DevvStream Corp 8-K, filed Dec 15, 2021
DevvStream Corp. (DEVSF)
8-K
2021-12-15
For: 2021-12-15
View Original
Added on
April 12, 2026
About this 8-K
DevvStream Corp filed this 8-K on December 15, 2021.
Items reported
- Item 8.01: Other events
- Item 9.01: Financial statements and exhibits
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or Section 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): December 15, 2021
(Exact name of registrant as specified in its charter)
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(I.R.S. Employer Identification No.)
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(Address of principal executive offices)
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(Zip Code) |
(212 ) 213-0243
Registrant’s telephone number, including area code
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the Registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to Section 12(b) of the Act:
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Trading
Symbol(s)
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Name of each exchange on
which registered
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule 12b-2 of the Securities Exchange Act of 1934.
Emerging growth company ☒
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange
Act. ☐
| Item 8.01. |
Other Events.
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On December 15, 2021, Focus Impact Acquisition Corp. (the “Company”) announced that the holders of the Company’s units (the “Units”) may elect to separately trade the shares of Class A common stock, par value $0.0001 per
share (the “Class A Common Stock”), and warrants included in the Units commencing on December 20, 2021. Each Unit consists of one share of Class A Common Stock and one-half of one redeemable warrant to purchase one share of Class A Common Stock. Any
Units not separated will continue to trade on The Nasdaq Stock Market LLC (“Nasdaq”) under the symbol “FIACU”. Any underlying shares of Class A Common Stock and warrants that are separated will trade on the Nasdaq under the symbols “FIAC” and
“FIACW,” respectively. No fractional warrants will be issued upon separation of the Units and only whole warrants will trade. Holders of Units will need to have their brokers contact Continental Stock Transfer & Trust Company, the Company’s
transfer agent, in order to separate the holders’ Units into shares of Class A Common Stock and warrants.
A copy of the press release issued by the Company announcing the separate trading of the securities underlying the Units is attached hereto as Exhibit 99.1.
| Item 9.01. |
Financial Statements and Exhibits.
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(d) Exhibits
| 99.1 |
Press Release, dated December 15, 2021
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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Date: December 15, 2021
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FOCUS IMPACT ACQUISITION CORP.
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By:
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/s/ Carl Stanton
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Name:
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Carl Stanton
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Title:
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Chief Executive Officer
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Exhibit 99.1
Focus Impact Acquisition Corp. Announces Separate Trading of
its Shares of Class A Common Stock and Warrants Commencing
December 20, 2021
Press Release
NEW YORK, December 15, 2021 - Focus Impact Acquisition Corp. (the “Company”), announced today that, commencing December 20, 2021, holders of the units sold in the
Company’s initial public offering of 23,000,000 units, completed on November 1, 2021, which included the exercise of the underwriters’ option to purchase an additional 3,000,000 units at the initial public offering price to cover over-allotments, at
an offering price of $10.00 per unit, may elect to separately trade the shares of Class A common stock and warrants included in the units. Those units not separated will continue to trade on the Nasdaq Stock Market LLC (“NASDAQ”) under the symbol “FIACU,” and the shares of Class A common stock and warrants that are separated will trade on the NASDAQ under the symbols “FIAC” and “FIACW,” respectively. No fractional warrants will be issued upon
separation of the units and only whole warrants will trade. Holders of units will need to have their brokers contact Continental Stock Transfer & Trust Company, the Company’s transfer agent, in order to separate the units into shares of Class A
common stock and warrants.
The units were initially offered by the Company in an underwritten offering. Citigroup Global Markets Inc. and Goldman Sachs & Co. LLC acted as joint book-running managers for the offering. CastleOak Securities, L.P. and Siebert Williams Shank
acted as co-managers for the offering.
The registration statement relating to the securities of the Company was declared effective by the U.S. Securities and Exchange Commission (the “SEC”) on October 27, 2021. This press release shall not
constitute an offer to sell or the solicitation of an offer to buy, nor shall there be any sale of these securities in any state or jurisdiction in which such offer, solicitation, or sale would be unlawful prior to registration or qualification under
the securities laws of any such state or jurisdiction.
About Focus Impact Acquisition Corp.
The Company is a special purpose acquisition company formed for the purpose of effecting a merger, share exchange, asset acquisition, share purchase, reorganization or similar business combination with one or more businesses. The Company is
sponsored by Focus Impact Sponsor, LLC. While the Company may pursue an initial business combination target in any industry, it intends to focus its search on businesses that are, or seek to be positioned as, a “Social-Forward Company”, which are
companies that marry operating excellence with the desire to create Social good, with the benefit of increasing attention and capital flows to such companies while amplifying their social impact.
Forward-Looking Statements
This press release contains statements that constitute “forward-looking statements” related to the initial public offering and search for an initial business combination. No assurance can be given that the offering will
be completed on the terms described, or at all, or that the proceeds of the offering will be used as indicated. Forward-looking statements are subject to numerous conditions, many of which are beyond the Company’s control, including those set forth
in the Risk Factors section of the company’s registration statement for the initial public offering filed with the SEC. Copies are available on the SEC’s website, www.sec.gov. The company undertakes no obligation to update these statements
for revisions or changes after the date of this release, except as required by law.
Contacts
info@focus-impact.com