Global Indemnity Group, LLC 8-K, filed Aug 19, 2021
Global Indemnity Group, LLC (GBLI)
8-K
2021-08-19
For: 2021-08-18
View Original
Added on
April 09, 2026
About this 8-K
Global Indemnity Group, LLC filed this 8-K on August 19, 2021, reporting on events of August 18, 2021.
Items reported
- Item 8.01: Other events
- Item 9.01: Financial statements and exhibits
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported)
(Exact name of registrant as specified in its charter)
| (State or other jurisdiction of incorporation) | (Commission File Number) | (I.R.S. Employer Identification No.) |
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(610 ) 664-1500
(Registrant’s telephone number, including area code)
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2. below):
| Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) | |
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| Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) | |
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| Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) | |
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| Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: |
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on which registered
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the
Exchange Act. ☐
Item 8.01 Other Events
On August 18, 2021, Global Indemnity Group, LLC sent a letter to Harbert Discovery Fund, LP. A copy of the letter is filed as Exhibit 99.1 to this Form
8-K and is incorporated herein by reference.
Item 9.01 Other Events
(d) Exhibits
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Exhibit
No.
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Description
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104
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Cover Page Interactive Data File (embedded within the Inline XBRL document).
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
| Global Indemnity Group, LLC | ||||
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August 18, 2021
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By:
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/s/ Stephen W. Ries | ||
| Name: | Stephen W. Ries | |||
| Title: | Secretary | |||
Exhibit 99.1
| Harbert Discovery Fund, LP 2100 Third Avenue North, Suite 600 Birmingham, AL 35203 |
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| Attn: | Kenan Lucas, Managing Director and Portfolio |
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Manager of Harbert Discovery Fund GP, LLC |
August 18, 2021
Dear Mr. Lucas:
We refer to your letter to the Chairman of our Board of Directors, dated August 12, 2021. While we thank you for your continued interest in Global
Indemnity Group, LLC (“GBLI”), we must nevertheless inform you, and must caution holders of GBLI securities as well as others who may be interested in investing in GBLI securities, that your August 12, 2021 letter to the Chairman contains both
material factual misstatements and significant misleading characterizations of GBLI. We entreat you to take more care in your research and analysis, particularly with respect to material you publicly disseminate.
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Very truly yours, |
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/s/ Stephen W. Ries |
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Stephen W. Ries |
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Sr. Vice President, Sr. Corporate Counsel, Head of Investor Relations & Secretary
Global Indemnity Group, LLC
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Three Bala Plaza East │ Suite 300 │ Bala Cynwyd, PA 19004 │ P: 610-664-1500│ F: 610-660-8882 │ global-indemnity.com