GCV · Gabelli Convertible & Income Securities Fund Inc · Insider Trading
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 4 and 5. Form 3 supplies initial ownership rather than a trade; Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2025-11-10 | GABELLI MARIO J |
10% Owner |
Buy↑
|
Common Stock, Par Value $0.001
|
50,000 |
| 2025-07-11 | GABELLI MARIO J |
10% Owner |
Sell↓
Filing footnotes — Common Stock, Par Value $0.001 (Indirect)
The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. |
Common Stock, Par Value $0.001
(I)
|
3,100 |
| 2025-07-01 | GABELLI MARIO J |
10% Owner |
Sell↓
|
Common Stock, Par Value $0.001
|
5,000 |
| 2025-06-26 | DINSMORE THOMAS H |
Director |
Other↓
Filing footnotes — Series G Cumulative Preferred Stock (Direct)
The shares being reported were redeemed in accordance with the redemption of the outstanding Series G Cumulative Preferred Stock. |
Series G Cumulative Preferred Stock
|
25,000 |
| 2025-06-26 | DINSMORE THOMAS H |
Director |
Buy↑
|
Series H Cumulative Preferred Stock
|
25,000 |
| 2025-02-10 | GABELLI MARIO J |
10% Owner |
Sell↓
|
Common Stock, Par Value $0.001
|
999 |
| 2024-10-15 | GABELLI MARIO J |
10% Owner |
Sell↓
Filing footnotes — Common Stock, Par Value $0.001 (Indirect)
The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. |
Common Stock, Par Value $0.001
(I)
|
3,000 |
| 2024-09-05 | GABELLI MARIO J |
10% Owner |
Sell↓
Filing footnotes — Common Stock, Par Value $0.001 (Indirect)
The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. |
Common Stock, Par Value $0.001
(I)
|
8,000 |
| 2024-08-29 | GABELLI MARIO J |
10% Owner |
Sell↓
|
Common Stock, Par Value $0.001
|
1,669 |
| 2024-07-29 | GABELLI MARIO J |
10% Owner |
Sell↓
Filing footnotes — Common Stock, Par Value $0.001 (Indirect)
The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. |
Common Stock, Par Value $0.001
(I)
|
1,424 |
| 2024-04-11 | GABELLI MARIO J |
10% Owner |
Sell↓
Filing footnotes — Common Stock, Par Value $0.001 (Indirect)
The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. |
Common Stock, Par Value $0.001
(I)
|
576 |
| 2024-02-22 | Ball John Chester |
President & Treasurer |
Buy↑
|
Common Stock, Par Value $0.001
|
69 |
| 2023-12-26 | ZIZZA SALVATORE J |
Director |
Other↓
Filing footnotes — Series G Cumulative Preferred Stock (Direct)
Shares were surrendered in accordance with Right to Put to the Fund up to 100% of Outstanding Series G Cumulative Preferred Stock. |
Series G Cumulative Preferred Stock
|
50,000 |
| 2023-12-26 | GABELLI MARIO J |
10% Owner |
Other↓
Filing footnotes — Series G Cumulative Preferred Stock (Indirect)
Shares were surrendered in accordance with Right to Put to the Fund up to 100% of Outstanding Series G Cumulative Puttable and Callable Preferred Stock. The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. |
Series G Cumulative Preferred Stock
(I)
|
200,000 |
| 2023-12-26 | GABELLI MARIO J |
10% Owner |
Other↓
Filing footnotes — Series G Cumulative Preferred Stock (Indirect)
Shares were surrendered in accordance with Right to Put to the Fund up to 100% of Outstanding Series G Cumulative Puttable and Callable Preferred Stock. The shares reported reflect the total shares owned by GAMCO Investors, Inc. (GAMCO). Mario J. Gabelli is the Chairman, Chief Executive Officer, controlling shareholder of GAMCO and Chief Investment Officer of Value Portfolios of Gabelli Funds, LLC (the Adviser). Mr. Gabelli has less than a 100% interest in GAMCO and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. |
Series G Cumulative Preferred Stock
(I)
|
150,000 |
| 2023-12-07 | GABELLI MARIO J |
10% Owner |
Sell↓
Filing footnotes — Common Stock, Par Value $0.001 (Indirect)
The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. |
Common Stock, Par Value $0.001
(I)
|
4,000 |
| 2023-11-22 | GABELLI MARIO J |
10% Owner |
Sell↓
Filing footnotes — Common Stock, Par Value $0.001 (Indirect)
The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. |
Common Stock, Par Value $0.001
(I)
|
5,000 |
| 2023-07-28 | GABELLI MARIO J |
10% Owner |
Sell↓
Filing footnotes — Common Stock, Par Value $0.001 (Indirect)
The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. |
Common Stock, Par Value $0.001
(I)
|
10,000 |
| 2022-12-29 | DINSMORE THOMAS H |
Director |
Buy↑
|
Series G Cumulative Preferred Stock
|
25,000 |
| 2022-12-29 | GABELLI MARIO J |
10% Owner |
Buy↑
Filing footnotes — Series G Cumulative Preferred Stock (Indirect)
The shares reported reflect the total shares owned by GAMCO Investors, Inc. (GAMCO). Mario J. Gabelli is the Chairman, Chief Executive Officer, and controlling shareholder of GAMCO. Mr. Gabelli has less than a 100% interest in GAMCO and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. |
Series G Cumulative Preferred Stock
(I)
|
150,000 |
| 2022-12-29 | GABELLI MARIO J |
10% Owner |
Buy↑
Filing footnotes — Series G Cumulative Preferred Stock (Indirect)
The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. |
Series G Cumulative Preferred Stock
(I)
|
200,000 |
| 2022-12-29 | ZIZZA SALVATORE J |
Director |
Buy↑
|
Series G Cumulative Preferred Stock
|
50,000 |
| 2022-12-05 | GABELLI MARIO J |
10% Owner |
Sell↓
Filing footnotes — Common Stock, Par Value $0.001 (Indirect)
The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. |
Common Stock, Par Value $0.001
(I)
|
5,000 |
| 2022-12-01 | GABELLI MARIO J |
10% Owner |
Sell↓
Filing footnotes — Common Stock, Par Value $0.001 (Indirect)
The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. |
Common Stock, Par Value $0.001
(I)
|
5,000 |
| 2022-06-13 | GABELLI MARIO J |
10% Owner |
Sell↓
|
Common Stock, Par Value $0.001
|
7,501 |
| 2022-02-17 | Mullady Agnes |
Director |
Buy↑
|
Common Stock, Par Value $0.001
|
150 |
| 2022-01-10 | GABELLI MARIO J |
10% Owner |
Sell↓
|
Common Stock, Par Value $0.001
|
5,000 |
| 2021-11-15 | GABELLI MARIO J |
10% Owner |
Sell↓
Filing footnotes — Common Stock, Par Value $0.001 (Indirect)
The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. |
Common Stock, Par Value $0.001
(I)
|
9,000 |
| 2021-11-12 | GABELLI MARIO J |
10% Owner |
Sell↓
|
Common Stock, Par Value $0.001
|
8,000 |
| 2021-11-01 | GABELLI MARIO J |
10% Owner |
Sell↓
Filing footnotes — Common Stock, Par Value $0.001 (Direct)
Total includes shares acquired through dividend reinvestment subsequent to the initial purchase. |
Common Stock, Par Value $0.001
|
343 |
| 2021-05-14 | Birch John |
Director |
Buy↑
|
Common Stock, Par Value $0.001
|
1,624 |
| 2021-02-08 | ALPERT BRUCE N |
President |
Inheritance↑
Filing footnotes — Common Stock, Par Value $0.001 (Direct)
The shares being reported were acquired from an estate inheritance. |
Common Stock, Par Value $0.001
|
1,541 |
| 2021-01-15 | GABELLI MARIO J |
10% Owner |
Sell↓
Filing footnotes — Common Shares, Par Value $0.001 (Indirect)
The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chairman and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. |
Common Shares, Par Value $0.001
(I)
|
988 |
| 2020-11-30 | GABELLI MARIO J |
10% Owner |
Sell↓
|
Common Stock, Par Value $0.001
|
4,000 |
| 2020-11-12 | Birch John |
Director |
Buy↑
|
Common Stock, Par Value $0.001
|
149 |
| 2020-11-11 | Birch John |
Director |
Buy↑
|
Common Stock, Par Value $0.001
|
5,296 |
| 2020-08-20 | GABELLI MARIO J |
10% Owner |
Sell↓
Filing footnotes — Common Stock, Par Value $0.001 (Indirect)
The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. |
Common Stock, Par Value $0.001
(I)
|
4,198 |
| 2020-07-23 | GABELLI MARIO J |
10% Owner |
Sell↓
Filing footnotes — Common Stock, Par Value $0.001 (Indirect)
The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chairman and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. |
Common Stock, Par Value $0.001
(I)
|
2,000 |
| 2020-07-16 | GABELLI MARIO J |
10% Owner |
Sell↓
Filing footnotes — Common Stock, Par Value $0.001 (Direct)
Total includes shares acquired through dividend reinvestment subsequent to the initial purchase. |
Common Stock, Par Value $0.001
|
6,000 |
| 2020-04-17 | Birch John |
Director |
Buy↑
|
Common Stock, Par Value $0.001
|
1,000 |
| 2020-01-30 | GABELLI MARIO J |
10% Owner |
Sell↓
Filing footnotes — Common Stock, Par Value $0.001 (Indirect)
The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. |
Common Stock, Par Value $0.001
(I)
|
4,000 |
| 2020-01-27 | GABELLI MARIO J |
10% Owner |
Sell↓
Filing footnotes — Common Stock, Par Value $0.001 (Indirect)
The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. |
Common Stock, Par Value $0.001
(I)
|
6,000 |
| 2020-01-24 | GABELLI MARIO J |
10% Owner |
Sell↓
Filing footnotes — Common Stock, Par Value $0.001 (Indirect)
The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. |
Common Stock, Par Value $0.001
(I)
|
802 |
| 2020-01-21 | GABELLI MARIO J |
10% Owner |
Sell↓
Filing footnotes — Common Stock, Par Value $0.001 (Indirect)
The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. |
Common Stock, Par Value $0.001
(I)
|
6,732 |
| 2020-01-15 | GABELLI MARIO J |
10% Owner |
Sell↓
Filing footnotes — Common Stock, Par Value $0.001 (Direct)
Total includes shares acquired through dividend reinvestment subsequent to the initial purchase. |
Common Stock, Par Value $0.001
|
4,782 |