ENDI · ENDI Corp.

$15.71 -0.24 (-1.50%) At close · Sep 1

Market Cap

$114.18M

7.27M

Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 4 and 5. Form 3 supplies initial ownership rather than a trade; Form 4 must be filed within two business days of the trade.

Date	Insider	Role	Type	Security	Shares	Price	Value	After
2023-02-28	Gupta Mahendra R	Director	Award↑ Filing footnotes — Restricted Stock Units (Direct) Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. The restricted stock unit grant was approved by the Issuer's board of directors on February 28, 2023, subject to stockholder approval of the Issuer's 2022 Omnibus Equity Incentive Plan (the "Stockholder Approval") under which the restricted stock unit grant was awarded. The restricted stock units shall vest immediately, in full, upon receipt of Stockholder Approval. Notwithstanding the foregoing, if the Issuer's stockholders do not approve the 2022 Omnibus Equity Incentive Plan at the Issuer's 2023 annual stockholder meeting, the restricted stock unit grant shall be null and void. The restricted stock units shall be settled by the Issuer in the year following the year in which the applicable vesting date occurs, but no later than March 15 of such following year.	Restricted Stock Units	5,250	—	—	5,250
2023-02-28	Kleinhammer Alea Ann	Chief Financial Officer	Award↑ Filing footnotes — Restricted Stock Units (Direct) Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. The restricted stock unit grant was approved by the Issuer's board of directors on February 28, 2023, subject to stockholder approval of the Issuer's 2022 Omnibus Equity Incentive Plan (the "Stockholder Approval") under which the restricted stock unit grant was awarded. The restricted stock units shall vest in four equal annual installments with the first installment vesting on January 1, 2025, subject to receipt of Stockholder Approval. Notwithstanding the foregoing, if the Issuer's stockholders do not approve the 2022 Omnibus Equity Incentive Plan at the Issuer's 2023 annual stockholder meeting, the restricted stock unit grant shall be null and void. The restricted stock units shall be settled by the Issuer in the year following the year in which the applicable vesting date occurs, but no later than March 15 of such following year.	Restricted Stock Units	45,348	—	—	45,348
2023-02-28	MCDONNELL THOMAS A	Director	Award↑ Filing footnotes — Restricted Stock Units (Direct) Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. The restricted stock unit grant was approved by the Issuer's board of directors on February 28, 2023, subject to stockholder approval of the Issuer's 2022 Omnibus Equity Incentive Plan (the "Stockholder Approval") under which the restricted stock unit grant was awarded. The restricted stock units shall vest immediately, in full, upon receipt of Stockholder Approval. Notwithstanding the foregoing, if the Issuer's stockholders do not approve the 2022 Omnibus Equity Incentive Plan at the Issuer's 2023 annual stockholder meeting, the restricted stock unit grant shall be null and void. The restricted stock units shall be settled by the Issuer in the year following the year in which the applicable vesting date occurs, but no later than March 15 of such following year.	Restricted Stock Units	5,250	—	—	5,250
2023-02-28	Posner Abigail	Director	Award↑ Filing footnotes — Restricted Stock Units (Direct) Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. The restricted stock unit grant was approved by the Issuer's board of directors on February 28, 2023, subject to stockholder approval of the Issuer's 2022 Omnibus Equity Incentive Plan (the "Stockholder Approval") under which the restricted stock unit grant was awarded. The restricted stock units shall vest immediately, in full, upon receipt of Stockholder Approval. Notwithstanding the foregoing, if the Issuer's stockholders do not approve the 2022 Omnibus Equity Incentive Plan at the Issuer's 2023 annual stockholder meeting, the restricted stock unit grant shall be null and void. The restricted stock units shall be settled by the Issuer in the year following the year in which the applicable vesting date occurs, but no later than March 15 of such following year.	Restricted Stock Units	5,250	—	—	5,250
2023-02-28	Greer Jessica L.	Secretary	Award↑ Filing footnotes — Restricted Stock Units (Direct) Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. The restricted stock unit grant was approved by the Issuer's board of directors on February 28, 2023, subject to stockholder approval of the Issuer's 2022 Omnibus Equity Incentive Plan (the "Stockholder Approval") under which the restricted stock unit grant was awarded. The restricted stock units shall vest in four equal annual installments with the first installment vesting on January 1, 2025, subject to receipt of Stockholder Approval. Notwithstanding the foregoing, if the Issuer's stockholders do not approve the 2022 Omnibus Equity Incentive Plan at the Issuer's 2023 annual stockholder meeting, the restricted stock unit grant shall be null and void. The restricted stock units shall be settled by the Issuer in the year following the year in which the applicable vesting date occurs, but no later than March 15 of such following year.	Restricted Stock Units	9,070	—	—	9,070
2022-08-18	Sherman David K.	Director, Chief Executive Officer, 10% Owner	Buy↑ Filing footnotes — Class A Common Stock (Indirect) Securities are beneficially owned by Cohanzick Offshore Advisors, LP. Cohanzick Offshore Management, LLC is the General Partner for Cohanzick Offshore Advisors, LP. David Sherman is the Managing Member of Cohanzick Offshore Management, LLC.	Class A Common Stock (I)	46,500	$5.37	$249,659	46,500
2022-08-18	MCDONNELL THOMAS A	Director	Buy↑	Class A Common Stock	60,000	$5.37	$322,140	60,000
2022-08-18	Sherman David K.	Director, Chief Executive Officer, 10% Owner	Buy↑ Filing footnotes — Class A Common Stock (Indirect) Securities are beneficially owned by Cohanzick Absolute Return Master Fund, Ltd. Cohanzick Absolute Return Partners, LP is the General Partner to Cohanzick Absolute Return Master Fund, Ltd. Cohanzick Capital, LP is the General Partner to Cohanzick Absolute Return Partners, LP. Sunnyside, LLC is the General Partner to Cohanzick Capital, LP. David Sherman is the Managing Member of Sunnyside, LLC.	Class A Common Stock (I)	200,000	$5.37	$1,073,800	200,000
2022-08-18	Gupta Mahendra R	Director	Buy↑	Class A Common Stock	10,000	$5.37	$53,690	10,000
2022-08-18	Sherman David K.	Director, Chief Executive Officer, 10% Owner	Buy↑ Filing footnotes — Class A Common Stock (Indirect) Securities are beneficially owned by Carole Levinson Blueweiss 2012 Trust (UAD 11/28/12). David Sherman is the Trustee of Carole Levinson Blueweiss 2012 Trust (UAD 11/28/12).	Class A Common Stock (I)	20,000	$5.37	$107,380	20,000
2022-08-18	Kleinhammer Alea Ann	Chief Financial Officer	Buy↑	Class A Common Stock	1,500	$5.37	$8,054	10,029
2022-08-18	Greer Jessica L.	Secretary	Buy↑	Class A Common Stock	1,000	$5.37	$5,369	9,379

Legend Buy — open-market purchase Sell — open-market sale ↑ Shares acquired ↓ Shares disposed (gift, conversion, tax…)

Showing 1–12 of 12 transactions

Key facts CIK 1908984 Visit website