ESN · Essential 40 Stock ETF
$20.76
-0.04 (-0.17%)
At close · Aug 14
Operational details from a fund's annual SEC Form N-CEN — its registration type, reporting period and named service providers such as the adviser, custodian, transfer agent and auditor. Only registered investment companies — mutual funds, ETFs and closed-end funds — file N-CEN, so operating companies show no data.
| Filed | Period End | Type | File Number | Amendment | First Filing | Last Filing |
|---|---|---|---|---|---|---|
| 2026-08-13 | 2026-05-31 | N-1A | 811-22549 | Original | — | — |
| 2026-06-10 | 2026-03-31 | N-1A | 811-22549 | Original | — | — |
| 2026-05-13 | 2026-02-28 | N-1A | 811-22549 | Original | — | — |
| 2026-03-16 | 2025-12-31 | N-1A | 811-22549 | Original | — | — |
| 2026-02-09 | 2025-11-30 | N-1A | 811-22549 | Original | — | — |
| 2026-01-13 | 2025-10-31 | N-1A | 811-22549 | Original | — | — |
| 2025-11-13 | 2025-08-31 | N-1A | 811-22549 | Original | — | — |
| 2025-08-14 | 2025-05-31 | N-1A | 811-22549 | Original | — | — |
| 2025-06-11 | 2025-03-31 | N-1A | 811-22549 | Original | — | — |
| 2025-05-13 | 2025-02-28 | N-1A | 811-22549 | Original | — | — |
| 2025-03-12 | 2024-12-31 | N-1A | 811-22549 | Original | — | — |
| 2025-02-10 | 2024-11-30 | N-1A | 811-22549 | Original | — | — |
| 2025-01-14 | 2024-10-31 | N-1A | 811-22549 | Original | — | — |
| 2024-11-13 | 2024-08-31 | N-1A | 811-22549 | Original | — | — |
| 2024-08-14 | 2024-05-31 | N-1A | 811-22549 | Original | — | — |
| 2024-06-13 | 2024-03-31 | N-1A | 811-22549 | Original | — | — |
| 2024-05-14 | 2024-02-29 | N-1A | 811-22549 | Original | — | — |
| 2024-03-15 | 2023-12-31 | N-1A | 811-22549 | Original | — | — |
| 2024-02-09 | 2023-11-30 | N-1A | 811-22549 | Original | — | — |
| 2024-01-12 | 2023-10-31 | N-1A | 811-22549 | Original | — | — |
| 2023-08-14 | 2023-05-31 | N-1A | 811-22549 | Original | — | — |
| 2023-05-15 | 2023-02-28 | N-1A | 811-22549 | Original | — | — |
| 2023-03-14 | 2022-12-31 | N-1A | 811-22549 | Original | — | — |
| 2023-02-10 | 2022-11-30 | N-1A | 811-22549 | Original | — | — |
| 2023-01-13 | 2022-10-31 | N-1A | 811-22549 | Original | — | — |
| 2022-11-10 | 2022-08-31 | N-1A | 811-22549 | Original | — | — |
| 2022-08-12 | 2022-05-31 | N-1A | 811-22549 | Original | — | — |
| 2022-05-13 | 2022-02-28 | N-1A | 811-22549 | Original | — | — |
| 2022-03-15 | 2021-12-31 | N-1A | 811-22549 | Original | — | — |
| 2022-02-11 | 2021-11-30 | N-1A | 811-22549 | Original | — | — |
| 2022-01-11 | 2021-10-31 | N-1A | 811-22549 | Original | — | — |
| 2021-08-16 | 2021-05-31 | N-1A | 811-22549 | Original | — | — |
| 2021-06-04 | 2021-03-31 | N-1A | 811-22549 | Original | — | — |
| 2021-05-11 | 2021-02-28 | N-1A | 811-22549 | Original | — | — |
| 2021-03-12 | 2020-12-31 | N-1A | 811-22549 | Original | — | — |
| 2021-02-12 | 2020-11-30 | N-1A | 811-22549 | Original | — | — |
| 2021-01-13 | 2020-10-31 | N-1A | 811-22549 | Original | — | — |
| 2020-11-12 | 2020-08-31 | N-1A | 811-22549 | Original | — | — |
| 2020-08-07 | 2020-05-31 | N-1A | 811-22549 | Original | — | — |
| 2020-06-10 | 2020-03-31 | N-1A | 811-22549 | Original | — | — |
| 2020-05-13 | 2020-02-29 | N-1A | 811-22549 | Original | — | — |
| 2020-03-16 | 2019-12-31 | N-1A | 811-22549 | Original | — | — |
| 2020-02-13 | 2019-11-30 | N-1A | 811-22549 | Original | — | — |
| 2020-01-14 | 2019-10-31 | N-1A | 811-22549 | Original | — | — |
Showing 1–44 of 44 filings
Service providers (latest report, filed 2026-08-13)
| Role | Firm | Country | Affiliated |
|---|---|---|---|
| Investment Adviser | KKM Financial, LLC | — | — |
| Investment Adviser | Longboard Asset Management, LP | — | — |
| Investment Adviser | The Future Fund LLC | — | — |
| Investment Adviser | Weitz Investment Management, Inc. | — | — |
| Custodian | Brown Brothers Harriman & Co. | — | — |
| Custodian | StoneX Financial Inc. | — | — |
| Custodian | U.S. Bank National Association | — | — |
| Transfer Agent | Brown Brothers Harriman & Co | US | — |
| Transfer Agent | Brown Brothers Harriman & Co. | US | — |
| Transfer Agent | Ultimus Fund Solutions, LLC | US | — |
| Administrator | Ultimus Fund Solutions, LLC | US | — |
| Administrator | Ultimus Fund Solutions, LLC. | US | — |
| Pricing Service | ICE Data Services | — | — |
| Shareholder Servicing Agent | Brown Brothers Harriman & Co | US | — |
| Shareholder Servicing Agent | Brown Brothers Harriman & Co. | US | — |
| Shareholder Servicing Agent | Ultimus Fund Solutions, LLC | US | — |
| Principal Underwriter | Northern Lights Distributors | — | Yes |
| Independent Public Accountant | Cohen & Company | US | — |
| Independent Public Accountant | RSM US LLP | US | — |
| Independent Public Accountant | Tait Weller | US | — |
Key facts
CIK
1518042
CUSIP
664925708
13F (30d)
6 filings
6 filers