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Equibles

CALDWELL SUTTER CAPITAL, INC.

Position in HFRO — Highland Opportunities & Income Fund

CIK 702007 SAUSALITO, CA
Back to HFRO Full portfolio

Position in HFRO

as of Jun 30, 2026 · filed Aug 5, 2026
Position Value
$2,032
+$405 QoQ
Shares Held
285
0.0% QoQ
Ownership
0.001%
of shares outstanding
% of Portfolio
0.00%
of 13F equity value
Holder Rank
#81
of 91 holders
Holding Since
Jun 2023
13 quarters on record
Voting authority Sole 0% Shared 0% None 100%

Common Shares in HFRO Over Time

Shares Held

Position Value (USD)

Position in Asset Management

Financial Services · as of Jun 30, 2026

CALDWELL SUTTER CAPITAL, INC. holds $9,520,490 across 42 Asset Management names. HFRO ranks #39 (0.0% of the industry book) .

# Ticker Company Shares Value (USD) Open
1 KYN
Kayne Anderson Energy Infrastructure Fund, Inc.
 141,106 $1,951,495
2 CET
Central Securities Corp
 28,121 $1,474,946
3 MCI
Barings Corporate Investors
 83,984 $1,474,759
4 CSWC
Capital Southwest Corp
 36,618 $870,409
5 MPV
Barings Participation Investors
 43,755 $736,834
6 STT
State Street Corp
 3,750 $636,000
7 VCTR
Victory Capital Holdings, Inc.
 4,878 $410,044
8 BGH
Barings Global Short Duration High Yield Fund
 16,400 $231,240

All Filings in HFRO

Export CSV
13 filing rows on record
Report Date Value (USD) Shares
2026-06-30 $2,032 285
2026-03-31 $1,627 285
2025-12-31 $1,704 285
2025-09-30 $1,809 285
2025-06-30 $1,482 285
2025-03-31 $1,482 285
2024-12-31 $1,479 285
2024-09-30 $1,747 285
2024-06-30 $1,781 285
2024-03-31 $2,003 285
2023-12-31 $2,191 285
2023-09-30 $2,291 285
2023-06-30 $2,573 285