GROZ · Zacks Focus Growth ETF
$33.40
-0.15 (-0.43%)
At close · Aug 14
Operational details from a fund's annual SEC Form N-CEN — its registration type, reporting period and named service providers such as the adviser, custodian, transfer agent and auditor. Only registered investment companies — mutual funds, ETFs and closed-end funds — file N-CEN, so operating companies show no data.
| Filed | Period End | Type | File Number | Amendment | First Filing | Last Filing |
|---|---|---|---|---|---|---|
| 2026-02-13 | 2025-11-30 | N-1A | 811-23435 | Original | — | — |
| 2025-02-13 | 2024-11-30 | N-1A | 811-23435 | Original | — | — |
| 2024-04-12 | 2024-01-31 | N-1A | 811-23435 | Original | — | — |
| 2024-02-12 | 2023-11-30 | N-1A | 811-23435 | Original | Yes | — |
| 2023-04-17 | 2023-01-31 | N-1A | 811-23435 | Original | — | — |
| 2022-04-18 | 2022-01-31 | N-1A | 811-23435 | Original | Yes | — |
Showing 1–6 of 6 filings
Service providers (latest report, filed 2026-02-13)
| Role | Firm | Country | Affiliated |
|---|---|---|---|
| Investment Adviser | Zacks Investment Management, Inc. | — | — |
| Custodian | Brown Brothers Harriman & Co. | — | — |
| Custodian | Fifth Third Bank | — | — |
| Transfer Agent | Brown Brothers Harriman & Co. | US | — |
| Transfer Agent | Ultimus Fund Solutions, LLC | US | — |
| Administrator | Ultimus Fund Solutions, LLC. | US | — |
| Pricing Service | ICE Data Services | — | — |
| Shareholder Servicing Agent | Brown Brothers Harriman & Co. | US | — |
| Shareholder Servicing Agent | Ultimus Fund Solutions, LLC | US | — |
| Principal Underwriter | Northern Lights Distributors LLC | — | — |
| Independent Public Accountant | Cohen & Co. | US | — |
Key facts
CIK
1760588
CUSIP
98888G808
13F (30d)
17 filings
17 filers