Harmony Gold Mining Co Ltd 6-K, filed Sep 23, 2021
Harmony Gold Mining Co Ltd (HMY)
About this 6-K
Harmony Gold Mining Co Ltd filed this 6-K on September 23, 2021.
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 6K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a16 OR 15d16 UNDER THE
SECURITIES EXCHANGE ACT OF 1934
For September 23, 2021
Harmony Gold Mining Company Limited
Randfontein Office Park
Corner Main Reef Road and Ward Avenue Randfontein, 1759
South Africa
(Address of principal executive offices)
*-
(Indicate by check mark whether the registrant files or will file annual reports under cover of
Form 20 F or Form 40F.)
Form 20F ☒ Form 40F ☐
(Indicate by check mark whether the registrant by furnishing the information contained in this form is also thereby furnishing the information to the Commission pursuant to Rule 12g32(b) under the Securities Exchange Act of 1934.)
Yes ☐ No ☒
Harmony Gold Mining Company Ltd
Registration number: 1950/038232/06
Incorporated in the Republic of South Africa
ISIN: ZAE000015228
JSE share code: HAR
(“Harmony” or “the company”)
Johannesburg, Thursday, 23 September 2021. In compliance with paragraphs 3.63 to 3.74 of the JSE Listings Requirements, the following information is disclosed:
A.DEALING IN SECURITIES BY DIRECTORS AND PRESCRIBED OFFICERS: VESTING OF SHARES AND SETTLEMENT BY ON MARKET SALES AND EQUITY SETTLEMENT
The following dealings in securities by directors and prescribed officers of Harmony in relation to the vesting and settlement of deferred share awards made pursuant to the provisions of the Harmony Deferred Share Plan 2018 are disclosed:
| 1. Name of director: | PW Steenkamp (Chief Executive Officer) |
|---|---|
| Nature of transaction: | Vesting of deferred share awards and settlement by(i) on-market sale of shares and(ii) off-market equity settlement, in terms of the Harmony Deferred Share Plan 2018 |
| Vesting Date: | 18 September 2021 |
| Class of securities: | Ordinary shares |
| Number of ordinary shares vested: | 34 532 |
| Number of ordinary shares locked up towards minimum shareholding requirement: | 17 265 |
| Number of vested shares sold on market to cover tax: | 8 028 |
| Date of conclusion of bulk on-market sale of shares: | 21 September 2021 |
| On-market sale price per share: | Volume weighted average price of R47.24 per share (with a low of R46.60 per share and a high of R48.25 per share) |
| Total value of shares sold on market to cover tax: | R379 227 |
| Number of shares retained in own name: | 9 239 |
| Total value of shares retained in own name | R436 432 |
| --- | --- |
| Nature and extent of prescribed officer’s interest: | Direct beneficial |
| 2. Name of director: | BP Lekubo (Financial Director) |
| --- | --- |
| Nature of transaction: | Vesting of deferred share awards and settlement by (i) on-market sale of shares and (ii) off-market equity settlement, in terms of the Harmony Deferred Share Plan 2018 |
| Vesting Date: | 18 September 2021 |
| Class of securities: | Ordinary shares |
| Number of ordinary shares vested: | 18 192 |
| Number of ordinary shares locked up towards minimum shareholding requirement: | 5 749 |
| Number of vested shares sold on market to cover tax: | 5 785 |
| Date of conclusion of bulk on-market sale of shares: | 21 September 2021 |
| On-market sale price per share: | Volume weighted average price of R47.24 per share (with a low of R46.60 per share and a high of R48.25 per share) |
| Total value of shares sold on market to cover tax: | R273 272 |
| Number of shares retained in own name: | 6 658 |
| Total value of shares retained in own name | R314 511 |
| Nature and extent of prescribed officer’s interest: | Direct beneficial |
| 3. Name of director: | HE Mashego (Executive Director) |
| --- | --- |
| Nature of transaction: | Vesting of deferred share awards and settlement by (i) on-market sale of shares and (ii) off-market equity settlement, in terms of the Harmony Deferred Share Plan 2018 |
| Vesting Date: | 18 September 2021 |
| Class of securities: | Ordinary shares |
| Number of ordinary shares vested: | 15 055 |
| --- | --- |
| Number of ordinary shares locked up towards minimum shareholding requirement: | 7 527 |
| Number of vested shares sold on market to cover tax: | 3 499 |
| Date of conclusion of bulk on-market sale of shares: | 21 September 2021 |
| On-market sale price per share: | Volume weighted average price of R47.24 per share (with a low of R46.60 per share and a high of R48.25 per share) |
| Total value of shares sold on market to cover tax: | R165 286 |
| Number of shares retained in own name: | 4 029 |
| Total value of shares retained in own name: | R190 322 |
| Nature and extent of prescribed officer’s interest: | Direct beneficial |
| 4. Name of prescribed officer: | B Nel |
| --- | --- |
| Nature of transaction: | Vesting of deferred share awards and settlement by (i) on-market sale of shares and (ii) off-market equity settlement, in terms of the Harmony Deferred Share Plan 2018 |
| Vesting Date: | 18 September 2021 |
| Class of securities: | Ordinary shares |
| Number of ordinary shares vested: | 15 093 |
| Number of ordinary shares locked up towards minimum shareholding requirement: | 7 546 |
| Number of vested shares sold on market to cover tax: | 3 508 |
| Date of conclusion of bulk on-market sale of shares: | 21 September 2021 |
| On-market sale price per share: | Volume weighted average price of R47.24 per share (with a low of R46.60 per share and a high of R48.25 per share) |
| Total value of shares sold on market to cover tax: | R165 711 |
| Number of shares retained in own name: | 4 039 |
| --- | --- |
| Total value of shares retained in own name | R190 794 |
| Nature and extent of prescribed officer’s interest: | Direct beneficial |
| 5. Name of prescribed officer: | VP Tobias |
| --- | --- |
| Nature of transaction: | Vesting of deferred share awards and settlement by (i) on-market sale of shares and (ii) off-market equity settlement, in terms of the Harmony Deferred Share Plan 2018 |
| Vesting Date: | 18 September 2021 |
| Class of securities: | Ordinary shares |
| Number of ordinary shares vested: | 17 556 |
| Number of ordinary shares locked up towards minimum shareholding requirement: | 8 778 |
| Number of vested shares sold on market to cover tax: | 4 081 |
| Date of conclusion of bulk on-market sale of shares: | 21 September 2021 |
| On-market sale price per share: | Volume weighted average price of R47.24 per share (with a low of R46.60 per share and a high of R48.25 per share) |
| Total value of shares sold on market to cover tax: | R192 778 |
| Number of shares retained in own name: | 4 697 |
| Total value of shares retained in own name | R221 877 |
| Nature and extent of prescribed officer’s interest: | Direct beneficial |
| 6. Name of prescribed officer: | M van der Walt |
| --- | --- |
| Nature of transaction: | Vesting of deferred share awards and settlement by (i) on-market sale of shares and (ii) off-market equity settlement, in terms of the Harmony Deferred Share Plan 2018 |
| Vesting Date: | 18 September 2021 |
| Class of securities: | Ordinary shares |
| Number of ordinary shares vested: | 14 949 |
| --- | --- |
| Number of vested shares sold on market to cover tax: | 6 951 |
| Date of conclusion of bulk on-market sale of shares: | 21 September 2021 |
| On-market sale price per share: | Volume weighted average price of R47.24 per share (with a low of R46.60 per share and a high of R48.25 per share) |
| Total value of shares sold on market to cover tax: | R328 351 |
| Number of shares retained in own name: | 7 998 |
| Total value of shares retained in own name: | R377 810 |
| Nature and extent of prescribed officer’s interest: | Direct beneficial |
| 7. Name of prescribed officer: | J van Heerden |
| --- | --- |
| Nature of transaction: | Vesting of deferred share awards and settlement by (i) on-market sale of shares and (ii) off-market equity settlement, in terms of the Harmony Deferred Share Plan 2018 |
| Vesting Date: | 18 September 2021 |
| Class of securities: | Ordinary shares |
| Number of ordinary shares vested: | 24 578 |
| Number of ordinary shares locked up towards minimum shareholding requirement: | 12 288 |
| Date of conclusion of bulk on-market sale of shares: | 21 September 2021 |
| On-market sale price per share: | Volume weighted average price of R47.24 per share (with a low of R46.60 per share and a high of R48.25 per share) |
| Number of shares retained in own name: | 12 290 |
| Total value of shares retained in own name | R580 555 |
| Nature and extent of prescribed officer’s interest: | Direct beneficial |
Prior clearance was obtained in respect of the above dealings in securities in compliance with paragraph 3.66 of the JSE Listings Requirements.
For more details contact:
Jared Coetzer
Head of Investor Relations
+27 (0) 82 746 4120
Jared.Coetzer@Harmony.co.za
Johannesburg, South Africa
23 September 2021
Sponsor:
J.P. Morgan Equities South Africa Proprietary Limited
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned, thereunto duly authorized.
| Harmony Gold Mining Company Limited | |
|---|---|
| Date: September 23, 2021 | By: /s/ Boipelo Lekubo |
| Name: Boipelo Lekubo | |
| Title: Financial Director |