PRINCIPAL SECURITIES, INC.

Broker-Dealer

Position in HOOD — Robinhood Markets, Inc.

CIK 12600 DES MOINES, IA

Position in HOOD

as of Jun 30, 2026 · filed Aug 4, 2026 Compact

Position Value

$1,092,249

+$320,178 QoQ

Shares Held

10,892

-2.2% QoQ

Ownership

0.001%

of shares outstanding

% of Portfolio

0.04%

of 13F equity value

Holder Rank

#661

of 1,380 holders

Holding Since

Dec 2023

11 quarters on record

Voting authority Sole 0% Shared 0% None 100%

Financial Services · as of Jun 30, 2026

PRINCIPAL SECURITIES, INC. holds $36,932,732 across 11 Capital Markets names. HOOD ranks #4 (3.0% of the industry book) .

#	Ticker	Company	Shares	Value (USD)
1	SCHW	Schwab Charles Corp	135,377	$12,491,235
2	GS	Goldman Sachs Group Inc	9,803	$9,914,460
3	MS	Morgan Stanley	44,097	$9,218,036
4	HOOD	Robinhood Markets, Inc. This page	10,892	$1,092,249
5	VIRT	Virtu Financial, Inc.	13,437	$800,442
6	LPLA	LPL Financial Holdings Inc.	2,594	$730,677
7	IBKR	Interactive Brokers Group, Inc.	7,848	$683,089
8	XP	XP Inc.	35,412	$575,799

11 filing rows on record

Report Date	Value (USD)	Shares	Change	Type	Discretion	Filed
2026-06-30	$1,092,249	10,892	-2.2%	Shares	Sole	2026-08-04
2026-03-31	$772,071	11,141	+13.0%	Shares	Sole	2026-05-13
2025-12-31	$1,114,939	9,858	+17.2%	Shares	Sole	2026-02-12
2025-09-30	$1,204,143	8,410	-9.9%	Shares	Sole	2025-11-12
2025-06-30	$874,223	9,337	+17.2%	Shares	Sole	2025-08-11
2025-03-31	$331,544	7,966	0.0%	Shares	Sole	2025-04-30
2024-12-31	$296,813	7,966	+255.9%	Shares	Sole	2025-01-30
2024-09-30	$52,413	2,238	+1422.4%	Shares	Sole	2024-10-28
2024-06-30	$3,338	147	-17.4%	Shares	Sole	2024-07-31
2024-03-31	$3,583	178	+53.4%	Shares	Sole	2024-05-10
2023-12-31	$1,477	116	—	Shares	Sole	2024-05-10
No filing history on record for this holder in this stock.