DFVE · DoubleLine Shiller CAPE U.S. Equities ETF

$37.19 -0.05 (-0.13%) At close · Aug 28

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Quarter:

Holders: 33

Total Value: $91,806,497

Total Shares: 2,830,215

Institutional Ownership Trend

17 quarters

Holder Concentration

Across 33 13F filers · Δ vs Mar 31, 2026

Top Holder

33.5%

+15.1 pts

Top 5

87.4%

+21.1 pts

Top 10

95.2%

+9.7 pts

HHI

2,370

Moderately concentrated+1,313

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -14

Institutional value: -41.5%

Shares held: -44.4%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Mid Foundations Investment Advisors, LLC	+156,140	888,523
Micro STRAIGHTLINE GROUP LLC	+12,181	948,387
Mega UBS Group AG	+9,964	412,233
Mega BANK OF MONTREAL /CAN/	+4,349	123,579
Large HRT FINANCIAL LP	+2,178	17,122

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Mega CITADEL ADVISORS LLC	−116,870	16,453
Mid Capital Investment Advisors, LLC	−40,368	22,683
Small Csenge Advisory Group	−9,630	88,446
Large CIBC WORLD MARKET INC.	−6,950	7,300
Small Socha Financial Group, LLC	−4,561	47,241

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Small Main Street Financial Solutions, LLC	99,549	$3,229,170
Large AE Wealth Management LLC	689	$22,349
Large NewEdge Advisors, LLC	500	$16,219
Mega WELLS FARGO & COMPANY/MN	284	$9,212
Large JONES FINANCIAL COMPANIES LLLP	107	$3,470

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Small WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC	811,372	$25,033,260
Micro Evensky & Katz LLC	489,986	$15,117,538
Mid WADDELL & ASSOCIATES, LLC	333,950	$10,303,359
Small Santori & Peters, Inc.	254,206	$7,843,017
Small HF Advisory Group, LLC	137,689	$4,248,118

Filter: New 6 Increased 7 Reduced 10 Sold out 20 Unchanged 10

Showing 33 of 33

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

STRAIGHTLINE GROUP LLC

$30,763,777

33.51%

948,387

Foundations Investment Advisors, LLC

$28,821,908

31.39%

888,523

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Elite Income Advisors, Inc.	156,748	$5,084,591	17.6%	Other
Held directly	731,775	$23,737,317	82.4%	Sole

UBS Group AG

$13,372,014

14.57%

412,233

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	412,233	$13,372,014	100.0%	Defined

BANK OF MONTREAL /CAN/

$4,008,655

4.37%

123,579

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BMO NESBITT BURNS INC.	123,579	$4,008,655	100.0%	Defined

Main Street Financial Solutions, LLC

$3,229,170

3.52%

99,549

Csenge Advisory Group

$2,869,011

3.13%

88,446

Socha Financial Group, LLC

$1,532,403

1.67%

47,241

Southeast Asset Advisors, LLC

$1,087,192

1.18%

33,516

KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC

$935,803

1.02%

28,849

AVAII WEALTH MANAGEMENT, LLC

$742,246

0.81%

22,882

Capital Investment Advisors, LLC

$735,791

0.80%

22,683

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$672,082

0.73%

20,719

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
G1 EXECUTION SERVICES, LLC	20,719	$672,082	100.0%	Other

HRT FINANCIAL LP

$555,403

0.60%

17,122

CITADEL ADVISORS LLC

$533,702

0.58%

16,453

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	16,453	$533,702	100.0%	Defined

Corient Private Wealth LLC

$288,763

0.31%

8,902

AQR CAPITAL MANAGEMENT LLC

$275,009

0.30%

8,478

Navis Wealth Advisors, LLC

$267,645

0.29%

8,251

TRANSCEND CAPITAL ADVISORS, LLC

$255,189

0.28%

7,867

CIBC WORLD MARKET INC.

$236,797

0.26%

7,300

LPL Financial LLC

$220,286

0.24%

6,791

NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO

$104,677

0.11%

3,227

FIFTH THIRD BANCORP

$101,271

0.11%

3,122

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	3,122	$101,271	100.0%	Defined

Capital Analysts, LLC

$92,318

0.10%

2,846

HANTZ FINANCIAL SERVICES, INC.

$27,637

0.03%

852

AE Wealth Management LLC

$22,349

0.02%

689

NewEdge Advisors, LLC

$16,219

0.02%

500

HARBOUR INVESTMENTS, INC.

$12,975

0.01%

400

WELLS FARGO & COMPANY/MN

$9,212

0.01%

284

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO CLEARING SERVICES, LLC	284	$9,212	100.0%	Defined

MORGAN STANLEY

$5,481

0.01%

169

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	169	$5,481	100.0%	Defined

OSAIC HOLDINGS, INC.

$4,508

0.00%

139

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
LADENBURG THALMANN ASSET MANAGEMENT	139	$4,508	100.0%	Sole

JONES FINANCIAL COMPANIES LLLP

$3,470

0.00%

107

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Edward D. Jones & Co., L.P.	107	$3,470	100.0%	Sole

Rockefeller Capital Management L.P.

$2,367

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	73	$2,367	100.0%	Defined

Imprint Wealth LLC

$1,167

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	86,000	$2,653,358	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	6,614	$204,061	100.0%	Defined

Key facts CIK 1886172 CUSIP 25861R204 13F (30d) 33 filings 33 filers Visit website