Establishment Labs Holdings Inc 8-K, filed May 28, 2021
Establishment Labs Holdings Inc. (ESTA)
8-K
2021-05-28
For: 2021-05-24
View Original
Added on
April 08, 2026
About this 8-K
Establishment Labs Holdings Inc filed this 8-K on May 28, 2021, reporting on events of May 24, 2021.
Items reported
- Item 5.02: Director or officer change, or executive pay
- Item 5.07: Shareholder vote results
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
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of the Securities Exchange Act of 1934
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Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
Stock Option Grant
On May 24, 2021, the Compensation Committee of the Board of Directors of Establishment Labs Holdings Inc. (the "Company") approved the grant of a stock option to purchase 50,000 Common Shares to Pratip Dastidar, the Company's Global Head of Operations. The stock option was granted under the Company’s 2018 Equity Incentive Plan and has a per share exercise price equal to $77.11, the closing price of the Common Shares as reported on The Nasdaq Capital Market on May 24, 2021. This option grant is subject to a four-year vesting schedule, with 25% vesting one year after a vesting commencement date of May 17, 2021 and 25% each one year anniversary thereafter, subject to his continued service to the Company.
Item 5.07 Submission of Matters to a Vote of Security Holders.
On May 25, 2021, the Company held its 2021 Annual Meeting of Stockholders (the “Annual Meeting”). Present at the Annual Meeting in person or by proxy were holders of 18,322,646 of the Company’s Common Shares, representing 77.35% of the voting power of the Company’s Common Shares as of April 5, 2021, the record date for the Annual Meeting, and constituting a quorum for the transaction of business. The matters before the Annual Meeting are described in more detail in the Company’s definitive proxy statement filed with the United States Securities and Exchange Commission on April 14, 2021.
Proposal 1 - Election of Directors. The following nominee was elected as a Class III director to serve until the 2024 Annual Meeting of Stockholders and until her successor is duly elected and qualified:
| Nominee | Votes For | Votes Against | Abstain | Broker Non-votes | ||||||||||||||||||||||
| Lisa Gersh | 11,296,901 | 2,027,681 | 1,245 | 4,996,819 | ||||||||||||||||||||||
Proposal 2 - Ratification of the Appointment of Independent Registered Public Accounting Firm. The appointment of Marcum LLP as the Company’s independent registered public accounting firm for its fiscal year ending December 31, 2021 was ratified.
| Votes For | Votes Against | Abstain | ||||||||||||
| 18,320,658 | 397 | 1,591 | ||||||||||||
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.
ESTABLISHMENT LABS HOLDINGS INC. | ||||||||||||||
Dated: | May 28, 2021 | By: | /s/ Renee M. Gaeta | |||||||||||
Name: | Renee M. Gaeta | |||||||||||||
Title: | Chief Financial Officer | |||||||||||||