GEME · Pacific North of South EM Equity Active ETF

Shares withheld by the Issuer to satisfy tax withholding obligations upon vesting of restricted stock units.

Shares withheld by the Issuer to satisfy tax withholding obligations upon vesting of restricted stock units.

The amount of securities reported as beneficially owned reflects an adjustment as described in the reporting person's Form 4/A filed on February 13, 2024.

Shares withheld by the Issuer to satisfy tax withholding obligations upon vesting of restricted stock units.

Shares withheld by the Issuer to satisfy tax withholding obligations upon vesting of restricted stock units.

Shares withheld by the Issuer to satisfy tax withholding obligations upon vesting of restricted stock units.

Shares withheld by the Issuer to satisfy tax withholding obligations upon vesting of restricted stock units.

Shares withheld by the Issuer to satisfy tax withholding obligations upon vesting of restricted stock units.

Shares withheld by the Issuer to satisfy tax withholding obligations upon vesting of restricted stock units.

Shares withheld by the Issuer to satisfy tax withholding obligations upon vesting of restricted stock units.

Shares withheld by the Issuer to satisfy tax withholding obligations upon vesting of restricted stock units.

The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on December 2, 2022.

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $.8028 to $.8851, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Shares withheld by the Issuer to satisfy tax withholding obligations upon vesting of restricted stock units.

Shares withheld by the Issuer to satisfy tax withholding obligations upon vesting of restricted stock units.

The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on December 2, 2022.

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $.7716 to $.7941, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on March 15, 2023.

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $.7549 to $.8500, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

The shares are held directly by the Exempt Family Trust c/u Leah M. Faulkner 2017 Dynasty Trust (the "Leah Faulkner Trust"). Mr. Faulkner is the trustee of the Leah Faulkner Trust. Mr. Faulkner disclaims beneficial ownership of the shares held by the Leah Faulkner Trust except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that Mr. Faulkner is the beneficial owner of the shares held by the Leah Faulkner Trust.

Shares withheld by the Issuer to satisfy tax withholding obligations upon vesting of restricted stock units.

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $.7550 to $.8000, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on December 2, 2022.

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $.7700 to $.9000, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on March 15, 2023.

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $.7774 to $.8997, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

The shares are held directly by the Exempt Family Trust c/u Leah M. Faulkner 2017 Dynasty Trust (the "Leah Faulkner Trust"). Mr. Faulkner is the trustee of the Leah Faulkner Trust. Mr. Faulkner disclaims beneficial ownership of the shares held by the Leah Faulkner Trust except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that Mr. Faulkner is the beneficial owner of the shares held by the Leah Faulkner Trust.

The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on December 2, 2022.

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.7700 to $0.8997, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on December 2, 2022.

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.98 to $1.11, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on March 15, 2023.

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.02 to $1.12, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

The shares are held directly by the Exempt Family Trust c/u Leah M. Faulkner 2017 Dynasty Trust (the "Leah Faulkner Trust"). Mr. Faulkner is the trustee of the Leah Faulkner Trust. Mr. Faulkner disclaims beneficial ownership of the shares held by the Leah Faulkner Trust except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that Mr. Faulkner is the beneficial owner of the shares held by the Leah Faulkner Trust.

The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on December 2, 2022.

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.02 to $1.10, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.1650 to $1.1799, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on December 2, 2022.

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.165 to $1.28, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on December 2, 2022.

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.14 to $1.34, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock. The grant was made under the Issuer's 2023 director compensation program and will vest on April 2, 2024.

The restricted common stock units were awarded in an exempt transaction pursuant to Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended.

The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on March 15, 2023.

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.13 to $1.33, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

The shares are held directly by the Exempt Family Trust c/u Leah M. Faulkner 2017 Dynasty Trust (the "Leah Faulkner Trust"). Mr. Faulkner is the trustee of the Leah Faulkner Trust. Mr. Faulkner disclaims beneficial ownership of the shares held by the Leah Faulkner Trust except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that Mr. Faulkner is the beneficial owner of the shares held by the Leah Faulkner Trust.

Shares withheld by the Issuer to satisfy tax withholding obligations upon vesting of restricted stock units.

The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on December 2, 2022.

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.64 to $1.69, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on March 15, 2023.

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.61 to $1.75, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

The shares are held directly by the Exempt Family Trust c/u Leah M. Faulkner 2017 Dynasty Trust (the "Leah Faulkner Trust"). Mr. Faulkner is the trustee of the Leah Faulkner Trust. Mr. Faulkner disclaims beneficial ownership of the shares held by the Leah Faulkner Trust except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that Mr. Faulkner is the beneficial owner of the shares held by the Leah Faulkner Trust.

The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on December 2, 2022.

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.63 to $1.75, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Shares withheld by the Issuer to satisfy tax withholding obligations upon vesting of restricted stock units.

These shares were issued based on achievement of certain earnout metrics in connection with the Company's acquisition of Flexiti Financial Inc.

The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on December 2, 2022.

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.34 to $1.43, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on March 15, 2023.

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.68 to $2.09, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

The shares are held directly by the Exempt Family Trust c/u Leah M. Faulkner 2017 Dynasty Trust (the "Leah Faulkner Trust"). Mr. Faulkner is the trustee of the Leah Faulkner Trust. Mr. Faulkner disclaims beneficial ownership of the shares held by the Leah Faulkner Trust except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that Mr. Faulkner is the beneficial owner of the shares held by the Leah Faulkner Trust.

The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on December 2, 2022.

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.05 to $1.20, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

The original Form 4, filed on May 25, 2023, is being amended by this Form 4 amendment solely to correct an administrative error, which misreported the amount of shares beneficially owned following an open market purchase of 200,000 shares that occurred on May 23, 2023. As a result of this administrative error, the number of shares beneficially owned by the reporting person following the transaction reflects an increase in the number of shares previously reported as beneficially owned by the reporting person by 100,000 shares.

The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on December 2, 2022.

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.55 to $1.64, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on December 2, 2022.

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.56 to $1.66, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock. The grant was made under the Issuer's 2023 director compensation program and will vest on April 2, 2024.

The restricted common stock units were awarded in an exempt transaction pursuant to Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended.

Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock. The grant was made under the Issuer's 2023 director compensation program and will vest on April 2, 2024.

The restricted common stock units were awarded in an exempt transaction pursuant to Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended.

The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on December 2, 2022.

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.54 to $1.75, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock. The grant was made under the Issuer's 2023 director compensation program and will vest on April 2, 2024.

The restricted common stock units were awarded in an exempt transaction pursuant to Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended.

These securities are held directly by DMK Advisory, LLC, of which Mr. Kirchheimer is the sole member. Mr. Kirchheimer disclaims beneficial ownership of the shares held by DMK Advisory, LLC except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that Mr. Kirchheimer is the beneficial owner of the shares held by DMK Advisory, LLC.

Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock. The grant was made under the Issuer's 2023 director compensation program and will vest on April 2, 2024.

The restricted common stock units were awarded in an exempt transaction pursuant to Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended.

Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock. The grant was made under the Issuer's 2023 director compensation program and will vest on April 2, 2024.

The restricted common stock units were awarded in an exempt transaction pursuant to Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended.

Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock. The grant was made under the Issuer's 2023 director compensation program and will vest on April 2, 2024.

The restricted common stock units were awarded in an exempt transaction pursuant to Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended.

Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock. The grant was made under the Issuer's 2023 director compensation program and will vest on April 2, 2024.

The restricted common stock units were awarded in an exempt transaction pursuant to Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended.

Shares withheld by the Issuer to satisfy tax withholding obligations upon vesting of restricted stock units.