6-K
Curaleaf Holdings, Inc. (CURLF)
6-K
2023-03-22
For: 2023-03-20
View Original
Added on
April 07, 2026
UNITED STATESSECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 6-K
REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16UNDER THE SECURITIES EXCHANGE ACT OF 1934
For the month of March, 2023.
Commission File Number: 333-249081
CURALEAF HOLDINGS, INC.
(Exact Name of Registrant as Specified in Charter)
666 Burrard Street, Suite 1700, Vancouver, British Columbia V6C 2X8
Canada
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
Form 20-F ¨ Form 40-F x
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| CURALEAF HOLDINGS, INC. | |||
|---|---|---|---|
| (Registrant) | |||
| Date: | March 22, 2023 | By: | /s/ Peter Clateman |
| Name: | Peter Clateman | ||
| Title: | Chief Legal Officer |
EXHIBIT INDEX
| 99.1 | Form<br> 11, Notice of Proposed Stock Option Grant or Amendment dated March 20, 2023 |
|---|
Exhibit 99.1
FORM 11
NOTICE OF PROPOSED STOCK OPTION GRANT OR AMENDMENT
Name of Listed Issuer: Curaleaf Holdings, Inc. (the “Issuer”).
Trading Symbol: CURA
Date: March 20, 2023
| 1. | New Options Granted: |
|---|
Date of Grant: See below table
| Name of Optionee | Position (Director/ Officer/ Employee/ Consultant/ Management Company | Insider Yes or No? | No. of Optioned Shares | Exercise Price | Expiry Date | No. of Options Granted in Past 12 Months |
|---|---|---|---|---|---|---|
| Grant Date: March 15, 2022 | ||||||
| 1 Individual | Employees/Officers | Yes | 31,608 | USD$5.89 | 10<br>years | |
| 1 Individual | Employees/Officers | Yes | 23,706 (Restricted Stock Units) | N/A | N/A | |
| Grant Date: March 31, 2022 | ||||||
| 210 Individuals | Employees/Officers | No | 2,640,076 | USD$7.30 | 10<br>years | |
| 1 Individual | Employees/Officers | Yes | 182,619 | USD$7.30 | 10<br>years | |
| 210 Individuals | Employees/Officers | No | 1,984,220 (Restricted Stock Units) | N/A | N/A | |
| 1 Individual | Employees/Officers | Yes | 136,964 (Restricted Stock Units) | N/A | N/A | |
| Grant Date: May 12, 2022 | ||||||
| 10 Individuals | Employees/Officers | No | 271,680 | USD$5.58 | 10<br>years |
FORM 11 – NOTICE OF PROPOSED STOCK OPTION GRANT OR AMENDMENT
Page 1
| 10 Individuals | Employees/Officers | No | 203,759 (Restricted Stock Units) | N/A | N/A |
|---|---|---|---|---|---|
| Grant Date: May 31, 2022 | |||||
| 6 Individuals | Employees/Officers | No | 56,311 | USD$6.19 | 10<br>years |
| 6 Individuals | Employees/Officers | No | 42,233 (Restricted Stock Units) | N/A | N/A |
| Grant Date: June 30, 2022 | |||||
| 3 Individuals | Employees/Officers | No | 28,478 | USD$5.05 | 10<br>years |
| 3 Individuals | Employees/Officers | No | 21,359 (Restricted Stock Units) | N/A | N/A |
| Grant Date: August 10, 2022 | |||||
| 15 Individuals | Employees/Officers | No | 714,979 | USD$5.88 | 10<br>years |
| 17 Individuals | Employees/Officers | No | 795,709 (Restricted Stock Units) | N/A | N/A |
| Grant Date: September 8, 2022 | |||||
| 6 Individuals | Directors | Yes | 337,248 (Restricted Stock Units) | N/A | N/A |
| Grant Date: September 23, 2022 | |||||
| 1 Individual | Employees/Officers | No | 34,085 | USD$5.20 | 10<br>years |
| 1 Individual | Employees/Officers | No | 25,564 (Restricted Stock Units) | N/A | N/A |
| Grant Date: September 26, 2022 | |||||
| 1 Individual | Employees/Officers | No | 86,751 | USD$5.045 | 10<br>years |
| 1 Individual | Employees/Officers | No | 65,063 (Restricted Stock Units) | N/A | N/A |
| Grant Date: September 30, 2022 | |||||
| 6 Individuals | Employees/Officers | No | 59,712 | USD$4.94 | 10<br>years |
| 6 Individuals | Employees/Officers | No | 44,784 (Restricted Stock Units) | N/A | N/A |
| Grant Date: November 30, 2022 |
FORM 11 – NOTICE OF PROPOSED STOCK OPTION GRANT OR AMENDMENT
Page 2
| 9 Individuals | Employees/Officers | No | 88,605 | USD$6.69 | 10<br>years |
|---|---|---|---|---|---|
| 9 Individuals | Employees/Officers | No | 66,454 (Restricted Stock Units) | N/A | N/A |
| Grant Date: December 16, 2022 | |||||
| 2 Individuals | Directors | Yes | 41,492 (Restricted Stock Units) | N/A | N/A |
| Grant Date: December 30, 2022 | |||||
| 4 Individuals | Employees/Officers | No | 89,888 | USD$4.83 | 10<br>years |
| 4 Individuals | Employees/Officers | No | 67,416 (Restricted Stock Units) | N/A | N/A |
Total Number of Subordinate Voting Shares: 4,284,792 Subordinate Voting Shares underlying Stock Options and 3,855,971 Subordinate Voting Shares underlying restricted stock units.
| 2. | Other Presently Outstanding Awards: | |||
|---|---|---|---|---|
| Name of Optionee | No. of Optioned Shares | Exercise Price | Original Date of Grant | Expiry Date |
| --- | --- | --- | --- | --- |
| Optionee | 300,650 | 0.2189 | 10/3/2012 | 10<br> years |
| Optionee | 490,650 | 0.2189 | 10/3/2012 | 10<br> years |
| Optionee | 245,325 | 0.2976 | 1/29/2013 | 10<br> years |
| Optionee | 81,775 | 0.2976 | 1/29/2013 | 10<br> years |
| Optionee | 200,000 | 0.0988 | 5/5/2015 | 10<br> years |
| Optionee | 10,919 | 0.2061 | 8/17/2015 | 10<br> years |
| Optionee | 2,700,308 | 0.1043 | 3/17/2016 | 10<br> years |
| Optionee | 1,797,905 | 0.14 | 3/17/2017 | 10<br> years |
| Optionee | 327,100 | 0.476 | 1/1/2017 | 10<br> years |
| Optionee | 438,067 | 0.4929 | 7/1/2017 | 10<br> years |
| Optionee | 899,833 | 0.4929 | 7/1/2017 | 10<br> years |
| Optionee | 59,034 | 0.4767 | 8/14/2017 | 10<br> years |
| Optionee | 425,667 | 0.5129 | 10/2/2017 | 10<br> years |
| Optionee | 114,729 | 8.7361 | 10/28/2018 | 10<br> years |
| Optionee | 2,288,164 | 8.7724 | 10/28/2018 | 10<br> years |
| Optionee | 4,749 | 9.1545 | 3/28/2019 | 10<br> years |
| Optionee | 2,849 | 9.1545 | 3/28/2019 | 10<br> years |
| Optionee | 1,847 | 9.1545 | 3/28/2019 | 10<br> years |
| Optionee | 31,990 | 9.1545 | 3/28/2019 | 10<br> years |
| Optionee | 3,271 | 9.1545 | 3/28/2019 | 10<br> years |
FORM 11 – NOTICE OF PROPOSED STOCK OPTION GRANT OR AMENDMENT
Page 3
| Optionee | 1,530 | 9.1545 | 3/28/2019 | 10<br> years |
|---|---|---|---|---|
| Optionee | 21,330 | 9.1545 | 3/28/2019 | 10<br> years |
| Optionee | 2,849 | 9.1545 | 3/28/2019 | 10<br> years |
| Optionee | 4,907 | 9.1545 | 3/28/2019 | 10<br> years |
| Optionee | 8,020 | 9.1545 | 3/28/2019 | 10<br> years |
| Optionee | 19,945 | 9.1545 | 3/28/2019 | 10<br> years |
| Optionee | 1,520 | 9.1545 | 3/28/2019 | 10<br> years |
| Optionee | 5,699 | 9.1545 | 3/28/2019 | 10<br> years |
| Optionee | 12,031 | 9.1545 | 3/28/2019 | 10<br> years |
| Optionee | 1,055 | 9.1545 | 3/28/2019 | 10<br> years |
| Optionee | 868,010 | 9.1545 | 3/28/2019 | 10<br> years |
| Optionee | 72,347 | 9.1545 | 3/28/2019 | 10<br> years |
| Optionee | 16,041 | 9.1545 | 3/28/2019 | 10<br> years |
| Optionee | 14,237 | 6.9695 | 8/30/2019 | 10<br> years |
| Optionee | 10,677 | 6.9695 | 8/30/2019 | 10<br> years |
| Optionee | 13,050 | 6.9695 | 8/30/2019 | 10<br> years |
| Optionee | 9,491 | 6.9695 | 8/30/2019 | 10<br> years |
| Optionee | 43,236 | 6.9695 | 8/30/2019 | 10<br> years |
| Optionee | 42,711 | 6.9695 | 8/30/2019 | 10<br> years |
| Optionee | 32,033 | 6.9695 | 8/30/2019 | 10<br> years |
| Optionee | 10,677 | 6.9695 | 8/30/2019 | 10<br> years |
| Optionee | 43,236 | 6.9695 | 8/30/2019 | 10<br> years |
| Optionee | 213,034 | 6.9695 | 8/30/2019 | 10<br> years |
| Optionee | 16,085 | 6.9695 | 8/30/2019 | 10<br> years |
| Optionee | 622 | 6.1715 | 11/22/2019 | 10<br> years |
| Optionee | 1,843 | 6.1715 | 11/22/2019 | 10<br> years |
| Optionee | 5,962 | 6.1715 | 11/22/2019 | 10<br> years |
| Optionee | 2,024 | 6.1715 | 11/22/2019 | 10<br> years |
| Optionee | 3,252 | 6.1715 | 11/22/2019 | 10<br> years |
| Optionee | 19,512 | 6.1715 | 11/22/2019 | 10<br> years |
| Optionee | 1,951 | 6.1715 | 11/22/2019 | 10<br> years |
| Optionee | 2,602 | 6.1715 | 11/22/2019 | 10<br> years |
| Optionee | 8,536 | 6.1715 | 11/22/2019 | 10<br> years |
| Optionee | 976 | 6.1715 | 11/22/2019 | 10<br> years |
| Optionee | 1,561 | 6.1715 | 11/22/2019 | 10<br> years |
| Optionee | 4,065 | 6.1715 | 11/22/2019 | 10<br> years |
| Optionee | 2,385 | 6.1715 | 11/22/2019 | 10<br> years |
| Optionee | 1,843 | 6.1715 | 11/22/2019 | 10<br> years |
| Optionee | 4,065 | 6.1715 | 11/22/2019 | 10<br> years |
| Optionee | 2,385 | 6.1715 | 11/22/2019 | 10<br> years |
| Optionee | 15,176 | 6.1715 | 11/22/2019 | 10<br> years |
| Optionee | 2,240 | 6.1715 | 11/22/2019 | 10<br> years |
FORM 11 – NOTICE OF PROPOSED STOCK OPTION GRANT OR AMENDMENT
Page 4
| Optionee | 10,840 | 6.1715 | 11/22/2019 | 10<br> years |
|---|---|---|---|---|
| Optionee | 2,385 | 6.1715 | 11/22/2019 | 10<br> years |
| Optionee | 6,937 | 6.172 | 11/22/2019 | 10<br> years |
| Optionee | 3,162 | 6.1715 | 11/22/2019 | 10<br> years |
| Optionee | 1,675 | 6.1715 | 11/22/2019 | 10<br> years |
| Optionee | 9 | 6.1715 | 11/22/2019 | 10<br> years |
| Optionee | 1,563 | 6.1715 | 11/22/2019 | 10<br> years |
| Optionee | 2,818 | 6.1715 | 11/22/2019 | 10<br> years |
| Optionee | 1,373 | 6.1715 | 11/22/2019 | 10<br> years |
| Optionee | 3,035 | 6.1715 | 11/22/2019 | 10<br> years |
| Optionee | 2,528 | 6.1715 | 11/22/2019 | 10<br> years |
| Optionee | 5,797 | 6.1715 | 11/22/2019 | 10<br> years |
| Optionee | 7,464 | 6.1715 | 11/22/2019 | 10<br> years |
| Optionee | 5,014 | 6.1715 | 11/22/2019 | 10<br> years |
| Optionee | 5,240 | 6.1715 | 11/22/2019 | 10<br> years |
| Optionee | 4,878 | 6.1715 | 11/22/2019 | 10<br> years |
| Optionee | 9,485 | 6.1715 | 11/22/2019 | 10<br> years |
| Optionee | 702 | 6.1715 | 11/22/2019 | 10<br> years |
| Optionee | 2,818 | 6.1715 | 11/22/2019 | 10<br> years |
| Optionee | 1,735 | 6.1715 | 11/22/2019 | 10<br> years |
| Optionee | 1,843 | 6.1715 | 11/22/2019 | 10<br> years |
| Optionee | 1,951 | 6.1715 | 11/22/2019 | 10<br> years |
| Optionee | 3 | 6.1715 | 11/22/2019 | 10<br> years |
| Optionee | 10,840 | 6.1715 | 11/22/2019 | 10<br> years |
| Optionee | 1,951 | 6.1715 | 11/22/2019 | 10<br> years |
| Optionee | 1,707 | 6.1715 | 11/22/2019 | 10<br> years |
| Optionee | 3,469 | 6.1715 | 11/22/2019 | 10<br> years |
| Optionee | 8,401 | 6.1715 | 11/22/2019 | 10<br> years |
| Optionee | 1,734 | 6.1715 | 11/22/2019 | 10<br> years |
| Optionee | 1,409 | 6.1715 | 11/22/2019 | 10<br> years |
| Optionee | 2,060 | 6.1715 | 11/22/2019 | 10<br> years |
| Optionee | 8,130 | 6.1715 | 11/22/2019 | 10<br> years |
| Optionee | 10,569 | 6.1715 | 11/22/2019 | 10<br> years |
| Optionee | 2,168 | 6.1715 | 11/22/2019 | 10<br> years |
| Optionee | 1,662 | 6.1715 | 11/22/2019 | 10<br> years |
| Optionee | 1,247 | 6.1715 | 11/22/2019 | 10<br> years |
| Optionee | 976 | 6.1715 | 11/22/2019 | 10<br> years |
| Optionee | 8,672 | 6.1715 | 11/22/2019 | 10<br> years |
| Optionee | 4,065 | 6.1715 | 11/22/2019 | 10<br> years |
| Optionee | 1,662 | 6.1715 | 11/22/2019 | 10<br> years |
| Optionee | 4,023 | 6.1715 | 11/22/2019 | 10<br> years |
| Optionee | 3,252 | 6.1715 | 11/22/2019 | 10<br> years |
FORM 11 – NOTICE OF PROPOSED STOCK OPTION GRANT OR AMENDMENT
Page 5
| Optionee | 2,168 | 6.1715 | 11/22/2019 | 10<br> years |
|---|---|---|---|---|
| Optionee | 1,518 | 6.1715 | 11/22/2019 | 10<br> years |
| Optionee | 7,284 | 6.1715 | 11/22/2019 | 10<br> years |
| Optionee | 8,672 | 6.1715 | 11/22/2019 | 10<br> years |
| Optionee | 6,070 | 6.1715 | 11/22/2019 | 10<br> years |
| Optionee | 1,839 | 6.1715 | 11/22/2019 | 10<br> years |
| Optionee | 43,421 | 6.1715 | 11/22/2019 | 10<br> years |
| Optionee | 2,168 | 6.1715 | 11/22/2019 | 10<br> years |
| Optionee | 1,518 | 6.1715 | 11/22/2019 | 10<br> years |
| Optionee | 3,252 | 6.1715 | 11/22/2019 | 10<br> years |
| Optionee | 2,276 | 6.1715 | 11/22/2019 | 10<br> years |
| Optionee | 9,485 | 6.1715 | 11/22/2019 | 10<br> years |
| Optionee | 1,806 | 6.1715 | 11/22/2019 | 10<br> years |
| Optionee | 1,374 | 6.1715 | 11/22/2019 | 10<br> years |
| Optionee | 1,951 | 6.1715 | 11/22/2019 | 10<br> years |
| Optionee | 2,873 | 6.1715 | 11/22/2019 | 10<br> years |
| Optionee | 1,517 | 6.1715 | 11/22/2019 | 10<br> years |
| Optionee | 4,119 | 6.1715 | 11/22/2019 | 10<br> years |
| Optionee | 2,710 | 6.1715 | 11/22/2019 | 10<br> years |
| Optionee | 1,340 | 6.1715 | 11/22/2019 | 10<br> years |
| Optionee | 2,602 | 6.1715 | 11/22/2019 | 10<br> years |
| Optionee | 10,446 | 6.1715 | 11/22/2019 | 10<br> years |
| Optionee | 1,951 | 6.1715 | 11/22/2019 | 10<br> years |
| Optionee | 1,228 | 6.1715 | 11/22/2019 | 10<br> years |
| Optionee | 3,252 | 6.1715 | 11/22/2019 | 10<br> years |
| Optionee | 5,420 | 6.1715 | 11/22/2019 | 10<br> years |
| Optionee | 2,094 | 6.1715 | 11/22/2019 | 10<br> years |
| Optionee | 3,794 | 6.1715 | 11/22/2019 | 10<br> years |
| Optionee | 1,734 | 6.1715 | 11/22/2019 | 10<br> years |
| Optionee | 1,626 | 6.1715 | 11/22/2019 | 10<br> years |
| Optionee | 12,357 | 6.1715 | 11/22/2019 | 10<br> years |
| Optionee | 11,490 | 6.1715 | 11/22/2019 | 10<br> years |
| Optionee | 1,626 | 6.1715 | 11/22/2019 | 10<br> years |
| Optionee | 1,489 | 6.1715 | 11/22/2019 | 10<br> years |
| Optionee | 2,530 | 6.1715 | 11/22/2019 | 10<br> years |
| Optionee | 2,060 | 6.1715 | 11/22/2019 | 10<br> years |
| Optionee | 2,385 | 6.1715 | 11/22/2019 | 10<br> years |
| Optionee | 1,843 | 6.1715 | 11/22/2019 | 10<br> years |
| Optionee | 3,686 | 6.1715 | 11/22/2019 | 10<br> years |
| Optionee | 3,614 | 6.1715 | 11/22/2019 | 10<br> years |
| Optionee | 2,710 | 6.1715 | 11/22/2019 | 10<br> years |
| Optionee | 6,216 | 6.1715 | 11/22/2019 | 10<br> years |
FORM 11 – NOTICE OF PROPOSED STOCK OPTION GRANT OR AMENDMENT
Page 6
| Optionee | 7,588 | 6.1715 | 11/22/2019 | 10<br> years |
|---|---|---|---|---|
| Optionee | 5,420 | 6.1715 | 11/22/2019 | 10<br> years |
| Optionee | 45,518 | 6.1715 | 11/22/2019 | 10<br> years |
| Optionee | 3,376 | 6.1715 | 11/22/2019 | 10<br> years |
| Optionee | 5,488 | 6.1715 | 11/22/2019 | 10<br> years |
| Optionee | 45,524 | 6.1715 | 11/22/2019 | 10<br> years |
| Optionee | 8,334 | 6.1715 | 11/22/2019 | 10<br> years |
| Optionee | 6,504 | 6.1715 | 11/22/2019 | 10<br> years |
| Optionee | 86,657 | 6.1715 | 11/22/2019 | 10<br> years |
| Optionee | 8,238 | 6.1715 | 11/22/2019 | 10<br> years |
| Optionee | 3,540 | 6.1715 | 11/22/2019 | 10<br> years |
| Optionee | 66,152 | 6.0446 | 12/10/2019 | 10<br> years |
| Optionee | 485,823 | 6.0446 | 12/10/2019 | 10<br> years |
| Optionee | 11,797 | 9.9828 | 1/30/2020 | 10<br> years |
| Optionee | 5,900 | 9.9828 | 1/30/2020 | 10<br> years |
| Optionee | 9,439 | 9.9828 | 1/30/2020 | 10<br> years |
| Optionee | 10,020 | 9.9828 | 1/30/2020 | 10<br> years |
| Optionee | 10,020 | 9.9828 | 1/30/2020 | 10<br> years |
| Optionee | 8,258 | 9.9828 | 1/30/2020 | 10<br> years |
| Optionee | 2,357 | 9.9828 | 1/30/2020 | 10<br> years |
| Optionee | 13,360 | 9.9828 | 1/30/2020 | 10<br> years |
| Optionee | 13,360 | 9.9828 | 1/30/2020 | 10<br> years |
| Optionee | 10,020 | 9.9828 | 1/30/2020 | 10<br> years |
| Optionee | 10,020 | 9.9828 | 1/30/2020 | 10<br> years |
| Optionee | 10,020 | 9.9828 | 1/30/2020 | 10<br> years |
| Optionee | 10,020 | 9.9828 | 1/30/2020 | 10<br> years |
| Optionee | 10,020 | 9.9828 | 1/30/2020 | 10<br> years |
| Optionee | 4,718 | 9.9828 | 1/30/2020 | 10<br> years |
| Optionee | 10,020 | 9.9828 | 1/30/2020 | 10<br> years |
| Optionee | 5,900 | 9.9828 | 1/30/2020 | 10<br> years |
| Optionee | 2,357 | 9.9828 | 1/30/2020 | 10<br> years |
| Optionee | 13,360 | 9.9828 | 1/30/2020 | 10<br> years |
| Optionee | 5,900 | 9.9828 | 1/30/2020 | 10<br> years |
| Optionee | 10,020 | 9.9828 | 1/30/2020 | 10<br> years |
| Optionee | 10,020 | 9.9828 | 1/30/2020 | 10<br> years |
| Optionee | 8,847 | 9.9828 | 1/30/2020 | 10<br> years |
| Optionee | 3,303 | 9.9828 | 1/30/2020 | 10<br> years |
| Optionee | 5,900 | 9.9828 | 1/30/2020 | 10<br> years |
| Optionee | 10,020 | 9.9828 | 1/30/2020 | 10<br> years |
| Optionee | 5,900 | 9.9828 | 1/30/2020 | 10<br> years |
| Optionee | 11,797 | 9.9828 | 1/30/2020 | 10<br> years |
| Optionee | 3,539 | 9.9828 | 1/30/2020 | 10<br> years |
FORM 11 – NOTICE OF PROPOSED STOCK OPTION GRANT OR AMENDMENT
Page 7
| Optionee | 10,020 | 9.9828 | 1/30/2020 | 10<br> years |
|---|---|---|---|---|
| Optionee | 4,000 | 9.9828 | 1/30/2020 | 10<br> years |
| Optionee | 3,340 | 9.9828 | 1/30/2020 | 10<br> years |
| Optionee | 9,439 | 9.9828 | 1/30/2020 | 10<br> years |
| Optionee | 10,020 | 9.9828 | 1/30/2020 | 10<br> years |
| Optionee | 10,020 | 9.9828 | 1/30/2020 | 10<br> years |
| Optionee | 2,357 | 9.9828 | 1/30/2020 | 10<br> years |
| Optionee | 2,357 | 9.9828 | 1/30/2020 | 10<br> years |
| Optionee | 3,539 | 9.9828 | 1/30/2020 | 10<br> years |
| Optionee | 4,718 | 9.9828 | 1/30/2020 | 10<br> years |
| Optionee | 10,020 | 9.9828 | 1/30/2020 | 10<br> years |
| Optionee | 10,020 | 9.9828 | 1/30/2020 | 10<br> years |
| Optionee | 2,357 | 9.9828 | 1/30/2020 | 10<br> years |
| Optionee | 10,020 | 9.9828 | 1/30/2020 | 10<br> years |
| Optionee | 10,020 | 9.9828 | 1/30/2020 | 10<br> years |
| Optionee | 10,020 | 9.9828 | 1/30/2020 | 10<br> years |
| Optionee | 5,020 | 9.9828 | 1/30/2020 | 10<br> years |
| Optionee | 11,797 | 9.9828 | 1/30/2020 | 10<br> years |
| Optionee | 5,900 | 9.9828 | 1/30/2020 | 10<br> years |
| Optionee | 10,020 | 9.9828 | 1/30/2020 | 10<br> years |
| Optionee | 2,357 | 9.9828 | 1/30/2020 | 10<br> years |
| Optionee | 1,777 | 9.9828 | 1/30/2020 | 10<br> years |
| Optionee | 8,859 | 9.9828 | 1/30/2020 | 10<br> years |
| Optionee | 4,337 | 9.9828 | 1/30/2020 | 10<br> years |
| Optionee | 61,036 | 9.9828 | 1/30/2020 | 10<br> years |
| Optionee | 255,383 | 9.9828 | 1/30/2020 | 10<br> years |
| Optionee | 1,777 | 9.9828 | 1/30/2020 | 10<br> years |
| Optionee | 1,395,462 | 9.9828 | 1/30/2020 | 10<br> years |
| Optionee | 96,243 | 9.9828 | 1/30/2020 | 10<br> years |
| Optionee | 7,677 | 9.9828 | 1/30/2020 | 10<br> years |
| Optionee | 122,789 | 9.9828 | 1/30/2020 | 10<br> years |
| Optionee | 13,216 | 9.9828 | 1/30/2020 | 10<br> years |
| Optionee | 13,575 | 9.9828 | 1/30/2020 | 10<br> years |
| Optionee | 90,000 | 9.9828 | 1/30/2020 | 10<br> years |
| Optionee | 122,789 | 9.9828 | 1/30/2020 | 10<br> years |
| Optionee | 74,384 | 9.9828 | 1/30/2020 | 10<br> years |
| Optionee | 1,395,462 | 9.9828 | 1/30/2020 | 10<br> years |
| Optionee | 60,836 | 9.9828 | 1/30/2020 | 10<br> years |
| Optionee | 1,085 | 9.9828 | 1/30/2020 | 10<br> years |
| Optionee | 211,206 | 9.9828 | 1/30/2020 | 10<br> years |
| Optionee | 19,472 | 9.9828 | 1/30/2020 | 10<br> years |
| Optionee | 1,777 | 9.9828 | 1/30/2020 | 10<br> years |
FORM 11 – NOTICE OF PROPOSED STOCK OPTION GRANT OR AMENDMENT
Page 8
| Optionee | 19,472 | 9.9828 | 1/30/2020 | 10<br> years |
|---|---|---|---|---|
| Optionee | 122,789 | 9.9828 | 1/30/2020 | 10<br> years |
| Optionee | 237,714 | 9.9828 | 1/30/2020 | 10<br> years |
| Optionee | 10,717 | 9.9828 | 1/30/2020 | 10<br> years |
| Optionee | 122,789 | 9.9828 | 1/30/2020 | 10<br> years |
| Optionee | 122,789 | 9.9828 | 1/30/2020 | 10<br> years |
| Optionee | 106,263 | 9.9828 | 1/30/2020 | 10<br> years |
| Optionee | 13,165 | 3.8745 | 3/27/2020 | 10<br> years |
| Optionee | 13,165 | 3.8745 | 3/27/2020 | 10<br> years |
| Optionee | 55,146 | 3.8745 | 3/27/2020 | 10<br> years |
| Optionee | 30,735 | 3.8745 | 3/27/2020 | 10<br> years |
| Optionee | 15,797 | 3.8745 | 3/27/2020 | 10<br> years |
| Optionee | 5,412 | 3.8745 | 3/27/2020 | 10<br> years |
| Optionee | 15,358 | 3.8745 | 3/27/2020 | 10<br> years |
| Optionee | 55,146 | 3.8745 | 3/27/2020 | 10<br> years |
| Optionee | 258,258 | 3.8745 | 3/27/2020 | 10<br> years |
| Optionee | 10,855 | 3.8745 | 3/27/2020 | 10<br> years |
| Optionee | 120,383 | 3.8745 | 3/27/2020 | 10<br> years |
| Optionee | 60,726 | 3.489 | 4/2/2020 | 10<br> years |
| Optionee | 40,484 | 3.489 | 4/2/2020 | 10<br> years |
| Optionee | 17,509 | 3.489 | 4/2/2020 | 10<br> years |
| Optionee | 35,018 | 3.489 | 4/2/2020 | 10<br> years |
| Optionee | 19,454 | 3.489 | 4/2/2020 | 10<br> years |
| Optionee | 74,671 | 3.489 | 4/2/2020 | 10<br> years |
| Optionee | 17,880 | 3.489 | 4/2/2020 | 10<br> years |
| Optionee | 12,646 | 5.7075 | 5/20/2020 | 10<br> years |
| Optionee | 37,782 | 5.7075 | 5/20/2020 | 10<br> years |
| Optionee | 462,068 | 5.7075 | 5/20/2020 | 10<br> years |
| Optionee | 6,407 | 8.8064 | 8/19/2020 | 10<br> years |
| Optionee | 7,766 | 8.8064 | 8/19/2020 | 10<br> years |
| Optionee | 7,766 | 8.8064 | 8/19/2020 | 10<br> years |
| Optionee | 6,989 | 8.8064 | 8/19/2020 | 10<br> years |
| Optionee | 9,976 | 9.7683 | 11/20/2020 | 10<br> years |
| Optionee | 23,490 | 9.7683 | 11/20/2020 | 10<br> years |
| Optionee | 6,317 | 9.7683 | 11/20/2020 | 10<br> years |
| Optionee | 6,151 | 9.7683 | 11/20/2020 | 10<br> years |
| Optionee | 43,014 | 9.7683 | 11/20/2020 | 10<br> years |
| Optionee | 1,700 | 12.4823 | 12/29/2020 | 10<br> years |
| Optionee | 18,750 | 12.4823 | 12/29/2020 | 10<br> years |
| Optionee | 379 | 12.4823 | 12/29/2020 | 10<br> years |
| Optionee | 1,717 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 6,011 | 15.5247 | 3/11/2021 | 10<br> years |
FORM 11 – NOTICE OF PROPOSED STOCK OPTION GRANT OR AMENDMENT
Page 9
| Optionee | 4,294 | 15.5247 | 3/11/2021 | 10<br> years |
|---|---|---|---|---|
| Optionee | 4,294 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 7,300 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 3,435 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 3,435 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 3,435 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 6,418 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 6,441 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 5,153 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 7,300 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 3,435 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 5,153 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 8,159 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 3,435 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 6,441 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 3,435 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 3,005 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 1,717 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 5,582 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 4,294 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 3,435 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 5,153 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 4,723 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 4,508 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 11,594 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 19,248 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 1,717 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 19,248 | 15.525 | 3/11/2021 | 10<br> years |
| Optionee | 5,710 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 5,582 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 19,248 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 12,985 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 3,435 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 6,441 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 6,441 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 3,864 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 5,367 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 6,441 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 2,147 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 5,367 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 5,153 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 1,717 | 15.5247 | 3/11/2021 | 10<br> years |
FORM 11 – NOTICE OF PROPOSED STOCK OPTION GRANT OR AMENDMENT
Page 10
| Optionee | 1,717 | 15.5247 | 3/11/2021 | 10<br> years |
|---|---|---|---|---|
| Optionee | 4,294 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 18,257 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 7,300 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 9,232 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 1,717 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 3,435 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 5,153 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 5,367 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 7,729 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 6,656 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 16,061 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 1,717 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 6,441 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 19,248 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 4,294 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 15,775 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 1,717 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 1,288 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 930 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 4,723 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 6,011 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 3,435 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 6,441 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 6,870 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 8,588 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 3,864 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 5,582 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 5,153 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 3,435 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 8,588 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 4,294 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 3,864 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 6,441 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 3,435 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 1,717 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 2,576 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 4,294 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 5,582 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 3,864 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 5,616 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 3,435 | 15.5247 | 3/11/2021 | 10<br> years |
FORM 11 – NOTICE OF PROPOSED STOCK OPTION GRANT OR AMENDMENT
Page 11
| Optionee | 16,962 | 15.5247 | 3/11/2021 | 10<br> years |
|---|---|---|---|---|
| Optionee | 12,882 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 1,860 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 5,153 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 14,008 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 9,876 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 4,294 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 12,882 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 1,717 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 5,153 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 14,384 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 1,717 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 8,588 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 6,870 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 13,581 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 5,153 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 5,153 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 9,450 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 12,882 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 1,717 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 5,153 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 6,441 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 4,294 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 1,717 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 5,153 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 8,159 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 1,145 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 15,512 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 6,441 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 6,870 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 5,797 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 4,079 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 2,862 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 18,869 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 1,431 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 8,159 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 3,435 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 6,011 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 1,932 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 4,508 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 4,294 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 3,435 | 15.5247 | 3/11/2021 | 10<br> years |
FORM 11 – NOTICE OF PROPOSED STOCK OPTION GRANT OR AMENDMENT
Page 12
| Optionee | 6,011 | 15.5247 | 3/11/2021 | 10<br> years |
|---|---|---|---|---|
| Optionee | 4,294 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 3,435 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 1,145 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 5,153 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 8,588 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 3,435 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 5,153 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 6,441 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 5,582 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 19,248 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 4,723 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 4,079 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 19,248 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 1,717 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 1,717 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 4,294 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 6,011 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 4,723 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 2,576 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 16,332 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 10,098 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 3,435 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 4,079 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 4,294 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 3,005 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 10,735 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 5,797 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 5,153 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 7,300 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 16,627 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 2,576 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 3,864 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 4,079 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 6,441 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 3,435 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 15,029 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 2,576 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 6,011 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 19,248 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 6,011 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 3,435 | 15.5247 | 3/11/2021 | 10<br> years |
FORM 11 – NOTICE OF PROPOSED STOCK OPTION GRANT OR AMENDMENT
Page 13
| Optionee | 3,435 | 15.5247 | 3/11/2021 | 10<br> years |
|---|---|---|---|---|
| Optionee | 4,294 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 3,005 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 3,435 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 6,011 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 5,153 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 1,717 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 6,416 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 12,882 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 4,294 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 4,294 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 8,588 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 1,717 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 6,870 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 6,011 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 6,441 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 1,968 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 165,352 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 23,694 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 34,859 | 15.525 | 3/11/2021 | 10<br> years |
| Optionee | 2,878 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 152,522 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 23,516 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 76,216 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 16,145 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 935 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 17,290 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 5,549 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 141,925 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 68,012 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 114,443 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 25,496 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 64,840 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 70,373 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 1,314 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 23,694 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 23,694 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 91,024 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 19,961 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 77,846 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 23,694 | 15.5247 | 3/11/2021 | 10<br> years |
| Optionee | 50,840 | 15.5247 | 3/11/2021 | 10<br> years |
FORM 11 – NOTICE OF PROPOSED STOCK OPTION GRANT OR AMENDMENT
Page 14
| Optionee | 6,355 | 15.7859 | 3/22/2021 | 10<br> years |
|---|---|---|---|---|
| Optionee | 1,675 | 15.7859 | 3/22/2021 | 10<br> years |
| Optionee | 19,023 | 15.7859 | 3/22/2021 | 10<br> years |
| Optionee | 6,947 | 15.7859 | 3/22/2021 | 10<br> years |
| Optionee | 6,947 | 15.7859 | 3/22/2021 | 10<br> years |
| Optionee | 23,209 | 15.7859 | 3/22/2021 | 10<br> years |
| Optionee | 280,000 | 16.9942 | 4/7/2021 | 10<br> years |
| Optionee | 309,647 | 16.9942 | 4/7/2021 | 10<br> years |
| Optionee | 181,176 | 16.9942 | 4/7/2021 | 10<br> years |
| Optionee | 9,120 | 14.6192 | 5/25/2021 | 10<br> years |
| Optionee | 6,065 | 14.6192 | 5/25/2021 | 10<br> years |
| Optionee | 12,768 | 14.6192 | 5/25/2021 | 10<br> years |
| Optionee | 7,980 | 14.6192 | 5/25/2021 | 10<br> years |
| Optionee | 5,745 | 14.6192 | 5/25/2021 | 10<br> years |
| Optionee | 6,384 | 14.6192 | 5/25/2021 | 10<br> years |
| Optionee | 6,384 | 14.6192 | 5/25/2021 | 10<br> years |
| Optionee | 7,752 | 14.6192 | 5/25/2021 | 10<br> years |
| Optionee | 5,586 | 14.6192 | 5/25/2021 | 10<br> years |
| Optionee | 6,863 | 14.6192 | 5/25/2021 | 10<br> years |
| Optionee | 496,766 | 13.9236 | 6/23/2021 | 10<br> years |
| Optionee | 20,541 | 14.6244 | 6/28/2021 | 10<br> years |
| Optionee | 6,810 | 14.6244 | 6/28/2021 | 10<br> years |
| Optionee | 3,215 | 14.5116 | 6/30/2021 | 10<br> years |
| Optionee | 9,188 | 14.5116 | 6/30/2021 | 10<br> years |
| Optionee | 14,901 | 12.3007 | 8/11/2021 | 10<br> years |
| Optionee | 9,753 | 12.3007 | 8/11/2021 | 10<br> years |
| Optionee | 12,748 | 12.3007 | 8/11/2021 | 10<br> years |
| Optionee | 2,167 | 12.3007 | 8/11/2021 | 10<br> years |
| Optionee | 799 | 12.3007 | 8/11/2021 | 10<br> years |
| Optionee | 165,141 | 12.3007 | 8/11/2021 | 10<br> years |
| Optionee | 8,761 | 11.9794 | 8/30/2021 | 10<br> years |
| Optionee | 5,562 | 11.9856 | 8/31/2021 | 10<br> years |
| Optionee | 5,562 | 11.9856 | 8/31/2021 | 10<br> years |
| Optionee | 8,249 | 12.1227 | 9/30/2021 | 10<br> years |
| Optionee | 8,249 | 12.1227 | 9/30/2021 | 10<br> years |
| Optionee | 5,606 | 12.1227 | 9/30/2021 | 10<br> years |
| Optionee | 410 | 12.1227 | 9/30/2021 | 10<br> years |
| Optionee | 1,000 | 10.0979 | 11/10/2021 | 10<br> years |
| Optionee | 1,000 | 10.0979 | 11/10/2021 | 10<br> years |
| Optionee | 1,000 | 10.0979 | 11/10/2021 | 10<br> years |
| Optionee | 100,000 | 10.0979 | 11/10/2021 | 10<br> years |
| Optionee | 1,000 | 10.0979 | 11/10/2021 | 10<br> years |
FORM 11 – NOTICE OF PROPOSED STOCK OPTION GRANT OR AMENDMENT
Page 15
| Optionee | 1,000 | 10.0979 | 11/10/2021 | 10<br> years |
|---|---|---|---|---|
| Optionee | 1,000 | 10.0979 | 11/10/2021 | 10<br> years |
| Optionee | 13,205 | 10.0979 | 11/10/2021 | 10<br> years |
| Optionee | 1,000 | 10.0979 | 11/10/2021 | 10<br> years |
| Optionee | 1,000 | 10.0979 | 11/10/2021 | 10<br> years |
| Optionee | 50,000 | 10.0979 | 11/10/2021 | 10<br> years |
| Optionee | 1,000 | 10.0979 | 11/10/2021 | 10<br> years |
| Optionee | 3,961 | 10.0979 | 11/10/2021 | 10<br> years |
| Optionee | 1,000 | 10.0979 | 11/10/2021 | 10<br> years |
| Optionee | 1,000 | 10.0979 | 11/10/2021 | 10<br> years |
| Optionee | 19,057 | 9.7896 | 11/30/2021 | 10<br> years |
| Optionee | 9,290 | 9.7896 | 11/30/2021 | 10<br> years |
| Optionee | 10,481 | 9.7896 | 11/30/2021 | 10<br> years |
| Optionee | 14,292 | 9.7896 | 11/30/2021 | 10<br> years |
| Optionee | 29,477 | 9.2083 | 12/16/2021 | 10<br> years |
| Optionee | 32,514 | 9.2083 | 12/16/2021 | 10<br> years |
| Optionee | 5,503 | 9.2083 | 12/16/2021 | 10<br> years |
| Optionee | 299,641 | 8.8975 | 12/31/2021 | 10<br> years |
| Name of Awardee | No. of Shares | Grant Price | Original Date of Grant | Expiration Date |
| --- | --- | --- | --- | --- |
| Holder<br> (RSU) | 7,317 | N/A | 11/22/2019 | N/A |
| Holder<br> (RSU) | 8,537 | N/A | 11/22/2019 | N/A |
| Holder<br> (RSU) | 6,098 | N/A | 11/22/2019 | N/A |
| Holder<br> (RSU) | 17,074 | N/A | 11/22/2019 | N/A |
| Holder<br> (RSU) | 6,098 | N/A | 11/22/2019 | N/A |
| Holder<br> (RSU) | 4,878 | N/A | 11/22/2019 | N/A |
| Holder<br> (RSU) | 17,074 | N/A | 11/22/2019 | N/A |
| Holder<br> (RSU) | 2,103 | N/A | 11/22/2019 | N/A |
| Holder<br> (RSU) | 4,634 | N/A | 11/22/2019 | N/A |
| Holder<br> (RSU) | 5,488 | N/A | 11/22/2019 | N/A |
| Holder<br> (RSU) | 2,732 | N/A | 11/22/2019 | N/A |
| Holder<br> (RSU) | 3,252 | N/A | 11/22/2019 | N/A |
| Holder<br> (RSU) | 2,277 | N/A | 11/22/2019 | N/A |
| Holder<br> (RSU) | 48,781 | N/A | 11/22/2019 | N/A |
| Holder<br> (RSU) | 4,634 | N/A | 11/22/2019 | N/A |
| Holder<br> (RSU) | 4,634 | N/A | 11/22/2019 | N/A |
| Holder<br> (RSU) | 5,488 | N/A | 11/22/2019 | N/A |
| Holder<br> (RSU) | 207,179 | N/A | 12/10/2019 | N/A |
| Holder<br> (RSU) | 273,032 | N/A | 3/27/2020 | N/A |
| Holder<br> (RSU) | 2,005 | N/A | 3/27/2020 | N/A |
FORM 11 – NOTICE OF PROPOSED STOCK OPTION GRANT OR AMENDMENT
Page 16
| Holder<br> (RSU) | 33,366 | N/A | 3/27/2020 | N/A |
|---|---|---|---|---|
| Holder<br> (RSU) | 56,075 | N/A | 4/2/2020 | N/A |
| Holder<br> (RSU) | 5,124 | N/A | 11/20/2020 | N/A |
| Holder<br> (RSU) | 34,162 | N/A | 11/20/2020 | N/A |
| Holder<br> (RSU) | 1,672 | N/A | 12/29/2020 | N/A |
| Holder<br> (RSU) | 3,221 | N/A | 3/11/2021 | N/A |
| Holder<br> (RSU) | 1,718 | N/A | 3/11/2021 | N/A |
| Holder<br> (RSU) | 1,503 | N/A | 3/11/2021 | N/A |
| Holder<br> (RSU) | 2,254 | N/A | 3/11/2021 | N/A |
| Holder<br> (RSU) | 5,797 | N/A | 3/11/2021 | N/A |
| Holder<br> (RSU) | 4,953 | N/A | 3/11/2021 | N/A |
| Holder<br> (RSU) | 2,684 | N/A | 3/11/2021 | N/A |
| Holder<br> (RSU) | 2,684 | N/A | 3/11/2021 | N/A |
| Holder<br> (RSU) | 4,616 | N/A | 3/11/2021 | N/A |
| Holder<br> (RSU) | 2,684 | N/A | 3/11/2021 | N/A |
| Holder<br> (RSU) | 3,328 | N/A | 3/11/2021 | N/A |
| Holder<br> (RSU) | 644 | N/A | 3/11/2021 | N/A |
| Holder<br> (RSU) | 4,294 | N/A | 3/11/2021 | N/A |
| Holder<br> (RSU) | 2,147 | N/A | 3/11/2021 | N/A |
| Holder<br> (RSU) | 1,718 | N/A | 3/11/2021 | N/A |
| Holder<br> (RSU) | 5,582 | N/A | 3/11/2021 | N/A |
| Holder<br> (RSU) | 4,938 | N/A | 3/11/2021 | N/A |
| Holder<br> (RSU) | 6,442 | N/A | 3/11/2021 | N/A |
| Holder<br> (RSU) | 2,898 | N/A | 3/11/2021 | N/A |
| Holder<br> (RSU) | 2,040 | N/A | 3/11/2021 | N/A |
| Holder<br> (RSU) | 966 | N/A | 3/11/2021 | N/A |
| Holder<br> (RSU) | 2,254 | N/A | 3/11/2021 | N/A |
| Holder<br> (RSU) | 2,147 | N/A | 3/11/2021 | N/A |
| Holder<br> (RSU) | 2,040 | N/A | 3/11/2021 | N/A |
| Holder<br> (RSU) | 2,040 | N/A | 3/11/2021 | N/A |
| Holder<br> (RSU) | 5,368 | N/A | 3/11/2021 | N/A |
| Holder<br> (RSU) | 2,898 | N/A | 3/11/2021 | N/A |
| Holder<br> (RSU) | 2,040 | N/A | 3/11/2021 | N/A |
| Holder<br> (RSU) | 7,515 | N/A | 3/11/2021 | N/A |
| Holder<br> (RSU) | 21,471 | N/A | 3/11/2021 | N/A |
| Holder<br> (RSU) | 1,503 | N/A | 3/11/2021 | N/A |
| Holder<br> (RSU) | 2,147 | N/A | 3/11/2021 | N/A |
| Holder<br> (RSU) | 4,294 | N/A | 3/11/2021 | N/A |
| Holder<br> (RSU) | 3,178 | N/A | 3/22/2021 | N/A |
| Holder<br> (RSU) | 21,116 | N/A | 3/22/2021 | N/A |
| Holder<br> (RSU) | 3,474 | N/A | 3/22/2021 | N/A |
| Holder<br> (RSU) | 3,474 | N/A | 3/22/2021 | N/A |
FORM 11 – NOTICE OF PROPOSED STOCK OPTION GRANT OR AMENDMENT
Page 17
| Holder<br> (RSU) | 143,584 | N/A | 4/7/2021 | N/A |
|---|---|---|---|---|
| Holder<br> (RSU) | 143,584 | N/A | 4/7/2021 | N/A |
| Holder<br> (RSU) | 158,786 | N/A | 4/7/2021 | N/A |
| Holder<br> (RSU) | 92,907 | N/A | 4/7/2021 | N/A |
| Holder<br> (RSU) | 3,032 | N/A | 5/25/2021 | N/A |
| Holder<br> (RSU) | 6,384 | N/A | 5/25/2021 | N/A |
| Holder<br> (RSU) | 2,873 | N/A | 5/25/2021 | N/A |
| Holder<br> (RSU) | 3,192 | N/A | 5/25/2021 | N/A |
| Holder<br> (RSU) | 3,192 | N/A | 5/25/2021 | N/A |
| Holder<br> (RSU) | 2,793 | N/A | 5/25/2021 | N/A |
| Holder<br> (RSU) | 3,432 | N/A | 5/25/2021 | N/A |
| Holder<br> (RSU) | 115,080 | N/A | 6/23/2021 | N/A |
| Holder<br> (RSU) | 13,676 | N/A | 6/28/2021 | N/A |
| Holder<br> (RSU) | 1,608 | N/A | 6/30/2021 | N/A |
| Holder<br> (RSU) | 7,451 | N/A | 8/11/2021 | N/A |
| Holder<br> (RSU) | 6,774 | N/A | 8/11/2021 | N/A |
| Holder<br> (RSU) | 4,381 | N/A | 8/30/2021 | N/A |
| Holder<br> (RSU) | 2,782 | N/A | 8/31/2021 | N/A |
| Holder<br> (RSU) | 2,782 | N/A | 8/31/2021 | N/A |
| Holder<br> (RSU) | 6,494 | N/A | 9/30/2021 | N/A |
| Holder<br> (RSU) | 6,967 | N/A | 11/30/2021 | N/A |
| Holder<br> (RSU) | 7,861 | N/A | 11/30/2021 | N/A |
| Holder<br> (RSU) | 28,512 | N/A | 12/16/2021 | N/A |
| Holder<br> (RSU) | 224,730 | N/A | 12/31/2021 | N/A |
| Holder<br> (RSU) | 21,304 | N/A | 12/31/2021 | N/A |
| 3. | Additional Information | |||
| --- | --- | |||
| (a) | If shareholder approval was required for the grant of options (including prior approval of a stock option<br>plan), state the date that the shareholder meeting approving the grant was or will be held. | |||
| --- | --- | |||
| Not applicable. | ||||
| (b) | State the date of the news release announcing the grant of options. | |||
| --- | --- | |||
| Not applicable. | ||||
| (c) | State the total issued and outstanding share capital at the date of grant<br> or amendment. | |||
| Subordinate Voting Shares only as of December 30, 2022: 623,436,199 |
FORM 11 – NOTICE OF PROPOSEDSTOCK OPTION GRANTOR AMENDMENT
Page 18
| SubordinateVoting Shares and the Multiple Voting Shares combined as of December 30, 2022: 717,406,904 (the “Outstanding Shares”) | |
|---|---|
| (d) | State, as a percentage of the issued and outstanding shares of the Issuer<br> indicated in (c) above, the aggregate number of shares that are subject to incentive stock options, including new options, amended<br> options and other presently outstanding options. |
| Approximately 4.82% of the Outstanding Shares | |
| (e) | If the new options are being granted<br> pursuant to a stock option plan, state the number of remaining shares reserved for issuance<br> under the plan: 21,558,610 |
| --- | --- |
| (f) | If the Issuer has completed a public distribution<br> of its securities within 90 days of the date of grant, state the per share price paid by<br> the public investors. |
| --- | --- |
| Notapplicable. | |
| (g) | Describe the particulars of any proposed<br> material changes in the affairs of the Issuer. |
| --- | --- |
| Notapplicable. | |
| 4. | Certificate of Compliance |
| --- | --- |
The undersigned hereby certifies that:
| 1. | The undersigned is a director and/or senior<br> officer of the Issuer and has been duly authorized by a resolution of the board of directors<br> of the Issuer to sign this Certificate of Compliance. |
|---|---|
| 2. | As of the date hereof there is no material<br> information concerning the Issuer which has not been publicly disclosed. |
| --- | --- |
| 3. | The undersigned hereby certifies to the<br> Exchange that the Issuer is in compliance with the requirements of applicable securities<br> legislation (as such term is defined in National Instrument 14-101) and all Exchange Requirements<br> (as defined in CNSX Policy 1). |
| --- | --- |
| 4. | All of the information in this Form 11 Notice<br> of Proposed Stock Option Grant or Amendment is true. |
| --- | --- |
[signaturepage follows]
FORM 11 – NOTICE OF PROPOSED STOCK OPTION GRANT OR AMENDMENT
Page 19
| Dated: March 20, 2023 | |
|---|---|
| Peter Clateman | |
| Name of Director or Senior Officer | |
| (signed)<br> Peter Clateman | |
| Signature | |
| Chief Legal Officer | |
| Official Capacity |
FORM 11 – NOTICE OF PROPOSED STOCK OPTIONGRANTOR AMENDMENT