Intercontinental Hotels Group PLC 6-K, filed Mar 27, 2020
Intercontinental Hotels Group PLC (IHG)
About this 6-K
Intercontinental Hotels Group PLC filed this 6-K on March 27, 2020.
SECURITIES AND EXCHANGE COMMISSION
Washington DC 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 AND 15d-16 OF
THE SECURITIES EXCHANGE ACT OF 1934
For 27 March 2020
InterContinental Hotels Group PLC
(Registrant's name)
Broadwater Park, Denham, Buckinghamshire, UB9 5HJ, United Kingdom
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
Form 20-F Form 40-F
Indicate by check mark whether the registrant by furnishing the information contained in this form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes No
If "Yes" is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): Not applicable
EXHIBIT INDEX
| 99.1 | Holding(s)<br>in Company dated 17 March 2020 |
|---|---|
| 99.2 | Holding(s)<br>in Company dated 19 March 2020 |
| 99.3 | Holding(s)<br>in Company dated 24 March 2020 |
| 99.4 | Director/PDMR<br>Shareholding dated 24 March 2020 |
| 99.5 | Holding(s)<br>in Company dated 27 March 2020 |
Exhibit No: 99.1
TR-1: Standard form for notification of major holdings
| NOTIFICATION OF MAJOR HOLDINGS (to be sent to the<br>relevant issuer and to the FCA in Microsoft Word format<br>if possible) | ||||||||
|---|---|---|---|---|---|---|---|---|
| 1a. Identity of the issuer or the underlying issuer of existing<br>shares to which voting rights are attached: | InterContinental<br>Hotels Group PLC | |||||||
| 1b. Please indicate if the issuer is a non-UK<br>issuer (please mark<br>with an "X" if appropriate) | ||||||||
| Non-UK issuer | ||||||||
| 2. Reason for the notification (please mark the<br>appropriate box or boxes with an "X") | ||||||||
| An<br>acquisition or disposal of voting rights | ||||||||
| An<br>acquisition or disposal of financial instruments | ||||||||
| An<br>event changing the breakdown of voting rights | ||||||||
| Other<br>(please specify): Correction of Form TR-1 that was filed on March<br>13, 2020 | X | |||||||
| 3. Details of person subject to the notification<br>obligation | ||||||||
| Name | RBC<br>Global Asset Management Inc. ("RBC<br>GAM")<br><br><br>RBC<br>Phillips, Hager & North Investment Counsel Inc. ("PH&N IC")<br><br><br>RBC<br>Private Counsel (USA) Inc. ("RBC Private Counsel")<br><br><br>Royal<br>Trust Corporation of Canada ("Royal<br>Trust") | |||||||
| City<br>and country of registered office (if applicable) | Toronto,<br>Ontario, Canada | |||||||
| 4. Full name of shareholder(s) (if different from<br>3.) | ||||||||
| Name | ||||||||
| City<br>and country of registered office (if applicable) | Toronto,<br>Canada | |||||||
| 5. Date on which the threshold was crossed or reached: | N/A -<br>Correction of Form TR-1 that was filed on March 13,<br>2020 | |||||||
| 6. Date on which issuer notified<br>(DD/MM/YYYY): | 13/03/2020 | |||||||
| 7. Total positions of person(s) subject to the notification<br>obligation | ||||||||
| % of<br>voting rights attached to shares (total of 8. A) | % of<br>voting rights through financial instruments(total of 8.B 1 + 8.B<br>2) | Total<br>of both in % (8.A + 8.B) | Total<br>number of voting rights of issuer | |||||
| Resulting<br>situation on the date on which threshold was crossed or<br>reached | 2.984% | 0.041% | 3.025% | 182,656,312 | ||||
| Position<br>of previous notification (if<br><br><br>applicable) | N/A | N/A | N/A | |||||
| 8. Notified details of the resulting situation on the date on which<br>the threshold was crossed or reached | ||||||||
| --- | --- | --- | --- | --- | --- | --- | --- | --- |
| A: Voting rights attached to shares | ||||||||
| Class/type ofshares<br><br><br>ISIN<br>code (if possible) | Number of voting rights | % of voting rights | ||||||
| Direct<br><br><br>(Art 9<br>of Directive 2004/109/EC) (DTR5.1) | Indirect<br><br><br>(Art 10<br>of Directive 2004/109/EC) (DTR5.2.1) | Direct<br><br><br>(Art 9<br>of Directive 2004/109/EC) (DTR5.1) | Indirect<br><br><br>(Art 10<br>of Directive 2004/109/EC) (DTR5.2.1) | |||||
| Common<br>Stock (ISIN: GB00BHJYC057) | 5,426,850<br><br><br>(RBC<br>GAM) | 2.971% | ||||||
| 21,853<br><br><br>(PH&N<br>IC) | 0.012% | |||||||
| 2,685<br><br><br>(RBC<br>Private Counsel) | 0.001% | |||||||
| SUBTOTAL 8. A | 5,451,388 | 2.984% | ||||||
| B 1: Financial Instruments according to Art. 13(1)(a) of Directive<br>2004/109/EC (DTR5.3.1.1 (a)) | ||||||||
| Type of financial instrument | Expirationdate | Exercise/Conversion Period | Number of voting rights that may be acquired if the instrument<br>is<br><br><br>exercised/converted | % of voting rights | ||||
| American<br>Depositary Shares (ISIN: US45857P8068) | 56,681<br><br><br>(PH&N<br>IC) | 0.031% | ||||||
| 18,592<br><br><br>(RBC<br>Private Counsel) | 0.010% | |||||||
| 369<br><br><br>(Royal<br>Trust) | 0.000% | |||||||
| SUBTOTAL 8. B 1 | 75,642 | 0.041% | ||||||
| B 2: Financial Instruments with similar economic effect according<br>to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1<br>(b)) | ||||||||
| Type of financial instrument | Expirationdate | Exercise/Conversion Period | Physical or cash<br><br><br>settlement | Number of voting rights | % of voting rights | |||
| N/A | ||||||||
| SUBTOTAL 8.B.2 | ||||||||
| 9. Information in relation to the person subject to the<br>notification obligation (please mark the applicable box with<br>an "X") | ||||||||
| --- | --- | --- | --- | --- | ||||
| Person<br>subject to the notification obligation is not controlled by any<br>natural person or legal entity and does not control any other<br>undertaking(s) holding directly or indirectly an interest in the<br>(underlying) issuer | ||||||||
| Full chain<br>of controlled undertakings through which the voting rights and/or<br>thefinancial instruments are effectively held starting with the<br>ultimate controlling natural person or legal<br>entity (please add additional<br>rows as necessary) | X | |||||||
| Name | % of voting rights if it equals or is higher than the notifiable<br>threshold | % of voting rights through financial instruments if it equals or is<br>higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable<br>threshold | |||||
| RBC<br>GAM | N/A | N/A | N/A | |||||
| Capital<br>Funding Alberta Limited (controlling entity holding 100% of RBC<br>GAM) | N/A | N/A | N/A | |||||
| Royal<br>Bank Holding Inc. (controlling entity holding 100% of Capital<br>Funding Alberta Limited) | N/A | N/A | N/A | |||||
| Royal<br>Bank of Canada (controlling entity holding 100% of Royal Bank<br>Holding Inc.) | 3.025% | N/A | 3.025% | |||||
| PH&N<br>IC | N/A | N/A | N/A | |||||
| Royal<br>Bank Holding Inc. (controlling entity holding 100% of PH&N<br>IC) | N/A | N/A | N/A | |||||
| Royal<br>Bank of Canada (controlling entity holding 100% of Royal Bank<br>Holding Inc.) | 3.025% | N/A | 3.025% | |||||
| RBC<br>Private Counsel | N/A | N/A | N/A | |||||
| Royal<br>Bank Holding Inc. (controlling entity holding 100% of RBC Private<br>Counsel) | N/A | N/A | N/A | |||||
| Royal<br>Bank of Canada (controlling entity holding 100% of Royal Bank<br>Holding Inc.) | 3.025% | N/A | 3.025% | |||||
| Royal<br>Trust | N/A | N/A | N/A | |||||
| Royal<br>Bank of Canada (controlling entity holding 100% of Royal<br>Trust) | 3.025% | N/A | 3.025% | |||||
| 10. In case of proxy voting, please identify: | ||||||||
| Name of<br>the proxy holder | N/A | |||||||
| The<br>number and % of voting rights held | N/A | |||||||
| The<br>date until which the voting rights will be held | N/A | |||||||
| 11. Additional information | ||||||||
| Place of completion | Toronto,<br>Ontario, Canada | |||||||
| --- | --- | |||||||
| Date of completion | 16/03/2020 |
Exhibit No: 99.2
TR-1: Standard form for notification of major holdings
| NOTIFICATION OF MAJOR HOLDINGS (to be sent to<br>the relevant issuer and to the FCA in Microsoft Word<br>format if possible) | ||||||
|---|---|---|---|---|---|---|
| 1a. Identity of the issuer or the underlying issuer of existing<br>shares to which voting rights are attached: | InterContinental<br>Hotels Group PLC | |||||
| 1b. Please indicate if the issuer is a non-UK issuer<br>(please mark with an "X" if<br>appropriate) | ||||||
| Non-UK issuer | ||||||
| 2. Reason for the notification (please mark the<br>appropriate box or boxes with an "X") | ||||||
| An<br>acquisition or disposal of voting rights | X | |||||
| An<br>acquisition or disposal of financial instruments | ||||||
| An<br>event changing the breakdown of voting rights | ||||||
| Other<br>(please specify): | ||||||
| 3. Details of person subject to the notification<br>obligation | ||||||
| Name | Boron<br>Investments B.V. | |||||
| City<br>and country of registered office (if applicable) | Zeist,<br>The Netherlands | |||||
| 4. Full name of shareholder(s) (if different from<br>3.) | ||||||
| Name | ||||||
| City<br>and country of registered office (if applicable) | ||||||
| 5. Date on which the threshold was crossed or reached: | March<br>16, 2020 | |||||
| 6. Date on which issuer notified<br>(DD/MM/YYYY): | March<br>18, 2020 | |||||
| 7. Total positions of person(s) subject to the notification<br>obligation | ||||||
| % of<br>voting rights attached to shares (total of 8. A) | % of<br>voting rights through financial instruments(total of 8.B 1 + 8.B<br>2) | Total<br>of both in % (8.A + 8.B) | Total<br>number of voting rights of issuer | |||
| Resulting<br>situation on the date on which threshold was crossed or<br>reached | 5,625% | 182,656,312 | ||||
| Position<br>of previous notification (if<br><br><br>applicable) | 6,005% | 190,669,939 |
* For comparison purposes we corrected the previous notified number (11,450,000 shares) for the share consolidation dated Feb 2019 (19 for 20)
| 8. Notified details of the resulting situation on the date on which<br>the threshold was crossed or reachedv | ||||||||
|---|---|---|---|---|---|---|---|---|
| A: Voting rights attached to shares | ||||||||
| Class/type ofshares<br><br><br>ISIN<br>code (if possible) | Number of voting rights | % of voting rights | ||||||
| Direct<br><br><br>(Art 9<br>of Directive 2004/109/EC) (DTR5.1) | Indirect<br><br><br>(Art 10<br>of Directive 2004/109/EC) (DTR5.2.1) | Direct<br><br><br>(Art 9<br>of Directive 2004/109/EC) (DTR5.1) | Indirect<br><br><br>(Art 10<br>of Directive 2004/109/EC) (DTR5.2.1) | |||||
| GB00BHJYC057 | 10,275,000 | 5,625% | ||||||
| SUBTOTAL 8. A | ||||||||
| B 1: Financial Instruments according to Art. 13(1)(a) of Directive<br>2004/109/EC (DTR5.3.1.1 (a)) | ||||||||
| Type of financial instrument | Expirationdate | Exercise/Conversion Period | Number of voting rights that may be acquired if the instrument<br>is<br><br><br>exercised/converted. | % of voting rights | ||||
| SUBTOTAL 8. B 1 | ||||||||
| B 2: Financial Instruments with similar economic effect according<br>to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1<br>(b)) | ||||||||
| Type of financial instrument | Expirationdate | Exercise/Conversion Period xi | Physical or cash<br><br><br>settlement | Number of voting rights | % of voting rights | |||
| SUBTOTAL 8.B.2 | ||||||||
| 9. Information in relation to the person subject to the<br>notification obligation (please mark the applicable box<br>with an "X") | ||||||||
| --- | --- | --- | --- | --- | ||||
| Person<br>subject to the notification obligation is not controlled by any<br>natural person or legal entity and does not control any other<br>undertaking(s) holding directly or indirectly an interest in the<br>(underlying) issuer | ||||||||
| Full chain<br>of controlled undertakings through which the voting rights and/or<br>the financial instruments are effectively held starting with the<br>ultimate controlling natural person or legal<br>entity (please add additional<br>rows as necessary) | X | |||||||
| Name | % of voting rights if it equals or is higher than the notifiable<br>threshold | % of voting rights through financial instruments if it equals or is<br>higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable<br>threshold | |||||
| Boron<br>Investments B.V. | 5.625% | |||||||
| 10. In case of proxy voting, please identify: | ||||||||
| Name of<br>the proxy holder | ||||||||
| The<br>number and % of voting rights held | ||||||||
| The<br>date until which the voting rights will be held | ||||||||
| 11. Additional information | ||||||||
| Place of completion | Zeist,<br>The Netherlands | |||||||
| --- | --- | |||||||
| Date of completion | March<br>18, 2020 |
Exhibit No: 99.3
TR-1: Standard form for notification of major holdings
| NOTIFICATION OF MAJOR HOLDINGS (to be sent to<br>the relevant issuer and to the FCA in Microsoft Word<br>format if possible) | ||||||||
|---|---|---|---|---|---|---|---|---|
| 1a. Identity of the issuer or the underlying issuer of existing<br>shares to which voting rights are attached: | InterContinental<br>Hotels Group PLC | |||||||
| 1b. Please indicate if the issuer is a non-UK<br>issuer (please mark<br>with an "X" if appropriate) | ||||||||
| Non-UK issuer | ||||||||
| 2. Reason for the notification (please mark the<br>appropriate box or boxes with an "X") | ||||||||
| An<br>acquisition or disposal of voting rights | X | |||||||
| An<br>acquisition or disposal of financial instruments | ||||||||
| An<br>event changing the breakdown of voting rights | ||||||||
| Other<br>(please specify): | ||||||||
| 3. Details of person subject to the notification<br>obligation | ||||||||
| Name | Boron<br>Investments B.V. | |||||||
| City<br>and country of registered office (if applicable) | Zeist,<br>The Netherlands | |||||||
| 4. Full name of shareholder(s) (if different from<br>3.) | ||||||||
| Name | ||||||||
| City<br>and country of registered office (if applicable) | ||||||||
| 5. Date on which the threshold was crossed or reached: | March<br>19, 2020 | |||||||
| 6. Date on which issuer notified<br>(DD/MM/YYYY): | March<br>23, 2020 | |||||||
| 7. Total positions of person(s) subject to the notification<br>obligation | ||||||||
| % of<br>voting rights attached to shares (total of 8. A) | % of<br>voting rights through financial instruments(total of 8.B 1 + 8.B<br>2) | Total<br>of both in % (8.A + 8.B) | Total<br>number of voting rights of issuer | |||||
| Resulting<br>situation on the date on which threshold was crossed or<br>reached | 4,640% | 182,656,312 | ||||||
| Position<br>of previous notification (if<br><br><br>applicable) | 5,625% | 182,656,312 | ||||||
| 8. Notified details of the resulting situation on the date on which<br>the threshold was crossed or reached | ||||||||
| --- | --- | --- | --- | --- | --- | --- | --- | --- |
| A: Voting rights attached to shares | ||||||||
| Class/type ofshares<br><br><br>ISIN<br>code (if possible) | Number of voting rights | % of voting rights | ||||||
| Direct<br><br><br>(Art 9<br>of Directive 2004/109/EC) (DTR5.1) | Indirect<br><br><br>(Art 10<br>of Directive 2004/109/EC) (DTR5.2.1) | Direct<br><br><br>(Art 9<br>of Directive 2004/109/EC) (DTR5.1) | Indirect<br><br><br>(Art 10<br>of Directive 2004/109/EC) (DTR5.2.1) | |||||
| GB00BHJYC057 | 8,475,000 | 4,640% | ||||||
| SUBTOTAL 8. A | ||||||||
| B 1: Financial Instruments according to Art. 13(1)(a) of Directive<br>2004/109/EC (DTR5.3.1.1 (a)) | ||||||||
| Type of financial instrument | Expirationdate | Exercise/Conversion Period | Number of voting rights that may be acquired if the instrument<br>is<br><br><br>exercised/converted. | % of voting rights | ||||
| SUBTOTAL 8. B 1 | ||||||||
| B 2: Financial Instruments with similar economic effect according<br>to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1<br>(b)) | ||||||||
| Type of financial instrument | Expirationdate | Exercise/Conversion Period | Physical or cash<br><br><br>settlement | Number of voting rights | % of voting rights | |||
| SUBTOTAL 8.B.2 | ||||||||
| 9. Information in relation to the person subject to the<br>notification obligation (please mark the applicable box<br>with an "X") | ||||||||
| --- | --- | --- | --- | --- | ||||
| Person<br>subject to the notification obligation is not controlled by any<br>natural person or legal entity and does not control any other<br>undertaking(s) holding directly or indirectly an interest in the<br>(underlying) issuer | ||||||||
| Full chain<br>of controlled undertakings through which the voting rights and/or<br>the financial instruments are effectively held starting with the<br>ultimate controlling natural person or legal entity(please add additional rows as<br>necessary) | X | |||||||
| Name | % of voting rights if it equals or is higher than the notifiable<br>threshold | % of voting rights through financial instruments if it equals or is<br>higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable<br>threshold | |||||
| Boron<br>Investments BV | 4,640% | |||||||
| 10. In case of proxy voting, please identify: | ||||||||
| Name of<br>the proxy holder | ||||||||
| The<br>number and % of voting rights held | ||||||||
| The<br>date until which the voting rights will be held | ||||||||
| 11. Additional information | ||||||||
| Place of completion | Zeist,<br>The Netherlands | |||||||
| --- | --- | |||||||
| Date of completion | March<br>23, 2020 |
Exhibit No: 99.4
InterContinental Hotels Group PLC
Person Discharging Managerial Responsibility ("PDMR") Shareholding
| 1 | Details of the person discharging managerial responsibilities /<br>person closely associated | |
|---|---|---|
| a) | Name | Patrick Cescau |
| 2 | Reason for the notification | |
| a) | Position/status | Chair |
| b) | Initial notification /Amendment | Initial |
| 3 | Details of the issuer, emission allowance market participant,<br>auction platform, auctioneer or auction monitor | |
| a) | Name | InterContinental<br>Hotels Group PLC |
| b) | LEI | 2138007ZFQYRUSLU3J98 |
| 4 | Details of the transaction on 2020-03-20 | |
| a) | Description of the financial instrument, type of<br>instrument<br><br><br><br><br><br>Identification<br>code | Ordinary Shares<br><br><br> <br><br><br>GB00BHJYC057 |
| b) | Nature of the transaction | Acquisition |
| c) | Price(s) and volume(s) | Price(s) |
| 26.586432 | ||
| d) | Aggregated information<br><br><br><br><br><br>- Aggregated volume<br><br><br><br><br><br>- Price<br><br><br><br><br><br>-<br>Aggregated total | 3,750<br><br><br> <br><br>26.586432<br><br> <br><br>99,699.12 |
| e) | Date of the transaction | 2020-03-20 |
| f) | Place of the transaction | XLON |
| 5 | Details of the transaction on 2020-03-23 | |
| a) | Description of the financial instrument, type of<br>instrument<br><br><br><br><br><br>Identification<br>code | Ordinary Shares<br><br><br> <br><br><br>GB00BHJYC057 |
| b) | Nature of the transaction | Acquisition |
| c) | Price(s) and volume(s) | Price(s) |
| 26.479886 | ||
| d) | Aggregated information<br><br><br><br><br><br>- Aggregated volume<br><br><br><br><br><br>- Price<br><br><br><br><br><br>-<br>Aggregated total | 3,780<br><br><br> <br><br>26.479886<br><br> <br><br>100,093.97 |
| e) | Date of the transaction | 2020-03-23 |
| f) | Place of the transaction | XLON |
All values are in British Pounds.
Exhibit No: 99.5
TR-1: Standard form for notification of major holdings
| NOTIFICATION OF MAJOR HOLDINGS (to<br>be sent to the relevant issuer and to the FCA in<br>Microsoft Word format if possible) | |||||||||
|---|---|---|---|---|---|---|---|---|---|
| 1a. Identity of the issuer or the underlying issuer of existing<br>shares to which voting rights are attached: | InterContinental<br>Hotels Group PLC | ||||||||
| 1b. Please indicate if the issuer is a non-UK<br>issuer (please mark<br>with an "X" if appropriate) | |||||||||
| Non-UK issuer | |||||||||
| 2. Reason for the notification (please mark the<br>appropriate box or boxes with an "X") | |||||||||
| An<br>acquisition or disposal of voting rights | X | ||||||||
| An<br>acquisition or disposal of financial instruments | |||||||||
| An<br>event changing the breakdown of voting rights | |||||||||
| Other<br>(please specify): | |||||||||
| 3. Details of person subject to the notification<br>obligation | |||||||||
| Name | BlackRock,<br>Inc. | ||||||||
| City<br>and country of registered office (if applicable) | Wilmington,<br>DE, USA | ||||||||
| 4. Full name of shareholder(s) (if different from<br>3.) | |||||||||
| Name | |||||||||
| City<br>and country of registered office (if applicable) | |||||||||
| 5. Date on which the threshold was crossed or reached: | 25/03/2020 | ||||||||
| 6. Date on which issuer notified<br>(DD/MM/YYYY): | 26/03/2020 | ||||||||
| 7. Total positions of person(s) subject to the notification<br>obligation | |||||||||
| % of<br>voting rights attached to shares (total of 8. A) | % of<br>voting rights through financial instruments(total of 8.B 1 + 8.B<br>2) | Total<br>of both in % (8.A + 8.B) | Total<br>number of voting rights of issuer | ||||||
| Resulting<br>situation on the date on which threshold was crossed or<br>reached | 5.07% | 0.62% | 5.70% | 182,656,312 | |||||
| Position<br>of previous notification (if<br><br><br>applicable) | 4.88% | 0.65% | 5.53% | ||||||
| 8. Notified details of the resulting situation on the date on which<br>the threshold was crossed or reached | |||||||||
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| A: Voting rights attached to shares | |||||||||
| Class/type ofshares<br><br><br>ISIN<br>code (if possible) | Number of voting rights | % of voting rights | |||||||
| Direct<br><br><br>(Art 9<br>of Directive 2004/109/EC) (DTR5.1) | Indirect<br><br><br>(Art 10<br>of Directive 2004/109/EC) (DTR5.2.1) | Direct<br><br><br>(Art 9<br>of Directive 2004/109/EC) (DTR5.1) | Indirect<br><br><br>(Art 10<br>of Directive 2004/109/EC) (DTR5.2.1) | ||||||
| GB00BHJYC057 | 9,276,082 | 5.07% | |||||||
| SUBTOTAL 8. A | 9,276,082 | 5.07% | |||||||
| B 1: Financial Instruments according to Art. 13(1)(a) of Directive<br>2004/109/EC (DTR5.3.1.1 (a)) | |||||||||
| Type of financial instrument | Expirationdate | Exercise/Conversion Period | Number of voting rights that may be acquired if the instrument<br>is<br><br><br>exercised/converted. | % of voting rights | |||||
| Securities<br>Lending | 803,902 | 0.44% | |||||||
| SUBTOTAL 8. B 1 | 803,902 | 0.44% | |||||||
| B 2: Financial Instruments with similar economic effect according<br>to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1<br>(b)) | |||||||||
| Type of financial instrument | Expirationdate | Exercise/Conversion Period | Physical or cash<br><br><br>settlement | Number of voting rights | % of voting rights | ||||
| CFD | Cash | 337,026 | 0.18% | ||||||
| SUBTOTAL 8.B.2 | 337,026 | 0.18% | |||||||
| 9. Information in relation to the person subject to the<br>notification obligation (please mark the applicable box with<br>an "X") | |||||||||
| --- | --- | --- | --- | --- | |||||
| Person<br>subject to the notification obligation is not controlled by any<br>natural person or legal entity and does not control any other<br>undertaking(s) holding directly or indirectly an interest in the<br>(underlying) issuer | |||||||||
| Full chain<br>of controlled undertakings through which the voting rights and/or<br>thefinancial instruments are effectively held starting with the<br>ultimate controlling natural person or legal entity(please add additional rows as<br>necessary) | X | ||||||||
| Name | % of voting rights if it equals or is higher than the notifiable<br>threshold | % of voting rights through financial instruments if it equals or is<br>higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable<br>threshold | ||||||
| See<br>Attachment | |||||||||
| 10. In case of proxy voting, please identify: | |||||||||
| Name of<br>the proxy holder | |||||||||
| The<br>number and % of voting rights held | |||||||||
| The<br>date until which the voting rights will be held | |||||||||
| 11. Additional information | |||||||||
| BlackRock<br>Regulatory Threshold Reporting Team James Michael<br><br><br>020<br>7743 3650 | |||||||||
| Place of completion | 12 Throgmorton<br>Avenue, London, EC2N 2DL, U.K. | ||||||||
| --- | --- | ||||||||
| Date<br>of completion | 26 March,<br>2020 | ||||||||
| Section 9 Attachment | |||||||||
| --- | --- | --- | --- | ||||||
| Name | % of voting rights if it equals or is higher than the notifiable<br>threshold | % of voting rights through financial instruments if it equals or is<br>higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable<br>threshold | ||||||
| BlackRock,<br>Inc. | |||||||||
| Trident<br>Merger, LLC | |||||||||
| BlackRock<br>Investment Management, LLC | |||||||||
| BlackRock,<br>Inc. | |||||||||
| BlackRock<br>Holdco 2, Inc. | |||||||||
| BlackRock<br>Financial Management, Inc. | |||||||||
| BlackRock<br>Holdco 4, LLC | |||||||||
| BlackRock<br>Holdco 6, LLC | |||||||||
| BlackRock<br>Delaware Holdings Inc. | |||||||||
| BlackRock<br>Fund Advisors | |||||||||
| BlackRock,<br>Inc. | |||||||||
| BlackRock<br>Holdco 2, Inc. | |||||||||
| BlackRock<br>Financial Management, Inc. | |||||||||
| BlackRock<br>International Holdings, Inc. | |||||||||
| BR<br>Jersey International Holdings L.P. | |||||||||
| BlackRock<br>Australia Holdco Pty. Ltd. | |||||||||
| BlackRock<br>Investment Management (Australia) Limited | |||||||||
| BlackRock,<br>Inc. | |||||||||
| BlackRock<br>Holdco 2, Inc. | |||||||||
| BlackRock<br>Financial Management, Inc. | |||||||||
| BlackRock<br>Capital Holdings, Inc. | |||||||||
| BlackRock<br>Advisors, LLC | |||||||||
| BlackRock,<br>Inc. | |||||||||
| BlackRock<br>Holdco 2, Inc. | |||||||||
| BlackRock<br>Financial Management, Inc. | |||||||||
| BlackRock<br>Holdco 4, LLC | |||||||||
| BlackRock<br>Holdco 6, LLC | |||||||||
| BlackRock<br>Delaware Holdings Inc. | |||||||||
| BlackRock<br>Institutional Trust Company, National Association | |||||||||
| BlackRock,<br>Inc. | |||||||||
| BlackRock<br>Holdco 2, Inc. | |||||||||
| BlackRock<br>Financial Management, Inc. | |||||||||
| BlackRock<br>International Holdings, Inc. | |||||||||
| BR<br>Jersey International Holdings L.P. | |||||||||
| BlackRock<br>Holdco 3, LLC | |||||||||
| BlackRock<br>Cayman 1 LP | |||||||||
| BlackRock<br>Cayman West Bay Finco Limited | |||||||||
| BlackRock<br>Cayman West Bay IV Limited | |||||||||
| BlackRock<br>Group Limited | |||||||||
| BlackRock<br>International Limited | |||||||||
| BlackRock,<br>Inc. | |||||||||
| BlackRock<br>Holdco 2, Inc. | |||||||||
| BlackRock<br>Financial Management, Inc. | |||||||||
| BlackRock<br>International Holdings, Inc. | |||||||||
| BR<br>Jersey International Holdings L.P. | |||||||||
| BlackRock<br>Holdco 3, LLC | |||||||||
| BlackRock<br>Cayman 1 LP | |||||||||
| BlackRock<br>Cayman West Bay Finco Limited | |||||||||
| BlackRock<br>Cayman West Bay IV Limited | |||||||||
| BlackRock<br>Group Limited | |||||||||
| BlackRock<br>Finance Europe Limited | |||||||||
| BlackRock<br>Advisors (UK) Limited | |||||||||
| BlackRock,<br>Inc. | |||||||||
| BlackRock<br>Holdco 2, Inc. | |||||||||
| BlackRock<br>Financial Management, Inc. | |||||||||
| BlackRock<br>International Holdings, Inc. | |||||||||
| BR<br>Jersey International Holdings L.P. | |||||||||
| BlackRock<br>Holdco 3, LLC | |||||||||
| BlackRock<br>Cayman 1 LP | |||||||||
| BlackRock<br>Cayman West Bay Finco Limited | |||||||||
| BlackRock<br>Cayman West Bay IV Limited | |||||||||
| BlackRock<br>Group Limited | |||||||||
| BlackRock<br>Finance Europe Limited | |||||||||
| BlackRock<br>Investment Management (UK) Limited | |||||||||
| BlackRock,<br>Inc. | |||||||||
| BlackRock<br>Holdco 2, Inc. | |||||||||
| BlackRock<br>Financial Management, Inc. | |||||||||
| BlackRock<br>International Holdings, Inc. | |||||||||
| BR<br>Jersey International Holdings L.P. | |||||||||
| BlackRock<br>(Singapore) Holdco Pte. Ltd. | |||||||||
| BlackRock<br>HK Holdco Limited | |||||||||
| BlackRock<br>Asset Management North Asia Limited | |||||||||
| BlackRock,<br>Inc. | |||||||||
| BlackRock<br>Holdco 2, Inc. | |||||||||
| BlackRock<br>Financial Management, Inc. | |||||||||
| BlackRock<br>International Holdings, Inc. | |||||||||
| BR<br>Jersey International Holdings L.P. | |||||||||
| BlackRock<br>Holdco 3, LLC | |||||||||
| BlackRock<br>Canada Holdings LP | |||||||||
| BlackRock<br>Canada Holdings ULC | |||||||||
| BlackRock<br>Asset Management Canada Limited | |||||||||
| BlackRock,<br>Inc. | |||||||||
| BlackRock<br>Holdco 2, Inc. | |||||||||
| BlackRock<br>Financial Management, Inc. | |||||||||
| BlackRock<br>International Holdings, Inc. | |||||||||
| BR<br>Jersey International Holdings L.P. | |||||||||
| BlackRock<br>(Singapore) Holdco Pte. Ltd. | |||||||||
| BlackRock<br>HK Holdco Limited | |||||||||
| BlackRock<br>Lux Finco S.a.r.l. | |||||||||
| BlackRock<br>Japan Holdings GK | |||||||||
| BlackRock<br>Japan Co., Ltd. | |||||||||
| BlackRock,<br>Inc. | |||||||||
| BlackRock<br>Holdco 2, Inc. | |||||||||
| BlackRock<br>Financial Management, Inc. | |||||||||
| BlackRock<br>International Holdings, Inc. | |||||||||
| BR<br>Jersey International Holdings L.P. | |||||||||
| BlackRock<br>(Singapore) Holdco Pte. Ltd. | |||||||||
| BlackRock<br>(Singapore) Limited | |||||||||
| BlackRock,<br>Inc. | |||||||||
| BlackRock<br>Holdco 2, Inc. | |||||||||
| BlackRock<br>Financial Management, Inc. | |||||||||
| BlackRock<br>International Holdings, Inc. | |||||||||
| BR<br>Jersey International Holdings L.P. | |||||||||
| BlackRock<br>Holdco 3, LLC | |||||||||
| BlackRock<br>Cayman 1 LP | |||||||||
| BlackRock<br>Cayman West Bay Finco Limited | |||||||||
| BlackRock<br>Cayman West Bay IV Limited | |||||||||
| BlackRock<br>Group Limited | |||||||||
| BlackRock<br>Finance Europe Limited | |||||||||
| BlackRock<br>Investment Management (UK) Limited | |||||||||
| BlackRock<br>Asset Management Deutschland AG | |||||||||
| BlackRock,<br>Inc. | |||||||||
| BlackRock<br>Holdco 2, Inc. | |||||||||
| BlackRock<br>Financial Management, Inc. | |||||||||
| BlackRock,<br>Inc. | |||||||||
| BlackRock<br>Holdco 2, Inc. | |||||||||
| BlackRock<br>Financial Management, Inc. | |||||||||
| BlackRock<br>International Holdings, Inc. | |||||||||
| BR<br>Jersey International Holdings L.P. | |||||||||
| BlackRock<br>Holdco 3, LLC | |||||||||
| BlackRock<br>Cayman 1 LP | |||||||||
| BlackRock<br>Cayman West Bay Finco Limited | |||||||||
| BlackRock<br>Cayman West Bay IV Limited | |||||||||
| BlackRock<br>Group Limited | |||||||||
| BlackRock<br>Finance Europe Limited | |||||||||
| BlackRock<br>(Netherlands) B.V. |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| InterContinental Hotels Group PLC | |
|---|---|
| (Registrant) | |
| By: | /s/ F. Cuttell |
| Name: | F.<br>CUTTELL |
| Title: | ASSISTANT<br>COMPANY SECRETARY |
| Date: | 27 March 2020 |