FFND · Essential 40 Stock ETF
Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.
Holders: 17
Total Value: $232,190,427
Total Shares: 11,677,250
Institutional Ownership Trend
8 quarters
Holder Concentration
Across 17 13F filers · Δ vs Mar 31, 2026Top Holder
29.6%
−0.8 pts
Top 5
79.0%
+1.4 pts
Top 10
96.0%
+1.3 pts
HHI
1,654
Moderately concentrated+22
Quarterly Activity
vs Mar 31, 2026
New
3
Increased
11
Decreased
3
Sold Out
10
Unchanged
0
Holder count:
-7
Institutional value:
+22.5%
Shares held:
+7.9%
Top Buyers
vs Mar 31, 2026| Institution | Added | Now Holds | Open |
|---|---|---|---|
| Small Legacy Financial Group LLC | +374,816 | 2,274,028 | |
| Mega LPL Financial LLC | +247,345 | 389,024 | |
| Mega ROYAL BANK OF CANADA | +174,308 | 174,309 | |
| Large Sanctuary Advisors, LLC | +169,840 | 3,459,659 | |
| Mid HARBOUR INVESTMENTS, INC. | +132,429 | 859,522 |
Top Sellers
vs Mar 31, 2026| Institution | Sold | Now Holds | Open |
|---|---|---|---|
| Large Janney Montgomery Scott LLC | −3,372 | 35,334 | |
| Small KKM Financial LLC | −718 | 592,014 | |
| Mid Allworth Financial LP | −714 | 26,542 |
Top New Positions
vs Mar 31, 2026| Institution | Acquired | Value (USD) | Open |
|---|---|---|---|
| Large Vinva Investment Management Ltd | 618,308 | $12,294,436 | |
| Micro Mowery & Schoenfeld Wealth Management, LLC | 68,840 | $1,368,814 | |
| Mega ENVESTNET ASSET MANAGEMENT INC | 39,070 | $776,867 |
Top Sold-Out Positions
vs Mar 31, 2026| Institution | Previously Held | Last Value (USD) | Open |
|---|---|---|---|
| Mid Atria Investments, Inc | 608,606 | $10,659,734 | |
| Large CWM, LLC | 315,502 | $5,526,017 | |
| Micro BREAKTHRU ADVISORY SERVICES, LLC | 140,802 | $2,466,147 | |
| Small Quantum Private Wealth, LLC | 62,000 | $1,085,930 | |
| Large COMMONWEALTH EQUITY SERVICES, LLC | 54,042 | $946,545 |
| Holder | Value (USD) | % of 13F | Shares | Type | Filed | Open |
|---|---|---|---|---|---|---|
| Large Sanctuary Advisors, LLC | $68,791,859 | 29.63% | 3,459,659 | Shares | 2026-08-13 | |
| Small Legacy Financial Group LLC | $45,216,772 | 19.47% | 2,274,028 | Shares | 2026-08-05 | |
| Mega RAYMOND JAMES FINANCIAL INC | $32,714,944 | 14.09% | 1,645,290 | Shares | 2026-08-14 | |
| Mega UBS Group AG | $19,555,754 | 8.42% | 983,492 | Shares | 2026-08-13 | |
| Mid HARBOUR INVESTMENTS, INC. | $17,090,735 | 7.36% | 859,522 | Shares | 2026-08-12 | |
| Large Vinva Investment Management Ltd | $12,294,436 | 5.29% | 618,308 | Shares | 2026-08-14 | |
| Small KKM Financial LLC | $11,771,606 | 5.07% | 592,014 | Shares | 2026-08-14 | |
| Mega LPL Financial LLC | $7,735,353 | 3.33% | 389,024 | Shares | 2026-08-07 | |
| Large Rockefeller Capital Management L.P. | $4,177,965 | 1.80% | 210,117 | Shares | 2026-08-13 | |
| Mega ROYAL BANK OF CANADA Bank | $3,465,960 | 1.49% | 174,309 | Shares | 2026-08-14 | |
| Mega Bank of New York Mellon Corp Bank | $2,425,250 | 1.04% | 121,970 | Shares | 2026-08-06 | |
| Mid Equitable Holdings, Inc. | $1,839,190 | 0.79% | 92,496 | Shares | 2026-08-17 | |
| Mid GTS SECURITIES LLC Broker-Dealer | $1,734,580 | 0.75% | 87,235 | Shares | 2026-08-14 | |
| Micro Mowery & Schoenfeld Wealth Management, LLC | $1,368,814 | 0.59% | 68,840 | Shares | 2026-08-06 | |
| Mega ENVESTNET ASSET MANAGEMENT INC | $776,867 | 0.33% | 39,070 | Shares | 2026-08-03 | |
| Large Janney Montgomery Scott LLC | $702,581 | 0.30% | 35,334 | Shares | 2026-08-05 | |
| Mid Allworth Financial LP | $527,761 | 0.23% | 26,542 | Shares | 2026-08-11 |
Key facts
CIK
1518042
CUSIP
664925708
13F (30d)
18 filings
18 filers