DRIO · DarioHealth Corp.
Substantial doubt about the company's ability to continue as a going concern.
“that our financial position raises substantial doubt about our ability to continue as a going concern”View the 10-Q filed May 13, 2026
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 3, 4 and 5. Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2025-09-11 | Franco-Yehuda Chen |
Chief Financial Officer |
Award↑
Filing footnotes — Common Stock (Direct)
The restricted share award shall vest in two equal installments on the last day of each successive annual anniversary after the grant date over a two-year period. The number of shares beneficially owned reflects the 20-for-1 reverse stock split effected on August 28, 2025. |
Common Stock
|
5,000 |
| 2025-09-11 | Nelson Steven Charles |
President and CCO |
Award↑
Filing footnotes — Common Stock (Direct)
The restricted share award shall vest on the last day of the second-year anniversary after the grant date. The number of shares beneficially owned reflects the 20-for-1 reverse stock split effected on August 28, 2025. |
Common Stock
|
30,000 |
| 2025-09-11 | Shaked Yoav |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
The restricted share award shall vest in two equal installments on the last day of each successive annual anniversary after the grant date over a two-year period. The number of shares beneficially owned reflects the 20-for-1 reverse stock split effected on August 28, 2025. |
Common Stock
|
20,000 |
| 2025-09-11 | Matheis Dennis |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
The restricted share award shall vest on the last day of the second-year anniversary after the grant date. The number of shares beneficially owned reflects the 20-for-1 reverse stock split effected on August 28, 2025. |
Common Stock
|
20,000 |
| 2025-09-11 | Leisure Lawrence B. |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
The restricted share award shall vest on the last day of the second-year anniversary after the grant date. |
Common Stock
|
20,000 |
| 2025-09-11 | Raphael Erez |
Director, Chief Executive Officer |
Award↑
Filing footnotes — Common Stock (Direct)
The restricted share award shall vest in two equal installments on the last day of each successive annual anniversary after the grant date over a two-year period. The number of shares beneficially owned reflects the 20-for-1 reverse stock split effected on August 28, 2025. |
Common Stock
|
60,000 |
| 2025-09-11 | Karah Hila |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
The restricted share award shall vest in two equal installments on the last day of each successive annual anniversary after the grant date over a two-year period. The number of shares beneficially owned reflects the 20-for-1 reverse stock split effected on August 28, 2025. |
Common Stock
|
20,000 |
| 2025-09-11 | MCGRATH DENNIS M |
President and CFO |
Award↑
Filing footnotes — Common Stock (Direct)
The restricted share award shall vest on the last day of the second-year anniversary after the grant date. The number of shares beneficially owned reflects the 20-for-1 reverse stock split effected on August 28, 2025. |
Common Stock
|
20,000 |
| 2025-09-11 | STERN ADAM K |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
The restricted share award shall vest on the last day of the second-year anniversary after the grant date. The number of shares beneficially owned reflects the 20-for-1 reverse stock split effected on August 28, 2025. |
Common Stock
|
20,000 |
| 2025-08-27 | Nelson Steven Charles |
President and CCO |
Buy↑
|
Common Stock
|
40,000 |
| 2025-05-15 | Franco-Yehuda Chen |
Chief Financial Officer |
Award↑
Filing footnotes — Common Stock (Direct)
The restricted shares vest over three years, with one third of such shares vesting on April 27, 2026, and the remaining shares vesting in equal quarterly amounts, subject to the Reporting Person's continued services to the Issuer on the applicable vesting date The vesting period shall immediately end, and all shares shall immediately vest, in the event of a change in control of the Registrant (as defined in the Registrant's 2020 Equity incentive Plan, as amended). |
Common Stock
|
500,000 |
| 2025-05-15 | Franco-Yehuda Chen |
Chief Financial Officer |
Other↑
|
No Securities Owned
|
0 |
| 2025-02-24 | KAPLAN JON H. |
Director |
Award↑
|
Common Stock
|
30,000 |
| 2025-01-07 | STERN ADAM K |
Director |
Buy↑
Filing footnotes — Series D-2 Preferred Stock (Indirect)
The Series D-2 Preferred Stock will automatically convert into shares of common stock, subject to shareholder approval and certain beneficial ownership limitations, including a non-waivable 19.99% ownership blocker, on the 12-month anniversary of the issuance date. The Series D-2 Preferred Stock initially converts into shares of common stock at a conversion price of $0.83. In addition, the holders of Series D-2 Preferred Stock will also be entitled dividends payable as follows: ten percent (10%) of the number of shares of Common Stock issuable upon conversion of the Preferred Stock then held by such holder for each full quarter anniversary of holding for a total of four (4) quarters from the Closing Date, all issuable upon conversion of the Preferred Stock. |
Series D-2 Preferred Stock
(I)
|
100 |
| 2024-11-12 | Nelson Steven Charles |
President and CCO |
Buy↑
|
Common Stock
|
5,000 |
| 2024-09-11 | Nelson Steven Charles |
President and CCO |
Buy↑
|
Common Stock
|
5,000 |
| 2024-09-10 | Nelson Steven Charles |
President and CCO |
Buy↑
|
Common Stock
|
5,000 |
| 2024-09-09 | Nelson Steven Charles |
President and CCO |
Buy↑
|
Common Stock
|
5,000 |
| 2024-09-06 | Nelson Steven Charles |
President and CCO |
Buy↑
|
Common Stock
|
5,000 |
| 2024-09-05 | Nelson Steven Charles |
President and CCO |
Buy↑
|
Common Stock
|
5,000 |
| 2024-08-27 | Raphael Erez |
Director, Chief Executive Officer |
Buy↑
|
Common Stock
|
5,000 |
| 2024-08-23 | Nelson Steven Charles |
President and CCO |
Buy↑
|
Common Stock
|
5,000 |
| 2024-08-22 | Nelson Steven Charles |
President and CCO |
Buy↑
|
Common Stock
|
5,000 |
| 2024-08-21 | Nelson Steven Charles |
President and CCO |
Buy↑
|
Common Stock
|
5,000 |
| 2024-08-21 | Raphael Erez |
Director, Chief Executive Officer |
Buy↑
|
Common Stock
|
5,000 |
| 2024-08-20 | Raphael Erez |
Director, Chief Executive Officer |
Buy↑
|
Common Stock
|
5,000 |
| 2024-08-20 | Nelson Steven Charles |
President and CCO |
Buy↑
|
Common Stock
|
5,000 |
| 2024-08-19 | Nelson Steven Charles |
President and CCO |
Buy↑
|
Common Stock
|
5,000 |
| 2024-08-19 | Raphael Erez |
Director, Chief Executive Officer |
Buy↑
|
Common Stock
|
5,000 |
| 2024-08-16 | Raphael Erez |
Director, Chief Executive Officer |
Buy↑
|
Common Stock
|
3,000 |
| 2024-08-16 | Raphael Erez |
Director, Chief Executive Officer |
Buy↑
|
Common Stock
|
2,000 |
| 2024-06-05 | Nelson Steven Charles |
President and CCO |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
The options vest immediately upon achieving certain milestones relating to the achievement of revenues (on a U.S. generally accepted account principles basis) for the year ending December 31, 2024. |
Stock Option (right to buy)
|
400,000 |
| 2024-06-05 | Nelson Steven Charles |
President and CCO |
Other↑
|
No Securities Owned
|
0 |
| 2024-06-05 | Nelson Steven Charles |
President and CCO |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
The options vest as follows: 400,000 shares begin to vest over three years in 12 equal quarterly amounts upon achieving certain milestones relating to the achievement of revenues (on a U.S. generally accepted account principles basis) for each of the years ending December 31, 2025, December 31, 2026 and December 31, 2027. |
Stock Option (right to buy)
|
1,200,000 |
| 2024-06-05 | Nelson Steven Charles |
President and CCO |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
The options vest as follows: 500,00 shares vest over three years in three equal yearly amounts, subject to the Reporting Person's continued services to the Issuer on the applicable vesting date. |
Stock Option (right to buy)
|
500,000 |
| 2024-03-06 | Karah Hila |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
The shares vest as follows: (i) 50% vest on the grant date and (ii) 50% vest in quarterly instalments on the last day of each calendar quarter commencing March 31, 2024 for a two year period. |
Common Stock
|
70,000 |
| 2024-03-06 | Raphael Erez |
Director, Chief Executive Officer |
Award↑
Filing footnotes — Common Stock (Direct)
The shares vest as follows: (i) 50% vest on the grant date and (ii) 50% vest in quarterly instalments on the last day of each calendar quarter commencing March 31, 2024 for a two year period. |
Common Stock
|
800,000 |
| 2024-03-06 | KAPLAN JON H. |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
The shares vest as follows: (i) 50% vest on the grant date and (ii) 50% vest in two instalments on the last day of each successive annual anniversary over a two year period. |
Common Stock
|
70,000 |
| 2024-03-06 | MCGRATH DENNIS M |
President and CFO |
Award↑
Filing footnotes — Common Stock (Direct)
The shares vest as follows: (i) 50% vest on the grant date and (ii) 50% vest in two instalments on the last day of each successive annual anniversary over a two year period. |
Common Stock
|
80,000 |
| 2024-03-06 | Shaked Yoav |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
The shares vest as follows: (i) 50% vest on the grant date and (ii) 50% vest in quarterly instalments on the last day of each calendar quarter commencing March 31, 2024 for a two year period. |
Common Stock
|
90,000 |
| 2024-03-06 | ANDERSON RICHARD ALAN |
President |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
The option will vest upon reaching certain performance milestones between December 31, 2024 and March 31, 2025. |
Stock Option (right to buy)
|
320,000 |
| 2024-03-06 | Matheis Dennis |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
The shares vest as follows: (i) 50% vest on the grant date and (ii) 50% vest in two instalments on the last day of each successive annual anniversary over a two year period. |
Common Stock
|
70,000 |
| 2024-03-06 | Ben-David Zvi |
Chief Financial Officer |
Award↑
Filing footnotes — Common Stock (Direct)
The shares vest as follows: (i) 50% vest on the grant date and (ii) 50% vest in quarterly instalments on the last day of each calendar quarter commencing March 31, 2024 for a two year period. |
Common Stock
|
400,000 |
| 2024-03-06 | STERN ADAM K |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
The shares vest as follows: (i) 50% vest on the grant date and (ii) 50% vest in two instalments on the last day of each successive annual anniversary over a two year period. |
Common Stock
|
70,000 |
| 2024-03-06 | ANDERSON RICHARD ALAN |
President |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
The options will vest over a two-year period commencing on the grant date, with 50% vesting on the grant date and 50% vesting in eight equal quarterly installments following the grant date, subject to the employee's continued employment by the Company. |
Stock Option (right to buy)
|
750,000 |
| 2024-02-15 | Ben-Kiki Tomer |
Chief Operating Officer |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
The options vest immediately upon achieving certain milestones relating to the achievement of revenues (on a U.S. generally accepted account principals basis) for the year ending December 31, 2024, the achievement of certain operating expense targets for the years ending December 31, 2024 and December 31, 2025, the ability to generate software value from funds invested and meet product roadmap and the retention of key employees post transaction, subject in each case to the Reporting Person's continued services to the Issuer on the applicable vesting date. |
Stock Option (right to buy)
|
300,000 |
| 2024-02-15 | Ben-Kiki Tomer |
Chief Operating Officer |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
The options vest as follows: 291,742 shares vest immediately, and the remaining 426,205 shares vest over two years in eight equal quarterly amounts, subject to subject to the Reporting Person's continued services to the Issuer on the applicable vesting date. |
Stock Option (right to buy)
|
717,947 |
| 2024-02-15 | STERN ADAM K |
Director |
Award↑
Filing footnotes — Series-C Preferred Stock (Indirect)
Subject to beneficial ownership limitations provided for in the offering documents relating to the sale of the Series-C Preferred Stock, each share of Series-C Preferred Stock shall automatically convert into shares of the registrant's common stock at the conversion price of $2.02 upon the earlier of (i) the 15-month anniversary of the effective date of the certificate of designation, or (ii) the consent to conversion by holders of at least 50.1% of the outstanding shares of Series-C Preferred. The Series C Preferred Stock initially converts into shares of common stock at a conversion price of $2.02. In addition, the holders of Series c Preferred Stock will also be entitled dividends payable as follows: (i) a number of shares of Common Stock equal to seven and a half percent (7.5%) of the number of shares of Common Stock issuable upon conversion of the Series C Preferred Stock then held by such holder for each full quarter anniversary of holding for a total of four (4) quarters from the closing date, and (ii) a number of shares of common stock equal to fifteen percent (15%) of the number of shares of common stock issuable upon conversion of the Series C Preferred Stock then held by such holder on the fifth full quarter from the closing date. |
Series-C Preferred Stock
(I)
|
250 |
| 2024-02-15 | Ben-Kiki Tomer |
Chief Operating Officer |
Other↑
|
No Securities Owned
|
0 |
| 2023-05-04 | Raphael Erez |
Director, Chief Executive Officer |
Buy↑
Filing footnotes — Series B-2 Preferred Stock (Direct)
The Series B Preferred Stock will automatically convert into shares of common stock, subject to certain beneficial ownership limitations, including a non-waivable 19.99% ownership blocker, on the 15-month anniversary of the issuance date. The Series B Preferred Stock initially converts into shares of common stock at a conversion price of $3.37. In addition, the holders of Series B Preferred Stock will also be entitled dividends payable as follows: (i) a number of shares of Common Stock equal to five percent (5.0%) of the number of shares of Common Stock issuable upon conversion of the Series B Preferred Stock then held by such holder for each full quarter anniversary of holding for a total of four (4) quarters from the closing date, and (ii) a number of shares of common stock equal to ten percent (10%) of the number of shares of common stock issuable upon conversion of the Series B Preferred Stock then held by such holder on the fifth full quarter from the closing date. |
Series B-2 Preferred Stock
|
30 |