Immuron Ltd 6-K, filed Oct 29, 2024
Immuron Ltd (IMRN)
About this 6-K
Immuron Ltd filed this 6-K on October 29, 2024.
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a-16 OR 15d-16 UNDER
THE SECURITIES EXCHANGE ACT OF 1934
For the Month of October 2024
Commission File Number: 001-38104
IMMURON LIMITED
(Name of Registrant)
Level 3, 62 Lygon Street, Carlton South, Victoria, 3053, Australia
(Address of principal executive office)
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
Form 20-F ☒ Form 40-F ☐
Indicate by check mark whether by furnishing the information contained in this Form, the registrant is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes ☐ No ☒
If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82-
IMMURON LIMITED
EXPLANATORY NOTE
Immuron Limited (the “Company”) published one announcement (the “Public Notices”) to the Australian Securities Exchange on October 29, 2024 titled:
- “Notification regarding unquoted securities - IMC”
A copy of the Public Notice is attached as an exhibit to this report on Form 6-K.
This report on Form 6-K (including the exhibit hereto) shall not be deemed to be “filed” for purposes of the Securities Exchange Act of 1934, as amended (the “Exchange Act”) and shall not be incorporated by reference into any filing under the Securities Act of 1933, as amended, except as shall be expressly set forth by specific reference in such filing.
1
EXHIBITS
| Exhibit
Number |
Description | |
| 99.1 | Notification regarding unquoted securities - IMC |
2
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| IMMURON LIMITED | ||
| Date: October 29, 2024 | By: | /s/ Phillip Hains |
| Phillip Hains | ||
| Company Secretary | ||
3
Exhibit 99.1
 |
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities |
Announcement Summary
Entity name
IMMURON LIMITED
Date of this announcement
Tuesday October 29, 2024
The +securities the subject of this notification are:
+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX
Total number of +securities to be issued/transferred
| ASX +security code | Security description | Total number of +securities to be issued/transferred | Issue date | |||||
| IMCAE | PERFORMANCE RIGHTS | 5,386,810 | 24/10/2024 | |||||
Refer to next page for full details of the announcement
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|
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities |
Part 1 - Entity and announcement details
1.1 Name of entity
IMMURON LIMITED
We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.
| 1.2 Registered number type | Registration number | |
| ACN | 063114045 |
1.3 ASX issuer code
IMC
1.4 The announcement is
New announcement
1.5 Date of this announcement
29/10/2024
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Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities |
Part 2 - Issue details
2.1 The +securities the subject of this notification are:
+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX
2.2a This notification is given in relation to an issue of +securities in a class which is not quoted on ASX and which:
has an existing ASX security code ("existing class")
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Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities |
Part 3B - number and type of +securities the subject of this notification (existing class) where issue has not previously been notified to ASX in an Appendix 3B
ASX +security code and description
IMCAE : PERFORMANCE RIGHTS
Date the +securities the subject of this notification were issued
24/10/2024
Will these +securities rank equally in all respects from their issue date with the existing issued +securities in that class
Yes
Were any of the +securities issued to +key management personnel (KMP) or an +associate?
Yes
Provide details of the KMP or +associates being issued +securities.
| Name of KMP | Name of registered holder | Number of +securities | ||||
| Mr Steven Lydeamore | Mr Steven Lydeamore | 2,736,515 | ||||
| Mr Jerry Kanellos | Mr Jerry Kanellos | 1,088,535 | ||||
| Mr Flavio Palumbo | Mr Flavio Palumbo | 985,883 | ||||
Please provide a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme or a summary of the terms
As per the Omnibus Incentive Plan approved by shareholders in the AGM held on 21 November 2023:
https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02728563-3A628911
Any other information the entity wishes to provide about the +securities the subject of this notification
These performance rights are subject to vesting conditions tied to Board of Directors approved LTI targets.
Issue details
Number of +securities
5,386,810
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Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities |
Part 4 - +Securities on issue
Following the issue, conversion or payment up of the +securities the subject of this notification, the +securities of the entity will comprise:
The figures in parts 4.1 and 4.2 below are automatically generated and may not reflect the entity's current issued capital if other Appendix 2A, Appendix 3G or Appendix 3H forms are currently with ASX for processing.
4.1 Quoted +securities (Total number of each +class of +securities issued and quoted on ASX)
| ASX +security code and description | Total
number of +securities on issue | |||
| IMC : ORDINARY FULLY PAID | 229,145,429 | |||
4.2 Unquoted +securities (Total number of each +class of +securities issued but not quoted on ASX)
| ASX +security code and description | Total
number of +securities on issue | |||
| IMCAE : PERFORMANCE RIGHTS | 5,928,566 | |||
| IMCAI : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES | 2,930,000 | |||
| IMCAD : OPTION EXPIRING 13-NOV-2024 EX $0.12 | 7,900,000 | |||
| IMCAM : OPTION EXPIRING 21-JUL-2025 EX USD$0.5859375 | 2,560,000 | |||
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Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities |
Part 5 - Other Listing Rule requirements
5.1 Were the +securities issued under an exception in Listing Rule 7.2 and therefore the issue did not need any security holder approval under Listing Rule 7.1?
Yes
5.1a Select the number of the applicable exception in Listing Rule 7.2
13
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