DUNXF · Dune Oil Corp. · Insider Trading
$0.08
-0.01 (-6.98%)
At close · Oct 9
Return incl. dividend (before tax)
Going-concern doubt
— flagged Nov 15, 2021
Substantial doubt about the company's ability to continue as a going concern.
“The Company has suffered recurring losses and negative cash flows from operations. These conditions raise substantial doubt about the Company's ability to continue as a going concern.”View the 10-Q filed Nov 15, 2021
Market Cap
$5.11M
Shares
63.90M
Volume · Oct 9
26.98K
Avg daily vol (3M)
30.59K
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 4 and 5. Form 3 supplies initial ownership rather than a trade; Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2021-11-12 | THOMPSON DAVID MICHAEL |
Director, Chief Financial Officer, 10% Owner |
Convert↑
|
Common Stock
|
320,000 |
| 2021-11-12 | THOMPSON DAVID MICHAEL |
Director, Chief Financial Officer, 10% Owner |
Convert↑
|
Common Stock
|
350,000 |
| 2021-11-12 | THOMPSON DAVID MICHAEL |
Director, Chief Financial Officer, 10% Owner |
Convert↑
|
Common Stock
|
300,000 |
| 2021-11-10 | THOMPSON DAVID MICHAEL |
Director, Chief Financial Officer, 10% Owner |
Convert↓
|
Options
|
300,000 |
| 2021-11-10 | HALLERAN ARTHUR |
Director, President |
Tax↑
|
Common Stock
|
1,416,667 |
| 2021-11-10 | Wood Barry G.M. |
Director |
Award↑
Filing footnotes — Common stock (Direct)
Issue of 200,000 shares in connection with RSU. Each Restrictive Share Unit is equivalent to 1 Common share. |
Common stock
|
200,000 |
| 2021-11-10 | THOMPSON DAVID MICHAEL |
Director, Chief Financial Officer, 10% Owner |
Convert↓
|
Options
|
320,000 |
| 2021-11-10 | HALLERAN ARTHUR |
Director, President |
Convert↑
|
Common Stock
|
500,000 |
| 2021-11-10 | HALLERAN ARTHUR |
Director, President |
Convert↓
|
Purchase Warrants
|
1,416,667 |
| 2021-11-10 | HALLERAN ARTHUR |
Director, President |
Convert↑
|
Common Stock
|
320,000 |
| 2021-11-10 | THOMPSON DAVID MICHAEL |
Director, Chief Financial Officer, 10% Owner |
Award↑
Filing footnotes — Common Stock (Direct)
Issue of 275,000 RSU. Each Restrictive Share Unit is equivalent to 1 common share. |
Common Stock
|
275,000 |
| 2021-11-10 | YILDIRIM KUBILAY |
Director |
Convert↑
|
Common Stock
|
670,000 |
| 2021-11-10 | HALLERAN ARTHUR |
Director, President |
Convert↓
|
Options
|
500,000 |
| 2021-11-10 | YILDIRIM KUBILAY |
Director |
Convert↓
|
Stock Options
|
670,000 |
| 2021-11-10 | YILDIRIM KUBILAY |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Each Restricted Stock Unit is a notional shares of common shares of the issuer with a value of each Unit being equal to the Fair market value of a share of common stock at any time. |
Common Stock
|
250,000 |
| 2021-11-10 | THOMPSON DAVID MICHAEL |
Director, Chief Financial Officer, 10% Owner |
Convert↓
|
Options
|
350,000 |
| 2021-11-10 | HALLERAN ARTHUR |
Director, President |
Award↑
Filing footnotes — Common Stock (Direct)
Conversion of Restricted Stock Units into Fully paid Common Shares of the Company each Restricted Stock Unit is a notional share of common shares of the issuer with a value of each Unit being equal to the Fair market value of a share of common stock at the time. J warrants expired on 09/29/2021 as out of the money. |
Common Stock
|
300,000 |
| 2021-11-10 | HALLERAN ARTHUR |
Director, President |
Other↓
|
Options
|
320,000 |
| 2021-09-29 | HALLERAN ARTHUR |
Director, President |
Convert↓
|
Purchase Warrants
|
946,717 |
| 2021-09-03 | THOMPSON DAVID MICHAEL |
Director, Chief Financial Officer, 10% Owner |
Sell↓
|
Common Stock
|
96,000 |
| 2021-08-29 | THOMPSON DAVID MICHAEL |
Director, Chief Financial Officer, 10% Owner |
Sell↓
|
Common Stock
|
144,000 |
| 2021-08-24 | THOMPSON DAVID MICHAEL |
Director, Chief Financial Officer, 10% Owner |
Sell↓
|
Common Stock
|
25,000 |
| 2021-08-22 | THOMPSON DAVID MICHAEL |
Director, Chief Financial Officer, 10% Owner |
Sell↓
|
Common Stock
|
35,000 |
| 2021-08-17 | HALLERAN ARTHUR |
Director, President |
Other↓
|
Common Stock
|
115,000 |
| 2021-08-16 | HALLERAN ARTHUR |
Director, President |
Other↓
|
Common Stock
|
70,000 |
| 2021-08-13 | HALLERAN ARTHUR |
Director, President |
Other↓
|
Common Stock
|
106,000 |
| 2021-08-12 | HALLERAN ARTHUR |
Director, President |
Other↓
|
Common Stock
|
74,000 |
| 2021-08-11 | HALLERAN ARTHUR |
Director, President |
Other↓
|
Common Stock
|
45,000 |
| 2021-08-10 | HALLERAN ARTHUR |
Director, President |
Other↓
|
Common Stock
|
15,000 |
| 2021-08-09 | THOMPSON DAVID MICHAEL |
Director, Chief Financial Officer, 10% Owner |
Tax↑
|
Common Stock
|
500,000 |
| 2021-08-09 | HALLERAN ARTHUR |
Director, President |
Convert↓
|
Purchase Warrants
|
200,000 |
| 2021-08-09 | HALLERAN ARTHUR |
Director, President |
Convert↓
|
Purchase Warrants
|
2,360,000 |
| 2021-08-09 | HALLERAN ARTHUR |
Director, President |
Convert↓
|
Purchase Warrants
|
200,000 |
| 2021-08-09 | HALLERAN ARTHUR |
Director, President |
Convert↓
|
Purchase Warrants
|
2,360,000 |
| 2021-08-09 | THOMPSON DAVID MICHAEL |
Director, Chief Financial Officer, 10% Owner |
Convert↓
|
Stock Warrants
|
500,000 |
| 2021-08-09 | HALLERAN ARTHUR |
Director, President |
Convert↓
|
Purchase Warrants
|
200,000 |
| 2021-08-09 | HALLERAN ARTHUR |
Director, President |
Convert↓
|
Purchase Warrants
|
2,360,000 |
| 2021-08-09 | HALLERAN ARTHUR |
Director, President |
Other↓
|
Common Stock
|
20,000 |
| 2021-08-09 | HALLERAN ARTHUR |
Director, President |
Tax↑
|
Common Stock
|
2,360,000 |
| 2021-08-06 | HALLERAN ARTHUR |
Director, President |
Other↓
|
Common Stock
|
25,000 |
| 2021-08-05 | HALLERAN ARTHUR |
Director, President |
Other↓
|
Common Stock
|
30,000 |
| 2021-08-04 | HALLERAN ARTHUR |
Director, President |
Other↓
|
Common Stock
|
10,000 |
| 2021-08-03 | HALLERAN ARTHUR |
Director, President |
Other↓
|
Common Stock
|
32,500 |
| 2021-07-30 | HALLERAN ARTHUR |
Director, President |
Other↓
|
Common Stock
|
67,500 |
| 2021-07-29 | HALLERAN ARTHUR |
Director, President |
Other↓
|
Common Stock
|
10,000 |
| 2021-07-28 | HALLERAN ARTHUR |
Director, President |
Other↓
|
Common Stock
|
59,000 |
| 2021-07-27 | HALLERAN ARTHUR |
Director, President |
Other↓
|
Common Stock
|
25,000 |
| 2021-07-26 | HALLERAN ARTHUR |
Director, President |
Other↓
|
Common Stock
|
30,000 |
| 2021-07-23 | HALLERAN ARTHUR |
Director, President |
Other↓
|
Common Stock
|
10,000 |
| 2021-07-21 | HALLERAN ARTHUR |
Director, President |
Other↓
|
Common Stock
|
10,000 |
Legend
Buy — open-market purchase
Sell — open-market sale
↑ Shares acquired
↓ Shares disposed (gift, conversion, tax…)
Showing 1–50 of 85 transactions