PRINCIPAL SECURITIES, INC.

Broker-Dealer

Position in LPLA — LPL Financial Holdings Inc.

CIK 12600 DES MOINES, IA

Position in LPLA

as of Jun 30, 2026 · filed Aug 4, 2026 Compact

Position Value

$730,677

-$105,931 QoQ

Shares Held

2,594

-6.7% QoQ

Ownership

0.003%

of shares outstanding

% of Portfolio

0.03%

of 13F equity value

Holder Rank

#407

of 761 holders

Holding Since

Dec 2023

11 quarters on record

Voting authority Sole 0% Shared 0% None 100%

Financial Services · as of Jun 30, 2026

PRINCIPAL SECURITIES, INC. holds $36,932,732 across 11 Capital Markets names. LPLA ranks #6 (2.0% of the industry book) .

#	Ticker	Company	Shares	Value (USD)
1	SCHW	Schwab Charles Corp	135,377	$12,491,235
2	GS	Goldman Sachs Group Inc	9,803	$9,914,460
3	MS	Morgan Stanley	44,097	$9,218,036
4	HOOD	Robinhood Markets, Inc.	10,892	$1,092,249
5	VIRT	Virtu Financial, Inc.	13,437	$800,442
6	LPLA	LPL Financial Holdings Inc. This page	2,594	$730,677
7	IBKR	Interactive Brokers Group, Inc.	7,848	$683,089
8	XP	XP Inc.	35,412	$575,799

11 filing rows on record

Report Date	Value (USD)	Shares	Change	Type	Discretion	Filed
2026-06-30	$730,677	2,594	-6.7%	Shares	Sole	2026-08-04
2026-03-31	$836,608	2,781	+17.0%	Shares	Sole	2026-05-13
2025-12-31	$848,993	2,377	-8.6%	Shares	Sole	2026-02-12
2025-09-30	$865,659	2,602	+26.0%	Shares	Sole	2025-11-12
2025-06-30	$774,313	2,065	+96.5%	Shares	Sole	2025-08-11
2025-03-31	$343,824	1,051	0.0%	Shares	Sole	2025-04-30
2024-12-31	$343,162	1,051	+9.9%	Shares	Sole	2025-01-30
2024-09-30	$222,394	956	-63.2%	Shares	Sole	2024-10-28
2024-06-30	$726,180	2,600	+2.4%	Shares	Sole	2024-07-31
2024-03-31	$671,068	2,540	+5.0%	Shares	Sole	2024-05-10
2023-12-31	$550,612	2,419	—	Shares	Sole	2024-05-10
No filing history on record for this holder in this stock.