Franziska |
Director, 10% Owner | Other | 161,000 |
| 2021-01-29 | Steinmetz Nicole Franziska |
Director, 10% Owner | Other | 570,870 |
| 2021-01-29 | LYTLE PAUL J |
Director, EVP, Chief Financial Officer, 10% Owner | Other | 161,000 |
| 2021-01-29 | Steinmetz Nicole Franziska |
Director, 10% Owner | Other | 1,641,252 |
| 2021-01-29 | KING STEVEN W |
Director, President and CEO, 10% Owner | Other | 161,000 |
| 2021-01-29 | KING STEVEN W |
Director, President and CEO, 10% Owner | Other | 1,641,252 |
| 2021-01-29 | Steinmetz Nicole Franziska |
Director, 10% Owner | Other | 56,000 |
| 2020-12-16 | KING STEVEN W |
Director, President and CEO, 10% Owner | Award | 43,479 |
| 2020-12-16 | FELCYN GLORIA |
Director | Award | 26,087 |
| 2020-12-16 | GARNICK ROBERT L |
Director | Award | 26,087 |
| 2020-12-16 | LYTLE PAUL J |
Director, EVP, Chief Financial Officer, 10% Owner | Award | 37,772 |
| 2020-12-16 | KING STEVEN W |
Director, President and CEO, 10% Owner | Award | 65,218 |
| 2020-12-16 | JOHNSON CARLTON M |
Director | Award | 26,087 |
| 2020-12-16 | LYTLE PAUL J |
Director, EVP, Chief Financial Officer, 10% Owner | Award | 42,392 |
Showing 1–25 of 25 transactions