GGM · GGM Macro Alignment ETF
$31.67
-0.05 (-0.14%)
At close · Aug 27
Operational details from a fund's annual SEC Form N-CEN — its registration type, reporting period and named service providers such as the adviser, custodian, transfer agent and auditor. Only registered investment companies — mutual funds, ETFs and closed-end funds — file N-CEN, so operating companies show no data.
| Filed | Period End | Type | File Number | Amendment | First Filing | Last Filing |
|---|---|---|---|---|---|---|
| 2022-08-15 | 2022-05-31 | N-2 | 811-22715 | Original | — | Yes |
| 2021-08-09 | 2021-05-31 | N-2 | 811-22715 | Original | — | — |
| 2020-08-14 | 2020-05-31 | N-2 | 811-22715 | Original | — | — |
| 2020-01-10 | 2019-05-31 | N-2 | 811-22715 | Amendment | Yes | — |
Showing 1–4 of 4 filings
Service providers (latest report, filed 2022-08-15)
| Role | Firm | Country | Affiliated |
|---|---|---|---|
| Investment Adviser | Guggenheim Funds Investment Advisors, LLC | — | — |
| Sub-Adviser | Guggenheim Partners Investment Management, LLC | — | Yes |
| Custodian | The Bank of New York Mellon | — | — |
| Transfer Agent | Computershare Inc. | US | — |
| Administrator | MUFG Investor Services (US), LLC | US | — |
| Pricing Service | ICE Data Services | — | — |
| Pricing Service | Markit Ltd. | GB | — |
| Pricing Service | Refinitiv US LLC | — | — |
| Shareholder Servicing Agent | Computershare Inc. | US | — |
| Principal Underwriter | Cantor Fitzgerald & Co. | — | — |
| Independent Public Accountant | Ernst & Young LLP | US | — |