Large
Pathstone Holdings, LLC
2
$7,824,513
23.35%
715,875
9.156%
Mar 31, 2026 (carried forward)
Dec 2023
Shares
2026-05-11
This filing is a combination report: the position is filed across the managers below.
Manager
Shares
Value (USD)
% of position
Discretion
ADVISOR PARTNERS II, LLC
713,950
$7,803,473
99.7%
Defined
Held directly
1,925
$21,040
0.3%
Sole
Large
GUGGENHEIM CAPITAL LLC
1
$2,911,478
8.69%
266,375
3.407%
Mar 31, 2026 (carried forward)
≤ Mar 2020
Shares
2026-05-15
This filing is a combination report: the position is filed across the managers below.
Manager
Shares
Value (USD)
% of position
Discretion
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
266,375
$2,911,478
100.0%
Defined
Small
ROBINSON CAPITAL MANAGEMENT, LLC
$2,134,945
6.37%
195,329
2.498%
Mar 31, 2026 (carried forward)
≤ Mar 2020
Shares
2026-05-11
Mid
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD
$1,812,133
5.41%
157,714
2.017%
Jun 30, 2026
Jun 2023
Shares
2026-07-31
Mid
RIVERNORTH CAPITAL MANAGEMENT, LLC
$1,605,912
4.79%
146,927
1.879%
Mar 31, 2026 (carried forward)
Mar 2022
Shares
2026-05-15
Mid
RIVERBRIDGE PARTNERS LLC
$1,604,371
4.79%
139,632
1.786%
Jun 30, 2026
Dec 2022
Shares
2026-07-13
Mega
BANK OF AMERICA CORP /DE/
Bank
1
$1,463,100
4.37%
133,861
1.712%
Mar 31, 2026 (carried forward)
≤ Mar 2020
Shares
2026-05-18
This filing is a combination report: the position is filed across the managers below.
Manager
Shares
Value (USD)
% of position
Discretion
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
133,861
$1,463,100
100.0%
Defined
Small
Matisse Capital
2
$1,407,947
4.20%
128,815
1.648%
Mar 31, 2026 (carried forward)
Sep 2022
Shares
2026-05-08
This filing is a combination report: the position is filed across the managers below.
Manager
Shares
Value (USD)
% of position
Discretion
Manager 1
384
$4,197
0.3%
Other
Held directly
128,431
$1,403,750
99.7%
Sole
Mega
Bank of New York Mellon Corp
Bank
2
$1,109,733
3.31%
101,531
1.299%
Mar 31, 2026 (carried forward)
Sep 2023
Shares
2026-05-05
This filing is a combination report: the position is filed across the managers below.
Manager
Shares
Value (USD)
% of position
Discretion
BNY Mellon, NA
101,504
$1,109,438
100.0%
Defined
Held directly
27
$295
0.0%
Defined
Small
1607 Capital Partners, LLC
$992,487
2.96%
90,804
1.161%
Mar 31, 2026 (carried forward)
≤ Mar 2020
Shares
2026-05-15
Mega
WELLS FARGO & COMPANY/MN
2
$945,017
2.82%
86,461
1.106%
Mar 31, 2026 (carried forward)
≤ Mar 2020
Shares
2026-05-11
This filing is a combination report: the position is filed across the managers below.
Manager
Shares
Value (USD)
% of position
Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
6,258
$68,399
7.2%
Defined
WELLS FARGO CLEARING SERVICES, LLC
80,203
$876,618
92.8%
Defined
Mid
Hennion & Walsh Asset Management, Inc.
$839,677
2.51%
73,079
0.935%
Jun 30, 2026
Jun 2022
Shares
2026-07-08
Mega
UBS Group AG
1
$750,847
2.24%
68,696
0.879%
Mar 31, 2026 (carried forward)
≤ Mar 2020
Shares
2026-05-05
This filing is a combination report: the position is filed across the managers below.
Manager
Shares
Value (USD)
% of position
Discretion
UBS Financial Services Inc
68,696
$750,847
100.0%
Defined
Small
Logan Stone Capital, LLC
$736,037
2.20%
67,341
0.861%
Mar 31, 2026 (carried forward)
Sep 2022
Shares
2026-05-15
Micro
GILL CAPITAL PARTNERS, LLC
$712,515
2.13%
65,189
0.834%
Mar 31, 2026 (carried forward)
≤ Mar 2020
Shares
2026-04-13
Micro
Closed-End Fund Advisors, Inc.
$702,004
2.09%
61,097
0.781%
Jun 30, 2026
Dec 2025
Shares
2026-07-27
Small
MELFA WEALTH MANAGEMENT, INC.
$536,077
1.60%
46,656
0.597%
Jun 30, 2026
Mar 2025
Shares
2026-07-24
Mega
RAYMOND JAMES FINANCIAL INC
3
$516,365
1.54%
47,243
0.604%
Mar 31, 2026 (carried forward)
Dec 2024
Shares
2026-05-14
This filing is a combination report: the position is filed across the managers below.
Small
Noble Wealth Management PBC
$496,942
1.48%
43,250
0.553%
Jun 30, 2026
Dec 2024
Shares
2026-07-01
Mid
Karpus Management, Inc.
$493,937
1.47%
45,191
0.578%
Mar 31, 2026 (carried forward)
≤ Mar 2020
Shares
2026-05-14
Large
Kestra Advisory Services, LLC
$421,108
1.26%
36,650
0.469%
Jun 30, 2026
Dec 2020
Shares
2026-07-28
Small
ProVise Management Group, LLC
$416,282
1.24%
36,230
0.463%
Jun 30, 2026
≤ Mar 2020
Shares
2026-08-03
Small
Bulldog Investors, LLP
$373,609
1.11%
34,182
0.437%
Mar 31, 2026 (carried forward)
Mar 2026
Shares
2026-05-08
Mid
HORIZON KINETICS ASSET MANAGEMENT LLC
$373,478
1.11%
34,170
0.437%
Mar 31, 2026 (carried forward)
≤ Mar 2020
Shares
2026-05-15
Mid
Capital Investment Advisors, LLC
$316,565
0.94%
28,963
0.370%
Mar 31, 2026 (carried forward)
≤ Mar 2020
Shares
2026-04-17
Micro
Ackerman Capital Advisors, LLC
$315,917
0.94%
27,495
0.352%
Jun 30, 2026
Dec 2021
Shares
2026-07-30
Mega
MORGAN STANLEY
1
$313,701
0.94%
28,701
0.367%
Mar 31, 2026 (carried forward)
≤ Mar 2020
Shares
2026-05-15
This filing is a combination report: the position is filed across the managers below.
Manager
Shares
Value (USD)
% of position
Discretion
MORGAN STANLEY SMITH BARNEY LLC
28,701
$313,701
100.0%
Defined
Mega
AMERIPRISE FINANCIAL INC
1
$252,187
0.75%
23,073
0.295%
Mar 31, 2026 (carried forward)
Mar 2026
Shares
2026-05-15
This filing is a combination report: the position is filed across the managers below.
Manager
Shares
Value (USD)
% of position
Discretion
Ameriprise Financial Services, LLC
23,073
$252,187
100.0%
Defined
Micro
SARD WEALTH MANAGEMENT GROUP, LLC
$225,136
0.67%
20,598
0.263%
Mar 31, 2026 (carried forward)
Dec 2023
Shares
2026-04-10
Small
XML Financial, LLC
$205,900
0.61%
17,920
0.229%
Jun 30, 2026
Sep 2021
Shares
2026-07-24
Micro
North Ground Capital
$186,006
0.56%
17,018
0.218%
Mar 31, 2026 (carried forward)
Dec 2024
Shares
2026-05-11
Mid
Savvy Advisors, Inc.
$147,830
0.44%
12,866
0.165%
Jun 30, 2026
Dec 2025
Shares
2026-08-03
Mega
ROYAL BANK OF CANADA
Bank
1
$111,496
0.33%
10,201
0.130%
Mar 31, 2026 (carried forward)
≤ Mar 2020
Shares
2026-05-15
This filing is a combination report: the position is filed across the managers below.
Manager
Shares
Value (USD)
% of position
Discretion
RBC Capital Markets, LLC
10,201
$111,496
100.0%
Defined
Large
Steward Partners Investment Advisory, LLC
$87,112
0.26%
7,970
0.102%
Mar 31, 2026 (carried forward)
Mar 2021
Shares
2026-05-08
Small
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC
$53,535
0.16%
4,898
0.063%
Mar 31, 2026 (carried forward)
Dec 2023
Shares
2026-05-11
Small
Financial Gravity Companies, Inc.
$37,457
0.11%
3,260
0.042%
Jun 30, 2026
Dec 2024
Shares
2026-08-05
Small
Financial Gravity Asset Management, Inc.
$35,631
0.11%
3,260
0.042%
Mar 31, 2026 (carried forward)
Mar 2025
Shares
2026-05-08
Micro
Smallwood Wealth Investment Management, LLC
$22,371
0.07%
1,947
0.025%
Jun 30, 2026
Mar 2025
Shares
2026-07-23
Mid
WOLVERINE ASSET MANAGEMENT LLC
1
$7,672
0.02%
702
0.009%
Mar 31, 2026 (carried forward)
Jun 2020
Shares
2026-05-04
This filing is a combination report: the position is filed across the managers below.
Manager
Shares
Value (USD)
% of position
Discretion
Wolverine Holdings, LLC
702
$7,672
100.0%
Defined
Micro
Mascoma Wealth Management LLC
$3,826
0.01%
333
0.004%
Jun 30, 2026
Jun 2022
Shares
2026-07-24
Small
FNY Investment Advisers, LLC
$3,447
0.01%
300
0.004%
Jun 30, 2026
Mar 2022
Shares
2026-07-08
Large
OSAIC HOLDINGS, INC.
1
$3,257
0.01%
298
0.004%
Mar 31, 2026 (carried forward)
≤ Mar 2020
Shares
2026-05-15
This filing is a combination report: the position is filed across the managers below.
Manager
Shares
Value (USD)
% of position
Discretion
OSAIC WEALTH, INC.
298
$3,257
100.0%
Defined
Micro
SIT INVESTMENT ASSOCIATES INC
1
$382
0.00%
34,937
0.447%
Mar 31, 2026 (carried forward)
≤ Mar 2020
Shares
2026-05-13
This filing is a combination report: the position is filed across the managers below.
Manager
Shares
Value (USD)
% of position
Discretion
SIT FIXED INCOME ADVISORS II LLC /ADV
34,937
$382
100.0%
Sole
Mid
SIGNATUREFD, LLC
$11
0.00%
1
0.000%
Jun 30, 2026
Dec 2024
Shares
2026-07-24
No holders match your search.