DNP · Dnp Select Income Fund Inc

These 3.00% Series B Senior Secured Notes Due July 22, 2026 ("Series B Senior Secured Notes") matured on July 22, 2026, on which date the Issuer agreed to repay the original principal amount, plus accrued and unpaid interest, which interest is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16a-9 thereunder.

These Series B Senior Secured Notes were held directly by clients for whom the Reporting Person serves as investment manager.

The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose.

These 3.00% Series B Senior Secured Notes Due July 22, 2026 ("Series B Senior Secured Notes") matured on July 22, 2026, on which date the Issuer agreed to repay the original principal amount, plus accrued and unpaid interest, which interest is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16a-9 thereunder.

These Series B Senior Secured Notes were held directly by clients for whom the Reporting Person serves as investment manager.

The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose.

These 3.00% Series B Senior Secured Notes Due July 22, 2026 ("Series B Senior Secured Notes") matured on July 22, 2026, on which date the Issuer agreed to repay the original principal amount, plus accrued and unpaid interest, which interest is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16a-9 thereunder.

These Series B Senior Secured Notes were held directly by clients for whom the Reporting Person serves as investment manager.

The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose.

These 3.00% Series B Senior Secured Notes Due July 22, 2026 ("Series B Senior Secured Notes") matured on July 22, 2026, on which date the Issuer agreed to repay the original principal amount, plus accrued and unpaid interest, which interest is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16a-9 thereunder.

These Series B Senior Secured Notes were held directly by clients for whom the Reporting Person serves as investment manager.

The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose.

The 3.00% Series B Senior Secured Notes were redeemed by the issuer for full payment at maturity of 100% of the aggregate principal amount outstanding of the securities, plus accrued and unpaid interest through the redemption date.

American General Life Insurance Company ("AGLIC") and The Variable Annuity Life Insurance Company ("VALIC"), each an indirect wholly owned subsidiary of Corebridge Financial, Inc. ("CRBG"), directly held $15,000,000.00 principal amount and $18,000,000.00 principal amount of the reported securities, respectively.

These 3.00% Series B Senior Secured Notes Due July 22, 2026 ("Series B Senior Secured Notes") matured on July 22, 2026, on which date the Issuer agreed to repay the original principal amount, plus accrued and unpaid interest, which interest is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16a-9 thereunder.

These Series B Senior Secured Notes were held directly by clients for whom the Reporting Person serves as investment manager.

The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose.

Includes 2080.5012 shares acquired by the reporting person since the reporting person's last Form 4 filing through a dividend reinvestment plan meeting the requirements of Rule 16a-11 promulgated under the Securities Exchange Act of 1934.

Includes 482 shares acquired by the reporting person since his last Form 4 filing through a dividend reinvestment plan meeting the requirements of Rule 16a-11 promulgated under the Securities Exchange Act of 1934. Total number of shares held through the plan is 1361.

This price reflects the aggregate principal amount of the 3.00% Series B Senior Secured Notes Due July 22, 2026 purchased.

These securities are held directly by clients for whom the Reporting Person serves as investment manager.

The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

On July 29, 2024, certain controlled subsidiaries of American International Group, Inc. ("AIG") agreed to sell a total of $14,000,000.00 principal amount of the reported securities for an aggregate purchase price of $13,185,666.67. Corebridge Institutional Investments (U.S.), LLC, an indirectly wholly owned subsidiary of Corebridge Financial, Inc. ("CRBG"), may have been deemed to beneficially own the reported securities pursuant to investment management agreements. The reporting person disclaims beneficial ownership of the securities held by the controlled subsidiaries of AIG, and this report shall not be deemed an admission that the reporting person was the beneficial owner of such securities, except to the extent of the reporting person's pecuniary interest therein.

American General Life Insurance Company and The Variable Annuity Life Insurance Company, each an indirect wholly owned subsidiary of CRBG, directly hold $15,000,000.00 principal amount and $18,000,000.00 principal amount of the reported securities, respectively.

This price reflects the aggregate principal amount of the 3.00% Series B Senior Secured Notes Due July 22, 2026 purchased.

These securities are held directly by a client for whom the Reporting Person serves as investment manager.

The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Includes 3,684.7215 shares acquired by the reporting person since the reporting person's last Form 4 filing through a dividend reinvestment plan meeting the requirements of Rule 16a-11 promulgated under the Securities Exchange Act of 1934. Total number of shares held through the plan is 3,684.7215.

Includes 119.5852 shares acquired by the reporting person since her last Form 4 filing through a dividend reinvestment plan meeting the requirements of Rule 16a-11 promulgated under the Securities Exchange Act of 1934. Total number of shares held through the plan is 472.5852.

Includes 316.978 shares acquired by the reporting person since his last Form 4 filing through a dividend reinvestment plan meeting the requirements of Rule 16a-11 promulgated under the Securities Exchange Act of 1934. Total number of shares held through the plan is 876.978.

As of June 9, 2024, Corebridge Financial, Inc. ("CRBG") ceased to be a controlled subsidiary of American International Group, Inc. ("AIG"). As a result, CRBG and AIG report beneficial ownership independently and AIG no longer reports beneficial ownership of securities held directly by CRBG and its subsidiaries.

As of June 9, 2024, Corebridge Financial, Inc. ("CRBG") ceased to be a controlled subsidiary of American International Group, Inc. ("AIG"). As a result, CRBG and AIG report beneficial ownership independently and AIG no longer reports beneficial ownership of securities held directly by CRBG and its subsidiaries.

American Home Assurance Company, Lexington Insurance Company and National Union Fire Insurance Company of Pittsburgh, PA, each an indirect wholly owned subsidiary of AIG, directly hold $4,660,000.00 principal amount, $4,670,000.00 principal amount and $4,670,000.00 principal amount of the reported securities, respectively.

Includes 784.647 shares acquired by the reporting person since her last Form 4 filing through a dividend reinvestment plan meeting the requirements of Rule 16a-11 promulgated under the Securities Exchange Act of 1934. Total number of shares held through the plan is 5,697.56696.

Includes 353 shares acquired by the reporting person since his last Form 4 filing through a dividend reinvestment plan meeting the requirements of Rule 16a-11 promulgated under the Securities Exchange Act of 1934. Total number of shares held through the plan is 353.

Includes 219.483 shares acquired by the reporting person since her last Form 4 filing through a dividend reinvestment plan meeting the requirements of Rule 16a-11 promulgated under the Securities Exchange Act of 1934. Total number of shares held through the plan is 4,912.91996.

Includes 457 shares acquired by the reporting person since his last Form 4 filing through a dividend reinvestment plan meeting the requirements of Rule 16a-11 promulgated under the Securities Exchange Act of 1934. Total number of shares held through the plan is 879.

Since the last Form 4 filing, 59.5 shares were acquired pursuant to the Fund's dividend reinvestment plan, which meets the requirements of Rule 16a-11 promulgated under the Securities Exchange Act of 1934.

Includes 228.2236 shares acquired by the reporting person since her last Form 4 filing through a dividend reinvestment plan meeting the requirements of Rule 16a-11 promulgated under the Securities Exchange Act of 1934. Total number of shares held through the plan is 4,693.43696.

Since the last Form 4 filing, 257.5 shares were acquired pursuant to the Fund's dividend reinvestment plan, which meets the requirements of Rule 16a-11 promulgated under the Securities Exchange Act of 1934.

The reported disposition was pursuant to a full payment at maturity by the issuer of 100% of the face value of the securities, plus accrued and unpaid interest.

National Union Fire Insurance Company of Pittsburgh, PA, an indirect wholly owned subsidiary of American International Group, Inc. ("AIG"), directly holds the 2.76% Series A Senior Secured Notes due July 22, 2023. AIG is an indirect beneficial owner of the 2.76% Series A Senior Secured Notes due July 22, 2023.

These 2.76% Series A Senior Secured Notes Due July 22, 2023 ("Series A Senior Secured Notes") matured on July 22, 2023, on which date the Issuer agreed to repay the original principal amount, plus accrued and unpaid interest, which interest is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-9 thereunder.

These Series A Senior Secured Notes are held directly by clients for whom the Reporting Person serves as investment manager.

The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

These 2.76% Series A Senior Secured Notes Due July 22, 2023 ("Series A Senior Secured Notes") matured on July 22, 2023, on which date the Issuer agreed to repay the original principal amount, plus accrued and unpaid interest, which interest is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-9 thereunder.

These Series A Senior Secured Notes are held directly by clients for whom the Reporting Person serves as investment manager.

The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

These 2.76% Series A Senior Secured Notes Due July 22, 2023 ("Series A Senior Secured Notes") matured on July 22, 2023, on which date the Issuer agreed to repay the original principal amount, plus accrued and unpaid interest, which interest is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-9 thereunder.

These Series A Senior Secured Notes are held directly by clients for whom the Reporting Person serves as investment manager.

The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

These 2.76% Series A Senior Secured Notes Due July 22, 2023 ("Series A Senior Secured Notes") matured on July 22, 2023, on which date the Issuer agreed to repay the original principal amount, plus accrued and unpaid interest, which interest is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-9 thereunder.

These Series A Senior Secured Notes are held directly by clients for whom the Reporting Person serves as investment manager.

The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Includes 877.02286 shares acquired by the reporting person since her last Form 4 filing through a dividend reinvestment plan meeting the requirements of Rule 16a-11 promulgated under the Securities Exchange Act of 1934. Total number of shares held through the plan is 4,465.21336.

These Series C Mandatory Redeemable Preferred Shares were redeemed in full by the Issuer at their original purchase price of $100,000 per share, plus accrued and unpaid dividends, which dividends are exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-9 thereunder.

These Series C Mandatory Redeemable Preferred Shares are held directly by clients for whom the Reporting Person serves as investment manager.

The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act, or for any other purpose.

These Series C Mandatory Redeemable Preferred Shares were redeemed in full by the Issuer at their original purchase price of $100,000 per share, plus accrued and unpaid dividends, which dividends are exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-9 thereunder.

These Series C Mandatory Redeemable Preferred Shares are held directly by clients for whom the Reporting Person serves as investment manager.

The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act, or for any other purpose.

Since the last Form 4 filing, 70 shares were acquired pursuant to participation in the Fund's dividend reinvestment plan.

Since the last Form 4 filing, 126 shares were acquired pursuant to participation in the Fund's dividend reinvestment plan.

Of these shares, 3,588.1905 were acquired through a dividend reinvestment plan meeting the requirements of Rule 16a-11 promulgated under the Securities Exchange Act of 1934.

This amount includes 422 shares acquired through a dividend reinvestment plan meeting the requirements of Rule 16a-11 promulgated under the Securities Exchange Act of 1934.

Since the last Form 4 filing, 36.5 shares were acquired pursuant to participation in the Fund's dividend reinvestment plan.

Of these shares, 1509.9528 were acquired through a dividend reinvestment plan meeting the requirements of Rule 16a-11 promulgated under the Securities Exchange Act of 1934.

Shares were received pursuant to merger agreement between issuer and Duff & Phelps Utilities and Corporate Bond Trust Inc. (DUC) in exchange for 11,531 shares of DUC common stock in connection with merger of DUC into the issuer. Shares of DUC common stock had a market value of $10.62 at the effective time of the merger.

This amount includes shares acquired through a dividend reinvestment plan meeting the requirements of Rule 16a-11 promulgated under the Securities Exchange Act of 1934.

Shares were received pursuant to merger agreement between issuer and Duff & Phelps Utilities and Corporate Bond Trust Inc. (DUC) in exchange for 524 shares of DUC common stock in connection with merger of DUC into the issuer. Shares of DUC common stock had a market value of $10.62 at the effective time of the merger.

This amount includes shares acquired through a dividend reinvestment plan meeting the requirements of Rule 16a-11 promulgated under the Securities Exchange Act of 1934.

Shares were received pursuant to merger agreement between issuer and Duff & Phelps Utilities and Corporate Bond Trust Inc. (DUC) in exchange for 1,000 shares of DUC common stock in connection with merger of DUC into the issuer. Shares of DUC common stock had a market value of $10.62 at the effective time of the merger.