Immuron Ltd 6-K, filed Mar 26, 2020
Immuron Ltd (IMRN)
About this 6-K
Immuron Ltd filed this 6-K on March 26, 2020.
UNITEDSTATES
SECURITIESAND EXCHANGE COMMISSION
Washington,D.C. 20549
Form6-K
REPORTOF FOREIGN PRIVATE ISSUER
PURSUANTTO RULE 13a-16 OR 15d-16 UNDER
THESECURITIES EXCHANGE ACT OF 1934
For the Month of March 2020
Commission File Number: 001-38104
IMMURONLIMITED
(Name of Registrant)
Level3, 62 Lygon Street, Carlton South, Victoria, 3053, Australia
(Address of principal executive office)
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
Form 20-F ☒ Form 40-F ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ☐
Indicate by check mark whether by furnishing the information contained in this Form, the registrant is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes ☐ No ☒
If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82-
IMMURONLIMITED
EXPLANATORYNOTE
Immuron Limited (the “Company”) published one announcement (the “Public Notices”) to the Australian Securities Exchange on March 26, 2020 titled:
| - | “Final<br>Director’s Interest Notice – GJ” |
|---|
A copy of the Public Notice is attached as an exhibit to this report on Form 6-K.
This report on Form 6-K (including the exhibit hereto) shall not be deemed to be “filed” for purposes of the Securities Exchange Act of 1934, as amended (the “Exchange Act”) and shall not be incorporated by reference into any filing under the Securities Act of 1933, as amended, except as shall be expressly set forth by specific reference in such filing.
1
EXHIBITS
| Exhibit<br><br> Number | Description |
|---|---|
| 99.1 | Final Director’s Interest Notice – GJ |
2
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| IMMURON LIMITED | ||
|---|---|---|
| Date: March 26,<br> 2020 | By: | /s/<br> Phillip Hains |
| Phillip Hains | ||
| Company Secretary |
3
Exhibit 99.1
Appendix 3Z
Final Director’s Interest Notice
Rule3.19A.3
Appendix 3Z
Final Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available.
Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/9/2001.
| Name of Entity: | Immuron<br> Limited (ASX:IMC) |
|---|---|
| ABN: | 80<br> 063 114 045 |
We (the entity) give ASX the following information under listing rule 3.19A.3 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director: | Gary<br> S Jacob |
|---|---|
| Date of Last Notice: | 13<br> November 2019 |
| Date that Director Ceased to be Director: | 25<br> March 2020 |
Part 1 – Director’s Relevant Interests in Securities of Which the Director is the Registered Holder
Inthe case of a trust, this includes interests in the trust made available by the responsible entity of the trust
| Note: | In<br>the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director”<br>should be disclosed in this part. |
|---|---|
| Number | Class of Securities |
| --- | --- |
| 260,000 | Fully<br> Paid Ordinary Shares (IMC) |
| 5,000,000 | Unlisted<br> Options exercisable at $0.50 per option on or before 10 February 2024 |
+ See chapter 19 for defined terms.
| 11/3/2002 | Appendix<br> 3Z Page 1 |
|---|
Appendix 3Z
Final Director’s Interest Notice
Part 2 – Director’s Relevant Interests in Securities of Which the Director is not the Registered Holder
| Note: | In<br>the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director”<br>should be disclosed in this part. |
|---|
Inthe case of a trust, this includes interests in the trust made available by the responsible entity of the trust
| Name of Holder & Nature of Interest:<br><br> <br>Note: Provide<br>details of the circumstances giving rise to the relevant interest | Number | Class of Securities |
|---|---|---|
| N/A | N/A | N/A |
Part3 – Director’s Interests in Contracts
| Detail of Contract: | N/A |
|---|---|
| Nature of Interest: | N/A |
| Name of Registered Holder: (if issued securities) | N/A |
| No. and Class of Securities to Which Interest Relates: | N/A |
See chapter 19 for defined terms.
| Appendix<br> 3Z Page 2 | 11/3/2002 |
|---|